| WBWilliam J. BurnsExecutive | PIMCO All Asset Fund Class I-2 Shares (PALPX)fund | Buy | $1,001 – $15,000 | Jun 10, 2022 | Jun 3, 2023 | 358 | Filing for William J. Burns PIMCO All Asset Fund Class I-2 Shares (PALPX) trade |
| WBWilliam J. BurnsExecutive | VIGVanguard Div Appreciation ETF | Buy | $1,001 – $15,000 | Jun 2, 2022 | Jun 3, 2023 | 366 | Filing for William J. Burns VIG trade |
| WBWilliam J. BurnsExecutive | BlackRockGlobal Allocation Fund, Inc Institutional Shares (MALOX)fund | Buy | $1,001 – $15,000 | Jun 1, 2022 | Jun 3, 2023 | 367 | Filing for William J. Burns BlackRockGlobal Allocation Fund, Inc Institutional Shares (MALOX) trade |
| WBWilliam J. BurnsExecutive | Permanent Portfolio Class I Shares (PRPFX)fund | Buy | $1,001 – $15,000 | Jun 1, 2022 | Jun 3, 2023 | 367 | Filing for William J. Burns Permanent Portfolio Class I Shares (PRPFX) trade |
| WBWilliam J. BurnsExecutive | New World Fund, Inc Class F2 Shares (NFFFX)fund | Buy | $1,001 – $15,000 | Jun 1, 2022 | Jun 3, 2023 | 367 | Filing for William J. Burns New World Fund, Inc Class F2 Shares (NFFFX) trade |
| WBWilliam J. BurnsExecutive | EuroPacific Growth Fund Class F2 Shares (AEPFX)fund | Buy | $1,001 – $15,000 | Jun 1, 2022 | Jun 3, 2023 | 367 | Filing for William J. Burns EuroPacific Growth Fund Class F2 Shares (AEPFX) trade |
| WBWilliam J. BurnsExecutive | T Rowe Price Dividend Growth Fund, Inc (PRDGX)fund | Buy | $1,001 – $15,000 | Jun 1, 2022 | Jun 3, 2023 | 367 | Filing for William J. Burns T Rowe Price Dividend Growth Fund, Inc (PRDGX) trade |
| WBWilliam J. BurnsExecutive | First EagleGlobal Fund Class I Shares (SGIIX)fund | Buy | $1,001 – $15,000 | Jun 1, 2022 | Jun 3, 2023 | 367 | Filing for William J. Burns First EagleGlobal Fund Class I Shares (SGIIX) trade |
| WBWilliam J. BurnsExecutive | BSVVanguard Short-Term Bond ETF | Buy | $1,001 – $15,000 | Apr 18, 2022 | Jun 3, 2023 | 411 | Filing for William J. Burns BSV trade |
| WBWilliam J. BurnsExecutive | BlackRockGlobal Allocation Fund, Inc Institutional Shares (MALOX)fund | Buy | $1,001 – $15,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns BlackRockGlobal Allocation Fund, Inc Institutional Shares (MALOX) trade |
| WBWilliam J. BurnsExecutive | New World Fund, Inc Class F2 Sharesfund | Buy | $15,001 – $50,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns New World Fund, Inc Class F2 Shares trade |
| WBWilliam J. BurnsExecutive | EuroPacific Growth Fund Class F2 Sharesfund | Buy | $15,001 – $50,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns EuroPacific Growth Fund Class F2 Shares trade |
| WBWilliam J. BurnsExecutive | PIMCO Income Fund Class I-2 Shares (PONPX)fund | Buy | $1,001 – $15,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns PIMCO Income Fund Class I-2 Shares (PONPX) trade |
| WBWilliam J. BurnsExecutive | VIGVanguard Div Appreciation ETF | Buy | $1,001 – $15,000 | Mar 24, 2022 | Jun 3, 2023 | 436 | Filing for William J. Burns VIG trade |
| WBWilliam J. BurnsExecutive | PIMCO Income Fund Class I-2 Shares (PONPX)fund | Buy | $1,001 – $15,000 | Mar 11, 2022 | Jun 3, 2023 | 449 | Filing for William J. Burns PIMCO Income Fund Class I-2 Shares (PONPX) trade |
Robert E. LattaR-OHHouse | FMAOFarmers & Merchants Bancorp Inc. | BuySpouse | $1,001 – $15,000 | Jun 1, 2023 | Jun 2, 2023 | 1 | Filing for Robert E. Latta FMAO trade |
