| CWChristine E. WormuthExecutive | DGRWWisdomTree U.S. Quality Dividend Growth Fund | Buy | $15,001 – $50,000 | Jun 6, 2024 | Mar 15, 2025 | 282 | Filing for Christine E. Wormuth DGRW trade |
| CWChristine E. WormuthExecutive | FT Cboe Vest Fund of Buffer ETFs FT Cboefund | Buy | $50,001 – $100,000 | Jun 6, 2024 | Mar 15, 2025 | 282 | Filing for Christine E. Wormuth FT Cboe Vest Fund of Buffer ETFs FT Cboe trade |
| CWChristine E. WormuthExecutive | AIRRFirst Trust RBA American Industrial Renaissance ETF | Buy | $15,001 – $50,000 | Jun 6, 2024 | Mar 15, 2025 | 282 | Filing for Christine E. Wormuth AIRR trade |
| CWChristine E. WormuthExecutive | Blackstone Real Estate Income Trust (BREIT)stock | Sell | $50,001 – $100,000 | May 31, 2024 | Mar 15, 2025 | 288 | Filing for Christine E. Wormuth Blackstone Real Estate Income Trust (BREIT) trade |
| CWChristine E. WormuthExecutive | Blackstone Real Estate Income Trust (BREIT)stock | Sell | $100,001 – $250,000 | May 31, 2024 | Mar 15, 2025 | 288 | Filing for Christine E. Wormuth Blackstone Real Estate Income Trust (BREIT) trade |
| CWChristine E. WormuthExecutive | DGRWWisdomTree U.S. Quality Dividend Growth Fund | Buy | $1,001 – $15,000 | Apr 18, 2024 | Mar 15, 2025 | 331 | Filing for Christine E. Wormuth DGRW trade |
| GRGina M. RaimondoExecutive | DFA Short-Duration Real Return Portfoliofund | Sell | $15,001 – $50,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo DFA Short-Duration Real Return Portfolio trade |
| GRGina M. RaimondoExecutive | SUBiShares Short-Term National Muni Bond ETF | Buy | $15,001 – $50,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo SUB trade |
| GRGina M. RaimondoExecutive | MUBiShares National Muni Bond ETF | Buy | $1,001 – $15,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo MUB trade |
| GRGina M. RaimondoExecutive | SCHZSchwab US Aggregate Bond ETF | Buy | $15,001 – $50,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo SCHZ trade |
| GRGina M. RaimondoExecutive | VTIPVanguard Short-Term Inflation-Protected Securities Index Fund ETF Shares | Sell | $1,001 – $15,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo VTIP trade |
| GRGina M. RaimondoExecutive | VBVanguard Morningstar Small-Cap ETF | Sell | $1,001 – $15,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo VB trade |
| GRGina M. RaimondoExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Buy | $1,001 – $15,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo VBR trade |
| GRGina M. RaimondoExecutive | US Large Cap Equity Portfolio Institutionalfund | Sell | $50,001 – $100,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo US Large Cap Equity Portfolio Institutional trade |
| GRGina M. RaimondoExecutive | SCHZSchwab US Aggregate Bond ETF | Buy | $15,001 – $50,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo SCHZ trade |
| GRGina M. RaimondoExecutive | VTVVanguard Morningstar Value ETF | Buy | $1,001 – $15,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo VTV trade |
| GRGina M. RaimondoExecutive | SUBiShares Short-Term National Muni Bond ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo SUB trade |
| GRGina M. RaimondoExecutive | VTIPVanguard Short-Term Inflation-Protected Securities Index Fund ETF Shares | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VTIP trade |
| GRGina M. RaimondoExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VBR trade |
| GRGina M. RaimondoExecutive | SUBiShares Short-Term National Muni Bond ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo SUB trade |
| GRGina M. RaimondoExecutive | VTIPVanguard Short-Term Inflation-Protected Securities Index Fund ETF Shares | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VTIP trade |
