| Vanguard Balanced Index Fund Admiral Shares (VBIAX)etf | Buy | $1,001 – $15,000 | Mar 7, 2025 | Dec 30, 2025 | 298 | Filing for Sethuraman Panchanathan Vanguard Balanced Index Fund Admiral Shares (VBIAX) trade |
| George Putnam Balanced Fundfund | Buy | $15,001 – $50,000 | Nov 29, 2024 | Dec 30, 2025 | 396 | Filing for Sethuraman Panchanathan George Putnam Balanced Fund trade |
| Fidelity Balanced Fund (FBALX)fund | Buy | $15,001 – $50,000 | Oct 11, 2024 | Dec 30, 2025 | 445 | Filing for Sethuraman Panchanathan Fidelity Balanced Fund (FBALX) trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Dec 28, 2023 | Oct 22, 2024 | 299 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Swan Defined Risk Fund Class I Sharesfund | Buy | $15,001 – $50,000 | Dec 28, 2023 | Oct 22, 2024 | 299 | Filing for Sethuraman Panchanathan Swan Defined Risk Fund Class I Shares trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Dec 21, 2023 | Oct 22, 2024 | 306 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Balanced Fund (FBALX)fund | Buy | $1,001 – $15,000 | Dec 21, 2023 | Oct 22, 2024 | 306 | Filing for Sethuraman Panchanathan Fidelity Balanced Fund (FBALX) trade |
| Vanguard Balanced Index Fund Admiral Shares (VBIAX)etf | Buy | $1,001 – $15,000 | Dec 20, 2023 | Oct 22, 2024 | 307 | Filing for Sethuraman Panchanathan Vanguard Balanced Index Fund Admiral Shares (VBIAX) trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Dec 14, 2023 | Oct 22, 2024 | 313 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Dec 13, 2023 | Oct 22, 2024 | 314 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Value Line Asset Allocation Fund, Inc Investorfund | Buy | $15,001 – $50,000 | Dec 13, 2023 | Oct 22, 2024 | 314 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Dec 12, 2023 | Oct 22, 2024 | 315 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Dec 1, 2023 | Oct 22, 2024 | 326 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Nov 30, 2023 | Oct 22, 2024 | 327 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Oct 13, 2023 | Oct 22, 2024 | 375 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Balanced Fund (FBALX)fund | Buy | $1,001 – $15,000 | Oct 13, 2023 | Oct 22, 2024 | 375 | Filing for Sethuraman Panchanathan Fidelity Balanced Fund (FBALX) trade |
| Fidelity Government Money Market Fundfund | Buy | $15,001 – $50,000 | Oct 2, 2023 | Oct 22, 2024 | 386 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Sep 21, 2023 | Oct 22, 2024 | 397 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Sep 12, 2023 | Oct 22, 2024 | 406 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Government Money Market Fundfund | Buy | $15,001 – $50,000 | Sep 1, 2023 | Oct 22, 2024 | 417 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Aug 30, 2023 | Oct 22, 2024 | 419 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Jul 7, 2023 | Oct 22, 2024 | 473 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Jul 3, 2023 | Oct 22, 2024 | 477 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Jun 23, 2023 | Oct 22, 2024 | 487 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Jun 13, 2023 | Oct 22, 2024 | 497 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Jun 1, 2023 | Oct 22, 2024 | 509 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | May 30, 2023 | Oct 22, 2024 | 511 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Fidelity Balanced Fund (FBALX)fund | Buy | $1,001 – $15,000 | Apr 5, 2023 | Oct 22, 2024 | 566 | Filing for Sethuraman Panchanathan Fidelity Balanced Fund (FBALX) trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Buy | $1,001 – $15,000 | Apr 3, 2023 | Oct 22, 2024 | 568 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Janus Henderson Balanced Fund Class T Shares (JABAX)fund | Buy | $1,001 – $15,000 | Mar 31, 2023 | Oct 22, 2024 | 571 | Filing for Sethuraman Panchanathan Janus Henderson Balanced Fund Class T Shares (JABAX) trade |
| Fidelity Government Money Market Fundfund | Buy | $15,001 – $50,000 | Mar 31, 2023 | Oct 22, 2024 | 571 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund trade |