Virginia FoxxR-NCHouse | Sisecam Resources LP Common Units representing limited partner interestsstock | BuyJoint | $1,001 – $15,000 | May 19, 2023 | Jun 2, 2023 | 14 | Filing for Virginia Foxx Sisecam Resources LP Common Units representing limited partner interests trade |
Rick W. AllenR-GAHouse | The Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D (SCHW$D)stock | BuySpouse | $15,001 – $50,000 | May 18, 2023 | Jun 2, 2023 | 15 | Filing for Rick W. Allen The Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D (SCHW$D) trade |
Virginia FoxxR-NCHouse | Green Plains Partners LP - Common Unitsstock | BuyJoint | $1,001 – $15,000 | May 17, 2023 | Jun 2, 2023 | 16 | Filing for Virginia Foxx Green Plains Partners LP - Common Units trade |
Virginia FoxxR-NCHouse | CRTCross Timbers Royalty Trust | BuyJoint | $1,001 – $15,000 | May 17, 2023 | Jun 2, 2023 | 16 | Filing for Virginia Foxx CRT trade |
Virginia FoxxR-NCHouse | FLNGFLEX LNG Ltd. | BuyJoint | $1,001 – $15,000 | May 16, 2023 | Jun 2, 2023 | 17 | Filing for Virginia Foxx FLNG trade |
Virginia FoxxR-NCHouse | ARLPAlliance Resource Partners L.P. | BuyJoint | $1,001 – $15,000 | May 16, 2023 | Jun 2, 2023 | 17 | Filing for Virginia Foxx ARLP trade |
Virginia FoxxR-NCHouse | ARLPAlliance Resource Partners L.P. | BuyJoint | $1,001 – $15,000 | May 10, 2023 | Jun 2, 2023 | 23 | Filing for Virginia Foxx ARLP trade |
Virginia FoxxR-NCHouse | ARLPAlliance Resource Partners L.P. | BuyJoint | $1,001 – $15,000 | May 8, 2023 | Jun 2, 2023 | 25 | Filing for Virginia Foxx ARLP trade |
Virginia FoxxR-NCHouse | AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A)stock | BuyJoint | $1,001 – $15,000 | May 2, 2023 | Jun 2, 2023 | 31 | Filing for Virginia Foxx AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) trade |
Virginia FoxxR-NCHouse | CRTCross Timbers Royalty Trust | BuyJoint | $1,001 – $15,000 | May 1, 2023 | Jun 2, 2023 | 32 | Filing for Virginia Foxx CRT trade |
Virginia FoxxR-NCHouse | MOAltria Group Inc. | BuyJoint | $1,001 – $15,000 | May 1, 2023 | Jun 2, 2023 | 32 | Filing for Virginia Foxx MO trade |
Rick W. AllenR-GAHouse | Activision Blizzard, Incstock | Buy | $1,001 – $15,000 | Apr 20, 2023 | Jun 2, 2023 | 43 | Filing for Rick W. Allen Activision Blizzard, Inc trade |
Maria Elvira SalazarR-FLHouse | RSPInvesco S&P 500 Equal Weight ETF | Buy | $1,001 – $15,000 | Apr 13, 2023 | May 31, 2023 | 48 | Filing for Maria Elvira Salazar RSP trade |
Rick LarsenD-WAHouse | TJXTJX Companies Inc. (The) | Buy | $1,001 – $15,000 | Jul 1, 2021 | May 31, 2023 | 699 | Filing for Rick Larsen TJX trade |
Rick LarsenD-WAHouse | Pioneer Natural Resources Companystock | Buy | $1,001 – $15,000 | Jul 1, 2021 | May 31, 2023 | 699 | Filing for Rick Larsen Pioneer Natural Resources Company trade |
Rick LarsenD-WAHouse | EOGEOG Resources Inc. | Buy | $1,001 – $15,000 | Jul 1, 2021 | May 31, 2023 | 699 | Filing for Rick Larsen EOG trade |
Rick LarsenD-WAHouse | ALLAllstate Corporation (The) | Buy | $1,001 – $15,000 | Jul 1, 2021 | May 31, 2023 | 699 | Filing for Rick Larsen ALL trade |
Tracey MannR-KSHouse | Redeem Technologiesother | Buy | $15,001 – $50,000 | May 25, 2023 | May 26, 2023 | 1 | Filing for Tracey Mann Redeem Technologies trade |
Mark E. GreenR-TNHouse | NGLNGL ENERGY PARTNERS LP | Buy | $50,001 – $100,000 | May 17, 2023 | May 26, 2023 | 9 | Filing for Mark E. Green NGL trade |
Neal P. DunnR-FLHouse | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y (WFC$Y)stock | Buy | $1,001 – $15,000 | May 5, 2023 | May 26, 2023 | 21 | Filing for Neal P. Dunn Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y (WFC$Y) trade |
