| CWChristine E. WormuthExecutive | Hartford Climate Opportunities Fund Class I Shares (HEOIX)fund | Buy | $1,001 – $15,000 | Jun 29, 2021 | Jun 18, 2022 | 354 | Filing for Christine E. Wormuth Hartford Climate Opportunities Fund Class I Shares (HEOIX) trade |
| CWChristine E. WormuthExecutive | Calamos Market Neutral Income Fund Class I Shares (CMNIX)fund | Buy | $1,001 – $15,000 | Jun 29, 2021 | Jun 18, 2022 | 354 | Filing for Christine E. Wormuth Calamos Market Neutral Income Fund Class I Shares (CMNIX) trade |
| CWChristine E. WormuthExecutive | ARKKARK Innovation ETF | Buy | $1,001 – $15,000 | Jun 29, 2021 | Jun 18, 2022 | 354 | Filing for Christine E. Wormuth ARKK trade |
| CWChristine E. WormuthExecutive | Alger Small Cap Focus Fund Class Z Shares (AGOZX)fund | Buy | $1,001 – $15,000 | Jun 29, 2021 | Jun 18, 2022 | 354 | Filing for Christine E. Wormuth Alger Small Cap Focus Fund Class Z Shares (AGOZX) trade |
| NFNuria FernandezExecutive | PMPhilip Morris International Inc | Buy | $1,001 – $15,000 | Jun 25, 2021 | Jun 18, 2022 | 358 | Filing for Nuria Fernandez PM trade |
| NFNuria FernandezExecutive | BBCAJPMorgan BetaBuilders Canada ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBCA trade |
| NFNuria FernandezExecutive | BBAXJPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBAX trade |
| NFNuria FernandezExecutive | BBJPJPMorgan BetaBuilders Japan ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBJP trade |
| NFNuria FernandezExecutive | BBEUJPMorgan BetaBuilders Europe ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBEU trade |
| NFNuria FernandezExecutive | IEMGiShares Core MSCI Emerging Markets ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez IEMG trade |
| NFNuria FernandezExecutive | iShares US Treasury Bond ETF (GOVT)bond | Buy | $1,001 – $15,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez iShares US Treasury Bond ETF (GOVT) trade |
| NFNuria FernandezExecutive | TLT - I SHARES 20PLUS YEARS TREASURY BONDSbond | Buy | $1,001 – $15,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez TLT - I SHARES 20PLUS YEARS TREASURY BONDS trade |
| NFNuria FernandezExecutive | VMBSVanguard Mortgage-Backed Securities ETF | Buy | $1,001 – $15,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez VMBS trade |
| NFNuria FernandezExecutive | BNDVanguard Total Bond Market ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BND trade |
| NFNuria FernandezExecutive | BBCAJPMorgan BetaBuilders Canada ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBCA trade |
| NFNuria FernandezExecutive | BBAXJPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBAX trade |
| NFNuria FernandezExecutive | BBJPJPMorgan BetaBuilders Japan ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBJP trade |
| NFNuria FernandezExecutive | BBEUJPMorgan BetaBuilders Europe ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBEU trade |
| NFNuria FernandezExecutive | IEMGiShares Core MSCI Emerging Markets ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez IEMG trade |
| NFNuria FernandezExecutive | iShares US Treasury Bond ETF (GOVT)bond | Buy | $1,001 – $15,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez iShares US Treasury Bond ETF (GOVT) trade |
| NFNuria FernandezExecutive | iShares 20+ Year Treasury Bond ETF (TLT)bond | Buy | $1,001 – $15,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez iShares 20+ Year Treasury Bond ETF (TLT) trade |
| NFNuria FernandezExecutive | GMO SGM Major Markets Fund Class VI Shares (GSMHX)fund | Buy | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez GMO SGM Major Markets Fund Class VI Shares (GSMHX) trade |
| NFNuria FernandezExecutive | Fidelity International Index Fund (FSPSX)fund | Buy | $50,001 – $100,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez Fidelity International Index Fund (FSPSX) trade |
| NFNuria FernandezExecutive | Fidelity 500 Index Fund (FXAIX)fund | Buy | $250,001 – $500,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez Fidelity 500 Index Fund (FXAIX) trade |
| NFNuria FernandezExecutive | CRDOX - SIX CIRCLES TRUST CREDITstock | Buy | $15,001 – $50,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez CRDOX - SIX CIRCLES TRUST CREDIT trade |
| NFNuria FernandezExecutive | CGLBX - SIX CIRCLES TR GLOBAL BDbond | Buy | $15,001 – $50,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez CGLBX - SIX CIRCLES TR GLOBAL BD trade |
| NFNuria FernandezExecutive | CIUEX - SIX CIRCLES TRstock | Buy | $50,001 – $100,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez CIUEX - SIX CIRCLES TR trade |
