Ron WydenD-ORSenate | AAPLApple Inc. | BuyDependent child | $1,001 – $15,000 | Jan 20, 2021 | Feb 18, 2021 | 29 | Filing for Ron Wyden AAPL trade |
James R. LangevinD-RIHouse | PYPLPayPal Holdings Inc. | Buy | $100,001 – $250,000 | Jan 28, 2021 | Feb 17, 2021 | 20 | Filing for James R. Langevin PYPL trade |
James R. LangevinD-RIHouse | AAPLApple Inc. | Buy | $100,001 – $250,000 | Jan 15, 2021 | Feb 17, 2021 | 33 | Filing for James R. Langevin AAPL trade |
| BBBarbara M. BarrettExecutive | Impele Holdings LLCother | Buy | $15,001 – $50,000 | Jan 13, 2021 | Feb 17, 2021 | 35 | Filing for Barbara M. Barrett Impele Holdings LLC trade |
Kevin HernR-OKHouse | FS KKR Capital Corp. IIstock | BuyJoint | $1,001 – $15,000 | Jan 11, 2021 | Feb 17, 2021 | 37 | Filing for Kevin Hern FS KKR Capital Corp. II trade |
Kevin HernR-OKHouse | AIOVirtus Artificial Intelligence & Technology Opportunities Fund | BuyJoint | $1,001 – $15,000 | Jan 11, 2021 | Feb 17, 2021 | 37 | Filing for Kevin Hern AIO trade |
| BBBarbara M. BarrettExecutive | Eaton Vance Global Macro Absolute Return Advantage Fund Class I Shares (EGRIX)fund | Buy | $1,001 – $15,000 | Jan 5, 2021 | Feb 17, 2021 | 43 | Filing for Barbara M. Barrett Eaton Vance Global Macro Absolute Return Advantage Fund Class I Shares (EGRIX) trade |
| BBBarbara M. BarrettExecutive | Eaton Vance High Yield Municipal Income Fund Class I Shares (EIHYX)fund | Buy | $15,001 – $50,000 | Jan 5, 2021 | Feb 17, 2021 | 43 | Filing for Barbara M. Barrett Eaton Vance High Yield Municipal Income Fund Class I Shares (EIHYX) trade |
| BBBarbara M. BarrettExecutive | Franklin Federal Intermediate-Term Tax-Free Income Fund Advisor Class Shares (FITZX)fund | Buy | $1,001 – $15,000 | Jan 5, 2021 | Feb 17, 2021 | 43 | Filing for Barbara M. Barrett Franklin Federal Intermediate-Term Tax-Free Income Fund Advisor Class Shares (FITZX) trade |
| BBBarbara M. BarrettExecutive | Lord Abbett National Tax Free Fund Class F Shares (LANFX)fund | Buy | $15,001 – $50,000 | Jan 5, 2021 | Feb 17, 2021 | 43 | Filing for Barbara M. Barrett Lord Abbett National Tax Free Fund Class F Shares (LANFX) trade |
Kevin HernR-OKHouse | FS Energy & Power Fundother | BuyJoint | $1,001 – $15,000 | Jan 5, 2021 | Feb 17, 2021 | 43 | Filing for Kevin Hern FS Energy & Power Fund trade |
| BBBarbara M. BarrettExecutive | Blackstone Alternative Multi-Strategy Fund Class I Shares (BXMIX)fund | Buy | $15,001 – $50,000 | Jan 4, 2021 | Feb 17, 2021 | 44 | Filing for Barbara M. Barrett Blackstone Alternative Multi-Strategy Fund Class I Shares (BXMIX) trade |
| JRJeffrey A. RosenExecutive | AB Multi-Manager Alternative Fundfund | Buy | $15,001 – $50,000 | Dec 31, 2020 | Feb 17, 2021 | 48 | Filing for Jeffrey A. Rosen AB Multi-Manager Alternative Fund trade |
| JRJeffrey A. RosenExecutive | Columbia Select Mid Cap Value Fundfund | Buy | $100,001 – $250,000 | Dec 28, 2020 | Feb 17, 2021 | 51 | Filing for Jeffrey A. Rosen Columbia Select Mid Cap Value Fund trade |
| JRJeffrey A. RosenExecutive | Harbor Small Cap Value Fundfund | Buy | $50,001 – $100,000 | Dec 28, 2020 | Feb 17, 2021 | 51 | Filing for Jeffrey A. Rosen Harbor Small Cap Value Fund trade |
| JRJeffrey A. RosenExecutive | William Blair International Small Cap Growthstock | Buy | $15,001 – $50,000 | Dec 28, 2020 | Feb 17, 2021 | 51 | Filing for Jeffrey A. Rosen William Blair International Small Cap Growth trade |