Neal P. DunnR-FLHouse | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series DD (WFC$D)stock | BuySpouse | $1,001 – $15,000 | May 5, 2023 | May 26, 2023 | 21 | Filing for Neal P. Dunn Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series DD (WFC$D) trade |
Neal P. DunnR-FLHouse | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series DD (WFC$D)stock | Buy | $1,001 – $15,000 | May 5, 2023 | May 26, 2023 | 21 | Filing for Neal P. Dunn Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series DD (WFC$D) trade |
Neal P. DunnR-FLHouse | U.S. Bancorp Depositary Shares each representing a 1/1,000th interest in a share of Series K Non-Cumulative Perpetual Preferred Stock (USB$P)stock | Buy | $1,001 – $15,000 | May 5, 2023 | May 26, 2023 | 21 | Filing for Neal P. Dunn U.S. Bancorp Depositary Shares each representing a 1/1,000th interest in a share of Series K Non-Cumulative Perpetual Preferred Stock (USB$P) trade |
Neal P. DunnR-FLHouse | Truist Financial Corporation Depositary Shares, each representing 1/1,000th interest in a share of Series R Non-Cumulative Perpetual Preferred Stock (TFC$R)stock | Buy | $1,001 – $15,000 | May 5, 2023 | May 26, 2023 | 21 | Filing for Neal P. Dunn Truist Financial Corporation Depositary Shares, each representing 1/1,000th interest in a share of Series R Non-Cumulative Perpetual Preferred Stock (TFC$R) trade |
Neal P. DunnR-FLHouse | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E)stock | Buy | $1,001 – $15,000 | May 5, 2023 | May 26, 2023 | 21 | Filing for Neal P. Dunn Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) trade |
Neal P. DunnR-FLHouse | KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J)stock | Buy | $1,001 – $15,000 | May 5, 2023 | May 26, 2023 | 21 | Filing for Neal P. Dunn KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J) trade |
Neal P. DunnR-FLHouse | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J)stock | BuySpouse | $1,001 – $15,000 | May 5, 2023 | May 26, 2023 | 21 | Filing for Neal P. Dunn J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) trade |
Neal P. DunnR-FLHouse | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J)stock | Buy | $1,001 – $15,000 | May 5, 2023 | May 26, 2023 | 21 | Filing for Neal P. Dunn J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) trade |
Neal P. DunnR-FLHouse | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J)stock | Buy | $1,001 – $15,000 | May 5, 2023 | May 26, 2023 | 21 | Filing for Neal P. Dunn J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) trade |
Neal P. DunnR-FLHouse | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I)stock | Buy | $1,001 – $15,000 | May 5, 2023 | May 26, 2023 | 21 | Filing for Neal P. Dunn Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) trade |
Neal P. DunnR-FLHouse | Cadence Bank 5.50% Series A (CADE$A)stock | Buy | $1,001 – $15,000 | May 5, 2023 | May 26, 2023 | 21 | Filing for Neal P. Dunn Cadence Bank 5.50% Series A (CADE$A) trade |
Dan NewhouseR-WAHouse | VFCV.F. Corporation | Buy | $1,001 – $15,000 | Apr 26, 2023 | May 26, 2023 | 30 | Filing for Dan Newhouse VFC trade |
Dan NewhouseR-WAHouse | TFCTruist Financial Corporation | Buy | $1,001 – $15,000 | Apr 26, 2023 | May 26, 2023 | 30 | Filing for Dan Newhouse TFC trade |
Dan NewhouseR-WAHouse | NOWServiceNow Inc. | Buy | $1,001 – $15,000 | Apr 26, 2023 | May 26, 2023 | 30 | Filing for Dan Newhouse NOW trade |