| CWChristine E. WormuthExecutive | FT Cboe Vest Fund of Buffer ETFs FT Cboefund | Buy | $15,001 – $50,000 | Jun 6, 2024 | Mar 15, 2025 | 282 | Filing for Christine E. Wormuth FT Cboe Vest Fund of Buffer ETFs FT Cboe trade |
| CWChristine E. WormuthExecutive | AIRRFirst Trust RBA American Industrial Renaissance ETF | Buy | $15,001 – $50,000 | Jun 6, 2024 | Mar 15, 2025 | 282 | Filing for Christine E. Wormuth AIRR trade |
| CWChristine E. WormuthExecutive | DGRWWisdomTree U.S. Quality Dividend Growth Fund | Buy | $15,001 – $50,000 | Jun 6, 2024 | Mar 15, 2025 | 282 | Filing for Christine E. Wormuth DGRW trade |
| CWChristine E. WormuthExecutive | FT Cboe Vest Fund of Buffer ETFs FT Cboefund | Buy | $50,001 – $100,000 | Jun 6, 2024 | Mar 15, 2025 | 282 | Filing for Christine E. Wormuth FT Cboe Vest Fund of Buffer ETFs FT Cboe trade |
| CWChristine E. WormuthExecutive | AIRRFirst Trust RBA American Industrial Renaissance ETF | Buy | $15,001 – $50,000 | Jun 6, 2024 | Mar 15, 2025 | 282 | Filing for Christine E. Wormuth AIRR trade |
| CWChristine E. WormuthExecutive | DGRWWisdomTree U.S. Quality Dividend Growth Fund | Buy | $1,001 – $15,000 | Apr 18, 2024 | Mar 15, 2025 | 331 | Filing for Christine E. Wormuth DGRW trade |
| GRGina M. RaimondoExecutive | SUBiShares Short-Term National Muni Bond ETF | Buy | $15,001 – $50,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo SUB trade |
| GRGina M. RaimondoExecutive | MUBiShares National Muni Bond ETF | Buy | $1,001 – $15,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo MUB trade |
| GRGina M. RaimondoExecutive | SCHZSchwab US Aggregate Bond ETF | Buy | $15,001 – $50,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo SCHZ trade |
| GRGina M. RaimondoExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Buy | $1,001 – $15,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo VBR trade |
| GRGina M. RaimondoExecutive | SCHZSchwab US Aggregate Bond ETF | Buy | $15,001 – $50,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo SCHZ trade |
| GRGina M. RaimondoExecutive | VTVVanguard Morningstar Value ETF | Buy | $1,001 – $15,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo VTV trade |
| GRGina M. RaimondoExecutive | SUBiShares Short-Term National Muni Bond ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo SUB trade |
| GRGina M. RaimondoExecutive | VTIPVanguard Short-Term Inflation-Protected Securities Index Fund ETF Shares | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VTIP trade |
| GRGina M. RaimondoExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VBR trade |
| GRGina M. RaimondoExecutive | SUBiShares Short-Term National Muni Bond ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo SUB trade |
| GRGina M. RaimondoExecutive | VTIPVanguard Short-Term Inflation-Protected Securities Index Fund ETF Shares | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VTIP trade |
| GRGina M. RaimondoExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VBR trade |
| GRGina M. RaimondoExecutive | VTIVanguard Morningstar Total Stock Market ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VTI trade |
| GRGina M. RaimondoExecutive | SCHZSchwab US Aggregate Bond ETF | Buy | $15,001 – $50,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo SCHZ trade |
| GRGina M. RaimondoExecutive | DFA Five-YearGlobal Fixed Income Portfoliofund | Buy | $15,001 – $50,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo DFA Five-YearGlobal Fixed Income Portfolio trade |
| GRGina M. RaimondoExecutive | VEAVanguard FTSE Developed Markets ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VEA trade |
| GRGina M. RaimondoExecutive | Schwab Value Advantage Money Fund Investor Class Shares (SWVXX)fund | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo Schwab Value Advantage Money Fund Investor Class Shares (SWVXX) trade |
| GRGina M. RaimondoExecutive | DFA Five-YearGlobal Fixed Income Portfolio Institutional Class Shares (DFGBX)fund | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo DFA Five-YearGlobal Fixed Income Portfolio Institutional Class Shares (DFGBX) trade |
| GRGina M. RaimondoExecutive | SCHZSchwab US Aggregate Bond ETF | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo SCHZ trade |
| GRGina M. RaimondoExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo VBR trade |
| GRGina M. RaimondoExecutive | Vanguard Russell 1000 Value Index Fund Institutional Shares (VRVIX)etf | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo Vanguard Russell 1000 Value Index Fund Institutional Shares (VRVIX) trade |