| American Balanced Fund Class F1 Shares (BALFX)fund | Buy | $1,001 – $15,000 | Mar 14, 2023 | Oct 22, 2024 | 588 | Filing for Sethuraman Panchanathan American Balanced Fund Class F1 Shares (BALFX) trade |
| George Putnam Balanced Fund CL Afund | Buy | $1,001 – $15,000 | Feb 28, 2023 | Oct 22, 2024 | 602 | Filing for Sethuraman Panchanathan George Putnam Balanced Fund CL A trade |
| GS SM CAP VALUE R6 to VANG SMCPVLother | Exchange | $250,001 – $500,000 | Feb 13, 2023 | Oct 22, 2024 | 617 | Filing for Sethuraman Panchanathan GS SM CAP VALUE R6 to VANG SMCPVL trade |
| Fidelity Government Money Market Fund (SPAXX)fund | Sell | $1,001 – $15,000 | Feb 3, 2023 | Oct 22, 2024 | 627 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
| Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX)fund | Buy | $1,001 – $15,000 | Dec 14, 2022 | Aug 17, 2023 | 246 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX) trade |
| Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX)fund | Buy | $1,001 – $15,000 | Dec 14, 2022 | Aug 17, 2023 | 246 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX) trade |
| Value Line Asset Allocation Fund, Inc Investorfund | Buy | $15,001 – $50,000 | Dec 14, 2022 | Aug 17, 2023 | 246 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor trade |
| First Eagle Global Fund Class I Shares (SGIIX)fund | Buy | $1,001 – $15,000 | Dec 1, 2022 | Aug 17, 2023 | 259 | Filing for Sethuraman Panchanathan First Eagle Global Fund Class I Shares (SGIIX) trade |
| Fidelity Puritan Fund (FPURX)fund | Buy | $1,001 – $15,000 | Oct 14, 2022 | Aug 17, 2023 | 307 | Filing for Sethuraman Panchanathan Fidelity Puritan Fund (FPURX) trade |
| Chennai, India (undeveloped land) plot 3other | Sell | $15,001 – $50,000 | Sep 7, 2022 | Aug 17, 2023 | 344 | Filing for Sethuraman Panchanathan Chennai, India (undeveloped land) plot 3 trade |
| Chennai, India (undeveloped land) plot 2other | Sell | $15,001 – $50,000 | Aug 16, 2022 | Aug 17, 2023 | 366 | Filing for Sethuraman Panchanathan Chennai, India (undeveloped land) plot 2 trade |
| Chennai, India (undeveloped land) plot 1other | Sell | $1,001 – $15,000 | Aug 4, 2022 | Aug 17, 2023 | 378 | Filing for Sethuraman Panchanathan Chennai, India (undeveloped land) plot 1 trade |
| Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX)fund | Buy | $1,001 – $15,000 | May 16, 2022 | Aug 17, 2023 | 458 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX) trade |
| Fidelity Puritan Fund (FPURX)fund | Buy | $1,001 – $15,000 | May 16, 2022 | Aug 17, 2023 | 458 | Filing for Sethuraman Panchanathan Fidelity Puritan Fund (FPURX) trade |
| Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX)fund | Buy | $1,001 – $15,000 | May 16, 2022 | Aug 17, 2023 | 458 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX) trade |
| DMG Balanced Fund of Funds multiplefund | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan DMG Balanced Fund of Funds multiple trade |
| Vanguard Balanced Index Fund Admiral Shares (VBIAX) multipleetf | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan Vanguard Balanced Index Fund Admiral Shares (VBIAX) multiple trade |
| George Putnam Balanced Fund (PGEOX) multiplefund | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan George Putnam Balanced Fund (PGEOX) multiple trade |
| Janus Henderson Balanced Fund Class T Shares (JABAX) multiplefund | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan Janus Henderson Balanced Fund Class T Shares (JABAX) multiple trade |
| American Balanced Fund Class F1 Shares (BALFX) multiplefund | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan American Balanced Fund Class F1 Shares (BALFX) multiple trade |
| Fidelity Balanced Fund (FBALX) multiplefund | Buy | $15,001 – $50,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan Fidelity Balanced Fund (FBALX) multiple trade |
| Value Line Asset Allocation Fund, Inc Investorfund | Buy | $15,001 – $50,000 | Dec 14, 2021 | Aug 20, 2022 | 249 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor trade |
