| EUEric M. UelandExecutive | MFS Municipal Income Fund Class I Shares (MIMIX)fund | Sell | $1,001 – $15,000 | Mar 13, 2025 | Jun 25, 2026 | 469 | Filing for Eric M. Ueland MFS Municipal Income Fund Class I Shares (MIMIX) trade |
| EUEric M. UelandExecutive | Fidelity Advisor Municipal Income Fund Class I Shares (FROGX)fund | Sell | $1,001 – $15,000 | Mar 13, 2025 | Jun 25, 2026 | 469 | Filing for Eric M. Ueland Fidelity Advisor Municipal Income Fund Class I Shares (FROGX) trade |
| EUEric M. UelandExecutive | SCHASchwab U.S. Small-Cap ETF | Sell | $1,001 – $15,000 | Mar 13, 2025 | Jun 25, 2026 | 469 | Filing for Eric M. Ueland SCHA trade |
| EUEric M. UelandExecutive | Lord Abbett Floating Rate Fund Class I Shares (LFRIX)fund | Buy | $1,001 – $15,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland Lord Abbett Floating Rate Fund Class I Shares (LFRIX) trade |
| EUEric M. UelandExecutive | Nuveen Strategic Income Fund Class I Shares (FCBYX)fund | Buy | $1,001 – $15,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland Nuveen Strategic Income Fund Class I Shares (FCBYX) trade |
| EUEric M. UelandExecutive | Neuberger Berman Strategic Income Fund Institutional Class Shares (NSTLX)fund | Buy | $1,001 – $15,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland Neuberger Berman Strategic Income Fund Institutional Class Shares (NSTLX) trade |
| EUEric M. UelandExecutive | Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX)fund | Buy | $1,001 – $15,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX) trade |
| EUEric M. UelandExecutive | PIMCO Income Fund Class I-2 Shares (PONPX)fund | Buy | $1,001 – $15,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland PIMCO Income Fund Class I-2 Shares (PONPX) trade |
| EUEric M. UelandExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Buy | $1,001 – $15,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland VBR trade |
| EUEric M. UelandExecutive | VBKVanguard Morningstar Small-Cap Growth ETF | Buy | $1,001 – $15,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland VBK trade |
| EUEric M. UelandExecutive | Vanguard Value Index Fund ETF Sharesetf | Buy | $15,001 – $50,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland Vanguard Value Index Fund ETF Shares trade |
| EUEric M. UelandExecutive | IEFAiShares Core MSCI EAFE ETF | Buy | $1,001 – $15,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland IEFA trade |
| EUEric M. UelandExecutive | VUGVanguard Morningstar Growth ETF | Buy | $1,001 – $15,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland VUG trade |
| EUEric M. UelandExecutive | IEMGiShares Core MSCI Emerging Markets ETF | Buy | $1,001 – $15,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland IEMG trade |
| EUEric M. UelandExecutive | Lord Abbett Floating Rate Fund Class I Shares (LFRIX)fund | Buy | $1,001 – $15,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland Lord Abbett Floating Rate Fund Class I Shares (LFRIX) trade |
| EUEric M. UelandExecutive | Nuveen Strategic Income Fund Class I Sharesfund | Buy | $15,001 – $50,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland Nuveen Strategic Income Fund Class I Shares trade |
| EUEric M. UelandExecutive | Neuberger Berman Strategic Income Fundfund | Buy | $15,001 – $50,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland Neuberger Berman Strategic Income Fund trade |
| EUEric M. UelandExecutive | Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX)fund | Buy | $1,001 – $15,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX) trade |
| EUEric M. UelandExecutive | PIMCO Income Fund Class I-2 Sharesfund | Buy | $15,001 – $50,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland PIMCO Income Fund Class I-2 Shares trade |
| EUEric M. UelandExecutive | Lord Abbett Floating Rate Fund Class Ifund | Buy | $15,001 – $50,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland Lord Abbett Floating Rate Fund Class I trade |
| EUEric M. UelandExecutive | Cohen & Steers Preferred Securities andstock | Buy | $15,001 – $50,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland Cohen & Steers Preferred Securities and trade |
| EUEric M. UelandExecutive | Nuveen Strategic Income Fund Class I Sharesfund | Buy | $100,001 – $250,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland Nuveen Strategic Income Fund Class I Shares trade |
| EUEric M. UelandExecutive | Neuberger Berman Strategic Income Fundfund | Buy | $100,001 – $250,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland Neuberger Berman Strategic Income Fund trade |
| EUEric M. UelandExecutive | PIMCO Income Fund Class I-2 Sharesfund | Buy | $100,001 – $250,000 | Mar 6, 2025 | Jun 25, 2026 | 476 | Filing for Eric M. Ueland PIMCO Income Fund Class I-2 Shares trade |