| JRJeffrey A. RosenExecutive | Bernstein Diversified Municipal Portfoliofund | Buy | $1,001 – $15,000 | Dec 18, 2020 | Feb 17, 2021 | 61 | Filing for Jeffrey A. Rosen Bernstein Diversified Municipal Portfolio trade |
| JRJeffrey A. RosenExecutive | AB Tax-Aware Overlay A Portfoliofund | Buy | $1,001 – $15,000 | Dec 16, 2020 | Feb 17, 2021 | 63 | Filing for Jeffrey A. Rosen AB Tax-Aware Overlay A Portfolio trade |
| JRJeffrey A. RosenExecutive | AB Tax-Aware Overlay B Portfoliofund | Buy | $1,001 – $15,000 | Dec 16, 2020 | Feb 17, 2021 | 63 | Filing for Jeffrey A. Rosen AB Tax-Aware Overlay B Portfolio trade |
| JRJeffrey A. RosenExecutive | AB Value Fund Advfund | Buy | $1,001 – $15,000 | Dec 14, 2020 | Feb 17, 2021 | 65 | Filing for Jeffrey A. Rosen AB Value Fund Adv trade |
| JRJeffrey A. RosenExecutive | AB Large Cap Growth Advstock | Buy | $1,001 – $15,000 | Dec 10, 2020 | Feb 17, 2021 | 69 | Filing for Jeffrey A. Rosen AB Large Cap Growth Adv trade |
| JRJeffrey A. RosenExecutive | AB Emerging Market Portfoliofund | Buy | $1,001 – $15,000 | Dec 9, 2020 | Feb 17, 2021 | 70 | Filing for Jeffrey A. Rosen AB Emerging Market Portfolio trade |
| JRJeffrey A. RosenExecutive | Bernstein Tax-Managed Int'l Portfoliofund | Buy | $1,001 – $15,000 | Nov 27, 2020 | Feb 17, 2021 | 82 | Filing for Jeffrey A. Rosen Bernstein Tax-Managed Int'l Portfolio trade |
| JRJeffrey A. RosenExecutive | Bernstein Diversified Municipal Portfoliofund | Buy | $1,001 – $15,000 | Nov 20, 2020 | Feb 17, 2021 | 89 | Filing for Jeffrey A. Rosen Bernstein Diversified Municipal Portfolio trade |
| JRJeffrey A. RosenExecutive | Bernstein Diversified Municipal Portfoliofund | Buy | $1,001 – $15,000 | Oct 20, 2020 | Feb 17, 2021 | 120 | Filing for Jeffrey A. Rosen Bernstein Diversified Municipal Portfolio trade |
| JRJeffrey A. RosenExecutive | Bernstein Diversified Municipal Portfoliofund | Buy | $1,001 – $15,000 | Sep 18, 2020 | Feb 17, 2021 | 152 | Filing for Jeffrey A. Rosen Bernstein Diversified Municipal Portfolio trade |
| JRJeffrey A. RosenExecutive | Columbia Dividend Income Fundfund | Buy | $15,001 – $50,000 | Sep 9, 2020 | Feb 17, 2021 | 161 | Filing for Jeffrey A. Rosen Columbia Dividend Income Fund trade |
| JRJeffrey A. RosenExecutive | Touchstone Sands Capital Select Growthstock | Buy | $50,001 – $100,000 | Sep 9, 2020 | Feb 17, 2021 | 161 | Filing for Jeffrey A. Rosen Touchstone Sands Capital Select Growth trade |
| JRJeffrey A. RosenExecutive | Touchstone Sands Capital Select Growthstock | Buy | $100,001 – $250,000 | Jul 23, 2020 | Feb 17, 2021 | 209 | Filing for Jeffrey A. Rosen Touchstone Sands Capital Select Growth trade |
| JRJeffrey A. RosenExecutive | Delaware Small Cap Core Fundfund | Buy | $50,001 – $100,000 | Jun 19, 2020 | Feb 17, 2021 | 243 | Filing for Jeffrey A. Rosen Delaware Small Cap Core Fund trade |
| JRJeffrey A. RosenExecutive | Morgan Stanley Institutional Fund Trustfund | Buy | $50,001 – $100,000 | Jun 19, 2020 | Feb 17, 2021 | 243 | Filing for Jeffrey A. Rosen Morgan Stanley Institutional Fund Trust trade |
| JRJeffrey A. RosenExecutive | Principal MidCap Fundfund | Buy | $15,001 – $50,000 | Jun 19, 2020 | Feb 17, 2021 | 243 | Filing for Jeffrey A. Rosen Principal MidCap Fund trade |
| JRJeffrey A. RosenExecutive | Columbia Contrarian Core Fundfund | Buy | $50,001 – $100,000 | Mar 31, 2020 | Feb 17, 2021 | 323 | Filing for Jeffrey A. Rosen Columbia Contrarian Core Fund trade |