| GeorgePutnam Balanced Fund Class Afund | Buy | $100,001 – $250,000 | Dec 1, 2021 | Aug 20, 2022 | 262 | Filing for Sethuraman Panchanathan GeorgePutnam Balanced Fund Class A trade |
| Fidelity Balanced Fund (FBALX)fund | Buy | $100,001 – $250,000 | Nov 29, 2021 | Aug 20, 2022 | 264 | Filing for Sethuraman Panchanathan Fidelity Balanced Fund (FBALX) trade |
| Fidelity Balanced Fund (FBALX)fund | Buy | $50,001 – $100,000 | Sep 30, 2021 | Aug 20, 2022 | 324 | Filing for Sethuraman Panchanathan Fidelity Balanced Fund (FBALX) trade |
| Fidelity Balanced Fund (FBALX) Multiplefund | Buy | $15,001 – $50,000 | Apr 5, 2021 | Aug 20, 2022 | 502 | Filing for Sethuraman Panchanathan Fidelity Balanced Fund (FBALX) Multiple trade |
| Janus Henderson Balanced Fund Class T Shares (JABAX) Multiplefund | Buy | $1,001 – $15,000 | Mar 31, 2021 | Aug 20, 2022 | 507 | Filing for Sethuraman Panchanathan Janus Henderson Balanced Fund Class T Shares (JABAX) Multiple trade |
| Vanguard Balanced Index Fund Admiral Shares (VBIAX) Multipleetf | Buy | $1,001 – $15,000 | Mar 24, 2021 | Aug 20, 2022 | 514 | Filing for Sethuraman Panchanathan Vanguard Balanced Index Fund Admiral Shares (VBIAX) Multiple trade |
| American Balanced Fund Class F1 Shares (BALFX) Multiplefund | Buy | $1,001 – $15,000 | Mar 16, 2021 | Aug 20, 2022 | 522 | Filing for Sethuraman Panchanathan American Balanced Fund Class F1 Shares (BALFX) Multiple trade |
| George Putnam Balanced Fund (PGEOX)fund | Buy | $15,001 – $50,000 | Mar 8, 2021 | Aug 20, 2022 | 530 | Filing for Sethuraman Panchanathan George Putnam Balanced Fund (PGEOX) trade |
| Fidelity Balanced Fund (FBALX)fund | Buy | $15,001 – $50,000 | Mar 5, 2021 | Aug 20, 2022 | 533 | Filing for Sethuraman Panchanathan Fidelity Balanced Fund (FBALX) trade |
| George Putnam Balanced Fund Class Afund | Buy | $15,001 – $50,000 | Feb 26, 2021 | Aug 20, 2022 | 540 | Filing for Sethuraman Panchanathan George Putnam Balanced Fund Class A trade |
| WMTWalmart Inc. | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan WMT trade |
| WHRWhirlpool Corporation | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan WHR trade |
| Varian Medical Systems, Inc. (VAR)stock | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan Varian Medical Systems, Inc. (VAR) trade |
| SBUXStarbucks Corporation | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan SBUX trade |
| FLOWGlobal X U.S. Cash Flow Kings 100 ETF | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan FLOW trade |
| Reckitt Benckiser Group PLC RBGLYstock | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan Reckitt Benckiser Group PLC RBGLY trade |
| Raytheon Technologies Corp RTXstock | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan Raytheon Technologies Corp RTX trade |
| PGProcter & Gamble Company (The) | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan PG trade |
| PEPPepsiCo Inc. | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan PEP trade |
| ORCLOracle Corporation | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan ORCL trade |
| NKENike Inc. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan NKE trade |
| NVONovo Nordisk A/S | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan NVO trade |
| MSFTMicrosoft Corporation | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan MSFT trade |
| MGAMagna International Inc. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan MGA trade |
| JNJJohnson & Johnson | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan JNJ trade |
| JPMJP Morgan Chase & Co. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan JPM trade |
| IFFInternational Flavors & Fragrances Inc. | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan IFF trade |
| GDGeneral Dynamics Corporation | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan GD trade |
| EXPDExpeditors International of Washington Inc. | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan EXPD trade |
| DISWalt Disney Company (The) | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan DIS trade |
| Danone Sponsored France ADRstock | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan Danone Sponsored France ADR trade |
