| RCRichard H. ClaridaExecutive | iShares Edge MSCI Min Vol USA ETFetf | Buy | $250,001 – $500,000 | Aug 3, 2020 | May 18, 2021 | 288 | Filing for Richard H. Clarida iShares Edge MSCI Min Vol USA ETF trade |
| RCRichard H. ClaridaExecutive | iShares Edge MSCI Min Vol USA ETFetf | Buy | $1,000,001 – $5,000,000 | Feb 27, 2020 | May 18, 2021 | 446 | Filing for Richard H. Clarida iShares Edge MSCI Min Vol USA ETF trade |
| RCRichard H. ClaridaExecutive | PIMCO StocksPLUS Fund Institutional Classfund | Buy | $1,000,001 – $5,000,000 | Feb 27, 2020 | May 18, 2021 | 446 | Filing for Richard H. Clarida PIMCO StocksPLUS Fund Institutional Class trade |
Mark E. GreenR-TNHouse | USACUSA Compression Partners, LP | Buy | $100,001 – $250,000 | May 13, 2021 | May 17, 2021 | 4 | Filing for Mark E. Green USAC trade |
Mark E. GreenR-TNHouse | Enlink Midstream, llC Common units representing limited Partner Interestsstock | Buy | $100,001 – $250,000 | May 13, 2021 | May 17, 2021 | 4 | Filing for Mark E. Green Enlink Midstream, llC Common units representing limited Partner Interests trade |
Mark E. GreenR-TNHouse | Shell Midstream Partners, l.P. Common units representing limited Partner Interestsstock | Buy | $500,001 – $1,000,000 | May 12, 2021 | May 17, 2021 | 5 | Filing for Mark E. Green Shell Midstream Partners, l.P. Common units representing limited Partner Interests trade |
Mark E. GreenR-TNHouse | PbF logistics lP Common units representing limited partner interestsstock | Buy | $250,001 – $500,000 | May 12, 2021 | May 17, 2021 | 5 | Filing for Mark E. Green PbF logistics lP Common units representing limited partner interests trade |
Mark E. GreenR-TNHouse | ETEnergy Transfer LP | Buy | $100,001 – $250,000 | May 12, 2021 | May 17, 2021 | 5 | Filing for Mark E. Green ET trade |
Kevin HernR-OKHouse | MORgAN STANLEY FIN LLC SER A MTN 05/06/2026 ZERO CPNbond | BuyJoint | $1,000,001 – $5,000,000 | Apr 30, 2021 | May 17, 2021 | 17 | Filing for Kevin Hern MORgAN STANLEY FIN LLC SER A MTN 05/06/2026 ZERO CPN trade |
Kevin HernR-OKHouse | FS ENERgY & POWER FUND COMMONother | BuyJoint | $1,001 – $15,000 | Apr 19, 2021 | May 17, 2021 | 28 | Filing for Kevin Hern FS ENERgY & POWER FUND COMMON trade |
Alan S. LowenthalD-CAHouse | Service Corp Intlbond | BuyJoint | $1,001 – $15,000 | Apr 13, 2021 | May 17, 2021 | 34 | Filing for Alan S. Lowenthal Service Corp Intl trade |
Kevin HernR-OKHouse | FS KKR CAP CORP II COMother | BuyJoint | $1,001 – $15,000 | Apr 2, 2021 | May 17, 2021 | 45 | Filing for Kevin Hern FS KKR CAP CORP II COM trade |
Thomas R. CarperD-DESenate | ACAP Strategic Fundother | BuySpouse | $1,001 – $15,000 | Nov 30, 2020 | May 17, 2021 | 168 | Filing for Thomas R. Carper ACAP Strategic Fund trade |
Thomas R. CarperD-DESenate | Lord Abbett Ultra Short Bond Fund Class Fother | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper Lord Abbett Ultra Short Bond Fund Class F trade |
Thomas R. CarperD-DESenate | TMOThermo Fisher Scientific Inc | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper TMO trade |
Thomas R. CarperD-DESenate | PAASPan American Silver Corp. | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper PAAS trade |
Thomas R. CarperD-DESenate | GLWCorning Incorporated | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper GLW trade |
Thomas R. CarperD-DESenate | EVO Payments, Inc.stock | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper EVO Payments, Inc. trade |
Thomas R. CarperD-DESenate | DDOGDatadog Inc. Class A | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper DDOG trade |
Thomas R. CarperD-DESenate | CRWDCrowdStrike Holdings Inc. Class A | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper CRWD trade |
Thomas R. CarperD-DESenate | SIShoulder Innovations Inc. | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper SI trade |
Thomas R. CarperD-DESenate | VIAVViavi Solutions Inc. | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper VIAV trade |