| JRJeffrey A. RosenExecutive | MFS Research International Fundfund | Buy | $15,001 – $50,000 | Mar 31, 2020 | Feb 17, 2021 | 323 | Filing for Jeffrey A. Rosen MFS Research International Fund trade |
| JRJeffrey A. RosenExecutive | Fuller & Thaler Behavioral Small-Cap Equitystock | Buy | $50,001 – $100,000 | Mar 31, 2020 | Feb 17, 2021 | 323 | Filing for Jeffrey A. Rosen Fuller & Thaler Behavioral Small-Cap Equity trade |
| JRJeffrey A. RosenExecutive | MFS Research International Fundfund | Buy | $15,001 – $50,000 | Mar 20, 2020 | Feb 17, 2021 | 334 | Filing for Jeffrey A. Rosen MFS Research International Fund trade |
Suzan K. DelBeneD-WAHouse | New York NY gO BDS Fiscal 2008 5.00% Due 08/01/2026bond | BuyJoint | $1,001 – $15,000 | Jan 14, 2021 | Feb 16, 2021 | 33 | Filing for Suzan K. DelBene New York NY gO BDS Fiscal 2008 5.00% Due 08/01/2026 trade |
Suzan K. DelBeneD-WAHouse | Connecticut ST go BDS 2018 5.00% Due 06/15/2030bond | BuyJoint | $500,001 – $1,000,000 | Jan 13, 2021 | Feb 16, 2021 | 34 | Filing for Suzan K. DelBene Connecticut ST go BDS 2018 5.00% Due 06/15/2030 trade |
Suzan K. DelBeneD-WAHouse | Somerset CNTY NJ Bans 4.00% Due 09/09/2021bond | BuyJoint | $1,001 – $15,000 | Jan 12, 2021 | Feb 16, 2021 | 35 | Filing for Suzan K. DelBene Somerset CNTY NJ Bans 4.00% Due 09/09/2021 trade |
Suzan K. DelBeneD-WAHouse | Round Rock Tex Indpt SCH Dist unltd Tax 5.00% Due 08/01/2025bond | BuyJoint | $1,001 – $15,000 | Jan 12, 2021 | Feb 16, 2021 | 35 | Filing for Suzan K. DelBene Round Rock Tex Indpt SCH Dist unltd Tax 5.00% Due 08/01/2025 trade |
Suzan K. DelBeneD-WAHouse | Maryland ST Dept TR 5.00% Due 10/01/26bond | BuyJoint | $15,001 – $50,000 | Jan 6, 2021 | Feb 16, 2021 | 41 | Filing for Suzan K. DelBene Maryland ST Dept TR 5.00% Due 10/01/26 trade |
Suzan K. DelBeneD-WAHouse | District Columbia go BDS 5.00% Due 06/01/2027bond | BuyJoint | $50,001 – $100,000 | Jan 6, 2021 | Feb 16, 2021 | 41 | Filing for Suzan K. DelBene District Columbia go BDS 5.00% Due 06/01/2027 trade |
Marie NewmanD-ILHouse | IBMInternational Business Machines Corporation | Buy | $1,001 – $15,000 | Feb 22, 2021 | Feb 13, 2021 | — | Filing for Marie Newman IBM trade |
Dean PhillipsD-MNHouse | SVB Financial group Var RT Perp Mat dtd 02/02/2021bond | Buy | $1,001 – $15,000 | Jan 26, 2021 | Feb 13, 2021 | 18 | Filing for Dean Phillips SVB Financial group Var RT Perp Mat dtd 02/02/2021 trade |
Marie NewmanD-ILHouse | WWayfair Inc. Class A | BuySpouse | $15,001 – $50,000 | Jan 25, 2021 | Feb 13, 2021 | 19 | Filing for Marie Newman W trade |
Marie NewmanD-ILHouse | NFLXNetflix Inc. | BuySpouse | $50,001 – $100,000 | Jan 25, 2021 | Feb 13, 2021 | 19 | Filing for Marie Newman NFLX trade |
Marie NewmanD-ILHouse | MCDMcDonald's Corporation | BuySpouse | $15,001 – $50,000 | Jan 25, 2021 | Feb 13, 2021 | 19 | Filing for Marie Newman MCD trade |
Marie NewmanD-ILHouse | BABoeing Company (The) | BuySpouse | $15,001 – $50,000 | Jan 25, 2021 | Feb 13, 2021 | 19 | Filing for Marie Newman BA trade |
Marie NewmanD-ILHouse | YETIYETI Holdings Inc. | BuyJoint | $1,001 – $15,000 | Jan 22, 2021 | Feb 13, 2021 | 22 | Filing for Marie Newman YETI trade |
Marie NewmanD-ILHouse | MRNAModerna Inc. | BuySpouse | $1,001 – $15,000 | Jan 22, 2021 | Feb 13, 2021 | 22 | Filing for Marie Newman MRNA trade |