| CCitigroup Inc. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan C trade |
| BIIBBiogen Inc. | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan BIIB trade |
| CVXChevron Corporation | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan CVX trade |
| CSCOCisco Systems Inc. | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan CSCO trade |
| CHRWC.H. Robinson Worldwide Inc. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan CHRW trade |
| BDXBecton Dickinson and Company | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan BDX trade |
| MDTMedtronic plc. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan MDT trade |
| AAPLApple Inc. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan AAPL trade |
| AMGAffiliated Managers Group Inc. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan AMG trade |
| GOOGAlphabet Inc. Class C | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan GOOG trade |
| LBTYKLiberty Global Ltd. Class C | Sell | $15,001 – $50,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan LBTYK trade |
| ACNAccenture plc Class A | Sell | $1,001 – $15,000 | Jan 4, 2021 | Aug 20, 2022 | 593 | Filing for Sethuraman Panchanathan ACN trade |
| WHRWhirlpool Corporation | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan WHR trade |
| WMTWalmart Inc. | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan WMT trade |
| Varian Medical Systems, Inc. (VAR)stock | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan Varian Medical Systems, Inc. (VAR) trade |
| SBUXStarbucks Corporation | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan SBUX trade |
| FLOWGlobal X U.S. Cash Flow Kings 100 ETF | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan FLOW trade |
| Reckitt Benckiser Group PLC RBGLYstock | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan Reckitt Benckiser Group PLC RBGLY trade |
| Raytheon Technologies Corp RTXstock | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan Raytheon Technologies Corp RTX trade |
| PGProcter & Gamble Company (The) | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan PG trade |
| PEPPepsiCo Inc. | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan PEP trade |
| ORCLOracle Corporation | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan ORCL trade |
| NVONovo Nordisk A/S | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan NVO trade |
| NKENike Inc. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan NKE trade |
| MSFTMicrosoft Corporation | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan MSFT trade |
| MGAMagna International Inc. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan MGA trade |
| JNJJohnson & Johnson | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan JNJ trade |
| JPMJP Morgan Chase & Co. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan JPM trade |
| IFFInternational Flavors & Fragrances Inc. | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan IFF trade |
| GDGeneral Dynamics Corporation | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan GD trade |
| EXPDExpeditors International of Washington Inc. | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan EXPD trade |
| DISWalt Disney Company (The) | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan DIS trade |
| Danone Sponsored France ADRstock | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan Danone Sponsored France ADR trade |
| CCitigroup Inc. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan C trade |
| CSCOCisco Systems Inc. | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan CSCO trade |
| CVXChevron Corporation | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan CVX trade |
| CHRWC.H. Robinson Worldwide Inc. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan CHRW trade |
| BIIBBiogen Inc. | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan BIIB trade |
| BDXBecton Dickinson and Company | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan BDX trade |
| AAPLApple Inc. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan AAPL trade |