| MBMichelle White BowmanExecutive | JPM UK Liquiditystock | Sell | $1,001 – $15,000 | Mar 4, 2025 | Jun 25, 2026 | 478 | Filing for Michelle White Bowman JPM UK Liquidity trade |
| MBMichelle White BowmanExecutive | LGIM Pre-Retirement Annuity Fundfund | Sell | $1,001 – $15,000 | Mar 4, 2025 | Jun 25, 2026 | 478 | Filing for Michelle White Bowman LGIM Pre-Retirement Annuity Fund trade |
| MBMichelle White BowmanExecutive | LGIM Private Markets Accessother | Sell | $1,001 – $15,000 | Mar 4, 2025 | Jun 25, 2026 | 478 | Filing for Michelle White Bowman LGIM Private Markets Access trade |
| MBMichelle White BowmanExecutive | Berenberg Limited Volatility Equity Fundfund | Sell | $1,001 – $15,000 | Mar 4, 2025 | Jun 25, 2026 | 478 | Filing for Michelle White Bowman Berenberg Limited Volatility Equity Fund trade |
| MBMichelle White BowmanExecutive | Berenberg Managed Volatility Equity Fundfund | Sell | $1,001 – $15,000 | Mar 4, 2025 | Jun 25, 2026 | 478 | Filing for Michelle White Bowman Berenberg Managed Volatility Equity Fund trade |
| MBMichelle White BowmanExecutive | Baillie Gifford Sustainable Multi-Asset Fundfund | Sell | $1,001 – $15,000 | Mar 4, 2025 | Jun 25, 2026 | 478 | Filing for Michelle White Bowman Baillie Gifford Sustainable Multi-Asset Fund trade |
| MBMichelle White BowmanExecutive | LGIM Diversified Fundfund | Sell | $15,001 – $50,000 | Mar 4, 2025 | Jun 25, 2026 | 478 | Filing for Michelle White Bowman LGIM Diversified Fund trade |
| MBMichelle White BowmanExecutive | Nordea Diversified Returns Strategy Fundfund | Sell | $15,001 – $50,000 | Mar 4, 2025 | Jun 25, 2026 | 478 | Filing for Michelle White Bowman Nordea Diversified Returns Strategy Fund trade |
| MBMichelle White BowmanExecutive | Partners Group Generation Fundfund | Sell | $1,001 – $15,000 | Mar 4, 2025 | Jun 25, 2026 | 478 | Filing for Michelle White Bowman Partners Group Generation Fund trade |
| MBMichelle White BowmanExecutive | L&G World Equity Index (Unhedged)stock | Buy | $50,001 – $100,000 | Mar 4, 2025 | Jun 25, 2026 | 478 | Filing for Michelle White Bowman L&G World Equity Index (Unhedged) trade |
| EUEric M. UelandExecutive | iShares 20+ Year Treasury Bond ETF (TLT)bond | Sell | $1,001 – $15,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland iShares 20+ Year Treasury Bond ETF (TLT) trade |
| EUEric M. UelandExecutive | BNDXVanguard Total International Bond ETF | Sell | $1,001 – $15,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland BNDX trade |
| EUEric M. UelandExecutive | VCITVanguard Intermediate-Term Corporate Bond ETF | Sell | $1,001 – $15,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland VCIT trade |
| EUEric M. UelandExecutive | VCSHVanguard Short-Term Corporate Bond ETF | Sell | $1,001 – $15,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland VCSH trade |
| EUEric M. UelandExecutive | MBBiShares MBS ETF | Sell | $1,001 – $15,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland MBB trade |
| EUEric M. UelandExecutive | VGITVanguard Intermediate-Term Treasury ETF | Sell | $1,001 – $15,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland VGIT trade |
| EUEric M. UelandExecutive | BNDXVanguard Total International Bond ETF | Sell | $1,001 – $15,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland BNDX trade |
| EUEric M. UelandExecutive | TIPiShares TIPS Bond ETF | Sell | $1,001 – $15,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland TIP trade |
| EUEric M. UelandExecutive | VCITVanguard Intermediate-Term Corporate Bond ETF | Sell | $1,001 – $15,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland VCIT trade |
| EUEric M. UelandExecutive | iShares 20+ Year Treasury Bond ETF (TLT)bond | Sell | $1,001 – $15,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland iShares 20+ Year Treasury Bond ETF (TLT) trade |
| EUEric M. UelandExecutive | VCSHVanguard Short-Term Corporate Bond ETF | Sell | $1,001 – $15,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland VCSH trade |
| EUEric M. UelandExecutive | PGXInvesco Preferred ETF | Sell | $1,001 – $15,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland PGX trade |
| EUEric M. UelandExecutive | VGITVanguard Intermediate-Term Treasury ETF | Sell | $1,001 – $15,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland VGIT trade |
| EUEric M. UelandExecutive | MBBiShares MBS ETF | Sell | $15,001 – $50,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland MBB trade |
| EUEric M. UelandExecutive | TIPiShares TIPS Bond ETF | Sell | $1,001 – $15,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland TIP trade |
| EUEric M. UelandExecutive | MBBiShares MBS ETF | Sell | $100,001 – $250,000 | Feb 26, 2025 | Jun 25, 2026 | 484 | Filing for Eric M. Ueland MBB trade |