Thomas R. CarperD-DESenate | PAGSPagSeguro Digital Ltd. Class A | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper PAGS trade |
Thomas R. CarperD-DESenate | KEYSKeysight Technologies Inc. | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper KEYS trade |
Thomas R. CarperD-DESenate | GBILGoldman Sachs Access Treasury 0-1 Year ETF | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper GBIL trade |
Thomas R. CarperD-DESenate | Arena Pharmaceuticals, Inc.stock | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper Arena Pharmaceuticals, Inc. trade |
Thomas R. CarperD-DESenate | Maxar Technologies Inc.stock | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper Maxar Technologies Inc. trade |
Thomas R. CarperD-DESenate | DGRSWisdomTree U.S. SmallCap Quality Dividend Growth Fund | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper DGRS trade |
Thomas R. CarperD-DESenate | PTMCPacer Trendpilot US Mid Cap ETF | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper PTMC trade |
Thomas R. CarperD-DESenate | PTNQPacer Trendpilot 100 ETF | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper PTNQ trade |
Thomas R. CarperD-DESenate | PTLCPacer Trendpilot US Large Cap ETF | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper PTLC trade |
Thomas R. CarperD-DESenate | RODMHartford Multifactor Developed Markets (ex-US) ETF | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper RODM trade |
Thomas R. CarperD-DESenate | NTLAIntellia Therapeutics Inc. | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper NTLA trade |
Thomas R. CarperD-DESenate | RTHVanEck Retail ETF | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper RTH trade |
Thomas R. CarperD-DESenate | FTNTFortinet Inc. | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper FTNT trade |
Thomas R. CarperD-DESenate | Activision Blizzard, Inc.stock | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper Activision Blizzard, Inc. trade |
Thomas R. CarperD-DESenate | FDNFirst Trust DJ Internet Index Fund | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper FDN trade |
Thomas R. CarperD-DESenate | ABBVAbbVie Inc. | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper ABBV trade |
Thomas R. CarperD-DESenate | Cohen & Steers Limited Duration Preferred and Incostock | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper Cohen & Steers Limited Duration Preferred and Inco trade |
Thomas R. CarperD-DESenate | BAHBooz Allen Hamilton Holding Corporation | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper BAH trade |
Thomas R. CarperD-DESenate | GMABGenmab A/S ADS | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper GMAB trade |
Thomas R. CarperD-DESenate | GLDSPDR Gold Shares | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper GLD trade |
Thomas R. CarperD-DESenate | XARState Street SPDR S&P Aerospace & Defense ETF | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper XAR trade |
Thomas R. CarperD-DESenate | CEFSprott Physical Gold and Silver Trust Units | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper CEF trade |
Thomas R. CarperD-DESenate | CyrusOne Inc.stock | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper CyrusOne Inc. trade |
Thomas R. CarperD-DESenate | SRVRPacer Data & Infrastructure Real Estate ETF | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper SRVR trade |
Thomas R. CarperD-DESenate | Aerojet Rocketdyne Holdings, Inc.stock | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper Aerojet Rocketdyne Holdings, Inc. trade |
Thomas R. CarperD-DESenate | Nuance Communications, Inc.stock | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper Nuance Communications, Inc. trade |
Thomas R. CarperD-DESenate | SWKSSkyworks Solutions Inc. | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper SWKS trade |
Thomas R. CarperD-DESenate | ACIWACI Worldwide Inc. | BuySpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper ACIW trade |