| BBBarbara M. BarrettExecutive | IYHiShares U.S. Healthcare ETF | Buy | $15,001 – $50,000 | Apr 9, 2020 | Apr 14, 2021 | 370 | Filing for Barbara M. Barrett IYH trade |
| BBBarbara M. BarrettExecutive | SPYState Street SPDR S&P 500 ETF Trust | Buy | $1,001 – $15,000 | Apr 8, 2020 | Apr 14, 2021 | 371 | Filing for Barbara M. Barrett SPY trade |
| BBBarbara M. BarrettExecutive | LQDiShares iBoxx $ Investment Grade Corporate Bond ETF | Buy | $1,001 – $15,000 | Apr 8, 2020 | Apr 14, 2021 | 371 | Filing for Barbara M. Barrett LQD trade |
| BBBarbara M. BarrettExecutive | IYWiShares U.S. Technology ETF | Buy | $1,001 – $15,000 | Apr 8, 2020 | Apr 14, 2021 | 371 | Filing for Barbara M. Barrett IYW trade |
| BBBarbara M. BarrettExecutive | IYTiShares U.S. Transportation ETF | Buy | $1,001 – $15,000 | Apr 8, 2020 | Apr 14, 2021 | 371 | Filing for Barbara M. Barrett IYT trade |
| BBBarbara M. BarrettExecutive | SPYState Street SPDR S&P 500 ETF Trust | Buy | $1,001 – $15,000 | Apr 7, 2020 | Apr 14, 2021 | 372 | Filing for Barbara M. Barrett SPY trade |
| BBBarbara M. BarrettExecutive | GNMAiShares GNMA Bond ETF | Buy | $15,001 – $50,000 | Apr 7, 2020 | Apr 14, 2021 | 372 | Filing for Barbara M. Barrett GNMA trade |
| BBBarbara M. BarrettExecutive | GNMAiShares GNMA Bond ETF | Buy | $1,001 – $15,000 | Apr 7, 2020 | Apr 14, 2021 | 372 | Filing for Barbara M. Barrett GNMA trade |
| BBBarbara M. BarrettExecutive | IYTiShares U.S. Transportation ETF | Buy | $1,001 – $15,000 | Apr 7, 2020 | Apr 14, 2021 | 372 | Filing for Barbara M. Barrett IYT trade |
| BBBarbara M. BarrettExecutive | LQDiShares iBoxx $ Investment Grade Corporate Bond ETF | Buy | $1,001 – $15,000 | Apr 7, 2020 | Apr 14, 2021 | 372 | Filing for Barbara M. Barrett LQD trade |
| BBBarbara M. BarrettExecutive | IYTiShares U.S. Transportation ETF | Buy | $1,001 – $15,000 | Mar 30, 2020 | Apr 14, 2021 | 380 | Filing for Barbara M. Barrett IYT trade |
| BBBarbara M. BarrettExecutive | LQDiShares iBoxx $ Investment Grade Corporate Bond ETF | Buy | $1,001 – $15,000 | Mar 30, 2020 | Apr 14, 2021 | 380 | Filing for Barbara M. Barrett LQD trade |
| BBBarbara M. BarrettExecutive | FS CREDIT REAL ESTATE INCOME TRUSTstock | Buy | $1,000,001 – $5,000,000 | Mar 26, 2020 | Apr 14, 2021 | 384 | Filing for Barbara M. Barrett FS CREDIT REAL ESTATE INCOME TRUST trade |
| BBBarbara M. BarrettExecutive | ACAP STRATEGIC FUNDfund | Buy | $1,000,001 – $5,000,000 | Mar 26, 2020 | Apr 14, 2021 | 384 | Filing for Barbara M. Barrett ACAP STRATEGIC FUND trade |
| BBBarbara M. BarrettExecutive | SPYState Street SPDR S&P 500 ETF Trust | Buy | $15,001 – $50,000 | Mar 26, 2020 | Apr 14, 2021 | 384 | Filing for Barbara M. Barrett SPY trade |
| BBBarbara M. BarrettExecutive | SPYState Street SPDR S&P 500 ETF Trust | Buy | $15,001 – $50,000 | Mar 26, 2020 | Apr 14, 2021 | 384 | Filing for Barbara M. Barrett SPY trade |
| BBBarbara M. BarrettExecutive | IYTiShares U.S. Transportation ETF | Buy | $1,001 – $15,000 | Mar 26, 2020 | Apr 14, 2021 | 384 | Filing for Barbara M. Barrett IYT trade |