Thomas H. Kean, Jr.R-NJHouse | AMZNAmazon.com Inc. | Buy | $1,001 – $15,000 | Feb 26, 2025 | Mar 14, 2025 | 16 | Filing for Thomas H. Kean, Jr. AMZN trade |
Thomas H. Kean, Jr.R-NJHouse | MDLZMondelez International Inc. Class A | Buy | $1,001 – $15,000 | Feb 7, 2025 | Mar 14, 2025 | 35 | Filing for Thomas H. Kean, Jr. MDLZ trade |
Scott H. PetersD-CAHouse | U.S Treasury Billsbond | BuySpouse | $250,001 – $500,000 | Feb 3, 2025 | Mar 14, 2025 | 39 | Filing for Scott H. Peters U.S Treasury Bills trade |
| CNClarence W. NelsonExecutive | IJJiShares S&P Mid-Cap 400 Value ETF | Buy | $1,001 – $15,000 | Apr 5, 2024 | Mar 13, 2025 | 342 | Filing for Clarence W. Nelson IJJ trade |
| JGJennifer GranholmExecutive | Real Estate/Cohen & Steers Fundfund | Buy | $15,001 – $50,000 | Feb 2, 2024 | Mar 13, 2025 | 405 | Filing for Jennifer Granholm Real Estate/Cohen & Steers Fund trade |
| JGJennifer GranholmExecutive | DFA Inflation-Protected Securities Istock | Buy | $15,001 – $50,000 | Feb 2, 2024 | Mar 13, 2025 | 405 | Filing for Jennifer Granholm DFA Inflation-Protected Securities I trade |
| JGJennifer GranholmExecutive | Small Cap Growth Fund II Fee Class R1fund | Buy | $15,001 – $50,000 | Feb 2, 2024 | Mar 13, 2025 | 405 | Filing for Jennifer Granholm Small Cap Growth Fund II Fee Class R1 trade |
| JGJennifer GranholmExecutive | Mid Cap Gro II Class R1other | Buy | $15,001 – $50,000 | Feb 2, 2024 | Mar 13, 2025 | 405 | Filing for Jennifer Granholm Mid Cap Gro II Class R1 trade |
| JGJennifer GranholmExecutive | Small Cap Value/Victory Fundfund | Buy | $15,001 – $50,000 | Feb 2, 2024 | Mar 13, 2025 | 405 | Filing for Jennifer Granholm Small Cap Value/Victory Fund trade |
| JGJennifer GranholmExecutive | Mid Cap Value Fee Class R1other | Buy | $15,001 – $50,000 | Feb 2, 2024 | Mar 13, 2025 | 405 | Filing for Jennifer Granholm Mid Cap Value Fee Class R1 trade |
| JGJennifer GranholmExecutive | DFA Emerging Markets 1other | Buy | $15,001 – $50,000 | Feb 2, 2024 | Mar 13, 2025 | 405 | Filing for Jennifer Granholm DFA Emerging Markets 1 trade |
| JGJennifer GranholmExecutive | Large Cap Growth Fund III Class R1fund | Buy | $15,001 – $50,000 | Feb 2, 2024 | Mar 13, 2025 | 405 | Filing for Jennifer Granholm Large Cap Growth Fund III Class R1 trade |
| JGJennifer GranholmExecutive | BLKBlackRock Inc. | Buy | $15,001 – $50,000 | Feb 2, 2024 | Mar 13, 2025 | 405 | Filing for Jennifer Granholm BLK trade |
| JGJennifer GranholmExecutive | Large Cap Value Fund Class R1fund | Buy | $15,001 – $50,000 | Feb 2, 2024 | Mar 13, 2025 | 405 | Filing for Jennifer Granholm Large Cap Value Fund Class R1 trade |
| JGJennifer GranholmExecutive | Blackrock EAFE Equity Index 1other | Buy | $50,001 – $100,000 | Feb 2, 2024 | Mar 13, 2025 | 405 | Filing for Jennifer Granholm Blackrock EAFE Equity Index 1 trade |
| JGJennifer GranholmExecutive | Garcia Hamilton ESG Core Bond Fundfund | Buy | $50,001 – $100,000 | Feb 2, 2024 | Mar 13, 2025 | 405 | Filing for Jennifer Granholm Garcia Hamilton ESG Core Bond Fund trade |
| JGJennifer GranholmExecutive | Western Asset Core Plus Bond (IS Pltfrm)stock | Buy | $50,001 – $100,000 | Feb 2, 2024 | Mar 13, 2025 | 405 | Filing for Jennifer Granholm Western Asset Core Plus Bond (IS Pltfrm) trade |
| JGJennifer GranholmExecutive | Guaranteed Income Fundfund | Buy | $250,001 – $500,000 | Feb 2, 2024 | Mar 13, 2025 | 405 | Filing for Jennifer Granholm Guaranteed Income Fund trade |
| KCKurt CampbellExecutive | IBDTiShares iBonds Dec 2028 Term Corporate ETF | Buy | $50,001 – $100,000 | Jan 2, 2024 | Mar 13, 2025 | 436 | Filing for Kurt Campbell IBDT trade |
| KCKurt CampbellExecutive | IBDUiShares iBonds Dec 2029 Term Corporate ETF | Buy | $50,001 – $100,000 | Jan 2, 2024 | Mar 13, 2025 | 436 | Filing for Kurt Campbell IBDU trade |
| KCKurt CampbellExecutive | JCPBJPMorgan Core Plus Bond ETF | Buy | $15,001 – $50,000 | Jan 2, 2024 | Mar 13, 2025 | 436 | Filing for Kurt Campbell JCPB trade |
| KCKurt CampbellExecutive | iShares iBonds Dec 2024 Term Corporate ETF (IBDP)etf | Buy | $1,001 – $15,000 | Jan 2, 2024 | Mar 13, 2025 | 436 | Filing for Kurt Campbell iShares iBonds Dec 2024 Term Corporate ETF (IBDP) trade |
| KCKurt CampbellExecutive | iShares iBonds Dec 2025 Term Corporate ETF (IBDQ)etf | Buy | $1,001 – $15,000 | Jan 2, 2024 | Mar 13, 2025 | 436 | Filing for Kurt Campbell iShares iBonds Dec 2025 Term Corporate ETF (IBDQ) trade |