| NFNuria FernandezExecutive | CUSUX - SIX CIRCLES TRstock | Buy | $100,001 – $250,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez CUSUX - SIX CIRCLES TR trade |
| NFNuria FernandezExecutive | PIMCO Mortgage Opportunities and Bond Fund Institutional Class Shares (PMZIX)fund | Buy | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez PIMCO Mortgage Opportunities and Bond Fund Institutional Class Shares (PMZIX) trade |
| NFNuria FernandezExecutive | PIMCO Dynamic Bond Fund Institutional Class Shares (PFIUX)fund | Buy | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez PIMCO Dynamic Bond Fund Institutional Class Shares (PFIUX) trade |
| NFNuria FernandezExecutive | Neuberger Berman Long Short Fund Institutional Class Shares (NLSIX)fund | Buy | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez Neuberger Berman Long Short Fund Institutional Class Shares (NLSIX) trade |
| NFNuria FernandezExecutive | Lord Abbett Short Duration Income Fundfund | Buy | $15,001 – $50,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez Lord Abbett Short Duration Income Fund trade |
| NFNuria FernandezExecutive | GMO SGM Major Markets Fund Class VI Shares (GSMHX)fund | Buy | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez GMO SGM Major Markets Fund Class VI Shares (GSMHX) trade |
| NFNuria FernandezExecutive | Fidelity International Index Fund (FSPSX)fund | Buy | $50,001 – $100,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez Fidelity International Index Fund (FSPSX) trade |
| NFNuria FernandezExecutive | Fidelity 500 Index Fund (FXAIX)fund | Buy | $250,001 – $500,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez Fidelity 500 Index Fund (FXAIX) trade |
| NFNuria FernandezExecutive | BlackRock Event Driven Equity Fund Institutional Shares (BILPX)fund | Buy | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez BlackRock Event Driven Equity Fund Institutional Shares (BILPX) trade |
| NFNuria FernandezExecutive | MAMastercard Incorporated | Buy | $1,001 – $15,000 | Jun 22, 2021 | Jun 18, 2022 | 361 | Filing for Nuria Fernandez MA trade |
| NFNuria FernandezExecutive | MAMastercard Incorporated | Buy | $1,001 – $15,000 | Jun 22, 2021 | Jun 18, 2022 | 361 | Filing for Nuria Fernandez MA trade |
| NFNuria FernandezExecutive | PMPhilip Morris International Inc | Buy | $1,001 – $15,000 | Jun 22, 2021 | Jun 18, 2022 | 361 | Filing for Nuria Fernandez PM trade |
| NFNuria FernandezExecutive | QBERQ - JP Morgan IRA Intra-Day Depositstock | Buy | $500,001 – $1,000,000 | Jun 21, 2021 | Jun 18, 2022 | 362 | Filing for Nuria Fernandez QBERQ - JP Morgan IRA Intra-Day Deposit trade |
| NFNuria FernandezExecutive | ALLFIRST IRA ROLLOVER DEPOSITstock | Buy | $500,001 – $1,000,000 | Jun 18, 2021 | Jun 18, 2022 | 365 | Filing for Nuria Fernandez ALLFIRST IRA ROLLOVER DEPOSIT trade |
| NFNuria FernandezExecutive | ALLFIRST IRA ROLLOVER DEPOSITstock | Buy | $250,001 – $500,000 | Jun 18, 2021 | Jun 18, 2022 | 365 | Filing for Nuria Fernandez ALLFIRST IRA ROLLOVER DEPOSIT trade |
| NFNuria FernandezExecutive | PMPhilip Morris International Inc | Buy | $1,001 – $15,000 | Jun 17, 2021 | Jun 18, 2022 | 366 | Filing for Nuria Fernandez PM trade |
| NFNuria FernandezExecutive | PMPhilip Morris International Inc | Buy | $1,001 – $15,000 | Jun 17, 2021 | Jun 18, 2022 | 366 | Filing for Nuria Fernandez PM trade |
| NFNuria FernandezExecutive | EVVTY Evolution Gaming Groupstock | Buy | $1,001 – $15,000 | May 21, 2021 | Jun 18, 2022 | 393 | Filing for Nuria Fernandez EVVTY Evolution Gaming Group trade |
| NFNuria FernandezExecutive | JHDRX JPMORGAN TR IV HEDGED EQUITYstock | Buy | $1,001 – $15,000 | May 20, 2021 | Jun 18, 2022 | 394 | Filing for Nuria Fernandez JHDRX JPMORGAN TR IV HEDGED EQUITY trade |
| NFNuria FernandezExecutive | EVVTY Evolution Gaming Groupstock | Buy | $1,001 – $15,000 | May 20, 2021 | Jun 18, 2022 | 394 | Filing for Nuria Fernandez EVVTY Evolution Gaming Group trade |
| NFNuria FernandezExecutive | EPAMEPAM Systems Inc. | Buy | $1,001 – $15,000 | May 20, 2021 | Jun 18, 2022 | 394 | Filing for Nuria Fernandez EPAM trade |
| NFNuria FernandezExecutive | QBPNZ - Blackrock Liquidity Fed Fundsstock | Buy | $1,001 – $15,000 | May 14, 2021 | Jun 18, 2022 | 400 | Filing for Nuria Fernandez QBPNZ - Blackrock Liquidity Fed Funds trade |
| NFNuria FernandezExecutive | LRCXLam Research Corporation | Buy | $1,001 – $15,000 | May 14, 2021 | Jun 18, 2022 | 400 | Filing for Nuria Fernandez LRCX trade |