| BBBarbara M. BarrettExecutive | LQDiShares iBoxx $ Investment Grade Corporate Bond ETF | Buy | $1,001 – $15,000 | Mar 25, 2020 | Apr 14, 2021 | 385 | Filing for Barbara M. Barrett LQD trade |
| BBBarbara M. BarrettExecutive | SPYState Street SPDR S&P 500 ETF Trust | Buy | $15,001 – $50,000 | Mar 25, 2020 | Apr 14, 2021 | 385 | Filing for Barbara M. Barrett SPY trade |
| BBBarbara M. BarrettExecutive | IYTiShares U.S. Transportation ETF | Buy | $1,001 – $15,000 | Mar 25, 2020 | Apr 14, 2021 | 385 | Filing for Barbara M. Barrett IYT trade |
| BBBarbara M. BarrettExecutive | REAL ESTATE SHARED PROPERTYstock | Buy | $100,001 – $250,000 | Mar 23, 2020 | Apr 14, 2021 | 387 | Filing for Barbara M. Barrett REAL ESTATE SHARED PROPERTY trade |
| BBBarbara M. BarrettExecutive | IMPELE HOLDINGSstock | Buy | $50,001 – $100,000 | Mar 10, 2020 | Apr 14, 2021 | 400 | Filing for Barbara M. Barrett IMPELE HOLDINGS trade |
| BBBarbara M. BarrettExecutive | TALLWAVE CAPITALstock | Buy | $250,001 – $500,000 | Mar 10, 2020 | Apr 14, 2021 | 400 | Filing for Barbara M. Barrett TALLWAVE CAPITAL trade |
| BBBarbara M. BarrettExecutive | ISHARES SHORT MATURITY BOND (ETF)etf | Buy | $100,001 – $250,000 | Mar 4, 2020 | Apr 14, 2021 | 406 | Filing for Barbara M. Barrett ISHARES SHORT MATURITY BOND (ETF) trade |
| BBBarbara M. BarrettExecutive | FLOTiShares Floating Rate Bond ETF | Buy | $100,001 – $250,000 | Mar 4, 2020 | Apr 14, 2021 | 406 | Filing for Barbara M. Barrett FLOT trade |
| BBBarbara M. BarrettExecutive | ISH TR CORE DIVID GROWTH (ETF)etf | Buy | $250,001 – $500,000 | Mar 4, 2020 | Apr 14, 2021 | 406 | Filing for Barbara M. Barrett ISH TR CORE DIVID GROWTH (ETF) trade |
| BBBarbara M. BarrettExecutive | ISHARES INTERMEDIATE TERM CORPetf | Buy | $100,001 – $250,000 | Mar 4, 2020 | Apr 14, 2021 | 406 | Filing for Barbara M. Barrett ISHARES INTERMEDIATE TERM CORP trade |
| BBBarbara M. BarrettExecutive | HDViShares Core High Dividend ETF | Buy | $250,001 – $500,000 | Mar 4, 2020 | Apr 14, 2021 | 406 | Filing for Barbara M. Barrett HDV trade |
| BBBarbara M. BarrettExecutive | IVWiShares S&P 500 Growth ETF | Buy | $100,001 – $250,000 | Mar 4, 2020 | Apr 14, 2021 | 406 | Filing for Barbara M. Barrett IVW trade |
| BBBarbara M. BarrettExecutive | ISHARES EDGE MSCI MIN VOL USA (ETF)etf | Buy | $100,001 – $250,000 | Mar 4, 2020 | Apr 14, 2021 | 406 | Filing for Barbara M. Barrett ISHARES EDGE MSCI MIN VOL USA (ETF) trade |
| BBBarbara M. BarrettExecutive | ISHARES EDGE MSCI MIN VOL (EAFE ETF)etf | Buy | $100,001 – $250,000 | Mar 4, 2020 | Apr 14, 2021 | 406 | Filing for Barbara M. Barrett ISHARES EDGE MSCI MIN VOL (EAFE ETF) trade |
| BBBarbara M. BarrettExecutive | IJRiShares Core S&P Small-Cap ETF | Buy | $100,001 – $250,000 | Mar 4, 2020 | Apr 14, 2021 | 406 | Filing for Barbara M. Barrett IJR trade |
| BBBarbara M. BarrettExecutive | IJHiShares Core S&P Mid-Cap ETF | Buy | $100,001 – $250,000 | Mar 4, 2020 | Apr 14, 2021 | 406 | Filing for Barbara M. Barrett IJH trade |