| GOOGAlphabet Inc. Class C | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan GOOG trade |
| AMGAffiliated Managers Group Inc. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan AMG trade |
| MDTMedtronic plc. | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan MDT trade |
| LBTYKLiberty Global Ltd. Class C | Sell | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan LBTYK trade |
| ACNAccenture plc Class A | Sell | $1,001 – $15,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Sethuraman Panchanathan ACN trade |
| DMG Balanced Fund of Funds (multiple)fund | Buy | $1,001 – $15,000 | Jan 1, 2021 | Aug 20, 2022 | 596 | Filing for Sethuraman Panchanathan DMG Balanced Fund of Funds (multiple) trade |
| Vanguard Balanced Index Fund Admiral Shares (VBIAX)etf | Buy | $1,001 – $15,000 | Dec 29, 2020 | Aug 6, 2021 | 220 | Filing for Sethuraman Panchanathan Vanguard Balanced Index Fund Admiral Shares (VBIAX) trade |
| Janus Henderson Balanced Fund Class T Shares (JABAX)fund | Buy | $1,001 – $15,000 | Dec 17, 2020 | Aug 6, 2021 | 232 | Filing for Sethuraman Panchanathan Janus Henderson Balanced Fund Class T Shares (JABAX) trade |
| MFS Value Fund Class R6 Shares (MEIKX)fund | Buy | $1,001 – $15,000 | Dec 17, 2020 | Aug 6, 2021 | 232 | Filing for Sethuraman Panchanathan MFS Value Fund Class R6 Shares (MEIKX) trade |
| Fidelity Contrafund K6 Fund (FLCNX)fund | Buy | $1,001 – $15,000 | Dec 11, 2020 | Aug 6, 2021 | 238 | Filing for Sethuraman Panchanathan Fidelity Contrafund K6 Fund (FLCNX) trade |
| Fidelity Diversified International K6 Fund (FKIDX)fund | Buy | $1,001 – $15,000 | Dec 4, 2020 | Aug 6, 2021 | 245 | Filing for Sethuraman Panchanathan Fidelity Diversified International K6 Fund (FKIDX) trade |
| Vanguard Balanced Index Fund Admiraletf | Buy | $50,001 – $100,000 | Nov 5, 2020 | Aug 6, 2021 | 274 | Filing for Sethuraman Panchanathan Vanguard Balanced Index Fund Admiral trade |
| Value Line Asset Allocation Fund, Inc Investorfund | Buy | $50,001 – $100,000 | Nov 5, 2020 | Aug 6, 2021 | 274 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor trade |
| Janus Henderson Balanced Fund Class Tfund | Buy | $50,001 – $100,000 | Nov 5, 2020 | Aug 6, 2021 | 274 | Filing for Sethuraman Panchanathan Janus Henderson Balanced Fund Class T trade |
| George Putnam Balanced Fund Class Afund | Buy | $50,001 – $100,000 | Nov 5, 2020 | Aug 6, 2021 | 274 | Filing for Sethuraman Panchanathan George Putnam Balanced Fund Class A trade |
| American Balanced Fund Class F1 Sharesfund | Buy | $50,001 – $100,000 | Nov 5, 2020 | Aug 6, 2021 | 274 | Filing for Sethuraman Panchanathan American Balanced Fund Class F1 Shares trade |
| MFS Value Fund Class R6 Shares (MEIKX)fund | Buy | $1,001 – $15,000 | Sep 24, 2020 | Aug 6, 2021 | 316 | Filing for Sethuraman Panchanathan MFS Value Fund Class R6 Shares (MEIKX) trade |
| T Rowe Price Retirement I 2025 Fund Class I Shares (TRPHX)fund | Buy | $1,001 – $15,000 | Jul 16, 2020 | Aug 6, 2021 | 386 | Filing for Sethuraman Panchanathan T Rowe Price Retirement I 2025 Fund Class I Shares (TRPHX) trade |
| DMG Balanced Fund of Funds (multiple)fund | Buy | $1,001 – $15,000 | Jul 2, 2020 | Aug 6, 2021 | 400 | Filing for Sethuraman Panchanathan DMG Balanced Fund of Funds (multiple) trade |
| Fidelity Contrafund K6 Fund (FLCNX)fund | Buy | $1,001 – $15,000 | Jul 2, 2020 | Aug 6, 2021 | 400 | Filing for Sethuraman Panchanathan Fidelity Contrafund K6 Fund (FLCNX) trade |
| Goldman Sachs Small Cap Value Fund Class R6 Shares (GSSUX)fund | Buy | $1,001 – $15,000 | Jul 2, 2020 | Aug 6, 2021 | 400 | Filing for Sethuraman Panchanathan Goldman Sachs Small Cap Value Fund Class R6 Shares (GSSUX) trade |
| Metwest total return bond fundfund | Buy | $1,001 – $15,000 | Jul 2, 2020 | Aug 6, 2021 | 400 | Filing for Sethuraman Panchanathan Metwest total return bond fund trade |
| T Rowe Price Retirement I 2025 Fund Class Ifund | Buy | $15,001 – $50,000 | Jul 2, 2020 | Aug 6, 2021 | 400 | Filing for Sethuraman Panchanathan T Rowe Price Retirement I 2025 Fund Class I trade |