| BBBarbara M. BarrettExecutive | TIPiShares TIPS Bond ETF | Buy | $15,001 – $50,000 | Mar 4, 2020 | Apr 14, 2021 | 406 | Filing for Barbara M. Barrett TIP trade |
| BBBarbara M. BarrettExecutive | EATON VANCE GLOBAL MACRO ABS RETstock | Buy | $250,001 – $500,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett EATON VANCE GLOBAL MACRO ABS RET trade |
| BBBarbara M. BarrettExecutive | DVYiShares Select Dividend ETF | Buy | $1,000,001 – $5,000,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett DVY trade |
| BBBarbara M. BarrettExecutive | IWRiShares Russell Mid-Cap ETF | Buy | $500,001 – $1,000,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett IWR trade |
| BBBarbara M. BarrettExecutive | AMER BEACON AHL MDGO FUT STR Ystock | Buy | $100,001 – $250,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett AMER BEACON AHL MDGO FUT STR Y trade |
| BBBarbara M. BarrettExecutive | Lazard Emerg Mkts Core EQ1 (ECEIX)other | Buy | $250,001 – $500,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett Lazard Emerg Mkts Core EQ1 (ECEIX) trade |
| BBBarbara M. BarrettExecutive | John Hancock Seaport Long/Short Fundfund | Buy | $250,001 – $500,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett John Hancock Seaport Long/Short Fund trade |
| BBBarbara M. BarrettExecutive | VONGVanguard Russell 1000 Growth ETF | Buy | $1,000,001 – $5,000,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett VONG trade |
| BBBarbara M. BarrettExecutive | VONVVanguard Russell 1000 Value ETF | Buy | $500,001 – $1,000,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett VONV trade |
| BBBarbara M. BarrettExecutive | BLACKSTONE ALT MULT-STRAT INSTstock | Buy | $250,001 – $500,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett BLACKSTONE ALT MULT-STRAT INST trade |
| BBBarbara M. BarrettExecutive | IEFAiShares Core MSCI EAFE ETF | Buy | $1,000,001 – $5,000,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett IEFA trade |
| BBBarbara M. BarrettExecutive | IEMGiShares Core MSCI Emerging Markets ETF | Buy | $500,001 – $1,000,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett IEMG trade |
| BBBarbara M. BarrettExecutive | WESTERN ASSET MACRO OPPORT Istock | Buy | $100,001 – $250,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett WESTERN ASSET MACRO OPPORT I trade |
| BBBarbara M. BarrettExecutive | FRANKLIN FED INTM TRM TXFR ADVstock | Buy | $1,000,001 – $5,000,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett FRANKLIN FED INTM TRM TXFR ADV trade |
| BBBarbara M. BarrettExecutive | EATON VANCE HIGH YIELD MUNI INCOMEbond | Buy | $500,001 – $1,000,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett EATON VANCE HIGH YIELD MUNI INCOME trade |
| BBBarbara M. BarrettExecutive | HARDING LOEVNER INTL EQTY INSTstock | Buy | $1,000,001 – $5,000,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett HARDING LOEVNER INTL EQTY INST trade |
| BBBarbara M. BarrettExecutive | LRGEClearBridge Large Cap Growth Select ETF | Buy | $500,001 – $1,000,000 | Mar 2, 2020 | Apr 14, 2021 | 408 | Filing for Barbara M. Barrett LRGE trade |