| GRGina M. RaimondoExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VBR trade |
| GRGina M. RaimondoExecutive | VTIVanguard Morningstar Total Stock Market ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VTI trade |
| GRGina M. RaimondoExecutive | Schwab Value Advantage Money Fund Investor Class Shares (SWVXX)fund | Sell | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo Schwab Value Advantage Money Fund Investor Class Shares (SWVXX) trade |
| GRGina M. RaimondoExecutive | SCHZSchwab US Aggregate Bond ETF | Buy | $15,001 – $50,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo SCHZ trade |
| GRGina M. RaimondoExecutive | DFA Five-YearGlobal Fixed Income Portfoliofund | Buy | $15,001 – $50,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo DFA Five-YearGlobal Fixed Income Portfolio trade |
| GRGina M. RaimondoExecutive | VEAVanguard FTSE Developed Markets ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VEA trade |
| GRGina M. RaimondoExecutive | SCHKSchwab 1000 Index ETF | Sell | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo SCHK trade |
| GRGina M. RaimondoExecutive | Schwab Value Advantage Money Fund Investor Class Shares (SWVXX)fund | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo Schwab Value Advantage Money Fund Investor Class Shares (SWVXX) trade |
| GRGina M. RaimondoExecutive | DFA Five-YearGlobal Fixed Income Portfolio Institutional Class Shares (DFGBX)fund | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo DFA Five-YearGlobal Fixed Income Portfolio Institutional Class Shares (DFGBX) trade |
| GRGina M. RaimondoExecutive | SCHZSchwab US Aggregate Bond ETF | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo SCHZ trade |
| GRGina M. RaimondoExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo VBR trade |
| GRGina M. RaimondoExecutive | Vanguard Russell 1000 Value Index Fund Institutional Shares (VRVIX)etf | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo Vanguard Russell 1000 Value Index Fund Institutional Shares (VRVIX) trade |
| CNClarence W. NelsonExecutive | BlackRock Tactical Opportunities Fund Class K Shares (PBAKX)fund | Sell | $1,001 – $15,000 | Dec 31, 2024 | Mar 13, 2025 | 72 | Filing for Clarence W. Nelson BlackRock Tactical Opportunities Fund Class K Shares (PBAKX) trade |
| CNClarence W. NelsonExecutive | IWMiShares Russell 2000 Index Fund | Sell | $1,001 – $15,000 | Dec 9, 2024 | Mar 13, 2025 | 94 | Filing for Clarence W. Nelson IWM trade |
| KCKurt CampbellExecutive | Tweedy, BrowneGlobal Value Fund (TBGVX)fund | Sell | $50,001 – $100,000 | Sep 17, 2024 | Mar 13, 2025 | 177 | Filing for Kurt Campbell Tweedy, BrowneGlobal Value Fund (TBGVX) trade |
| KCKurt CampbellExecutive | JOHCM International Select Fund Class Ifund | Sell | $50,001 – $100,000 | Sep 16, 2024 | Mar 13, 2025 | 178 | Filing for Kurt Campbell JOHCM International Select Fund Class I trade |
| KCKurt CampbellExecutive | Goldman Sachs Emerging Markets Equitystock | Sell | $15,001 – $50,000 | Sep 16, 2024 | Mar 13, 2025 | 178 | Filing for Kurt Campbell Goldman Sachs Emerging Markets Equity trade |
| KCKurt CampbellExecutive | FEOEFirst Eagle Overseas Equity ETF | Sell | $50,001 – $100,000 | Sep 16, 2024 | Mar 13, 2025 | 178 | Filing for Kurt Campbell FEOE trade |
| KCKurt CampbellExecutive | FEOEFirst Eagle Overseas Equity ETF | Sell | $50,001 – $100,000 | Jun 24, 2024 | Mar 13, 2025 | 262 | Filing for Kurt Campbell FEOE trade |
| KCKurt CampbellExecutive | Tweedy, BrowneGlobal Value Fund (TBGVX)fund | Sell | $50,001 – $100,000 | Jun 24, 2024 | Mar 13, 2025 | 262 | Filing for Kurt Campbell Tweedy, BrowneGlobal Value Fund (TBGVX) trade |
| KCKurt CampbellExecutive | JOHCM International Select Fund Class Ifund | Sell | $50,001 – $100,000 | Jun 24, 2024 | Mar 13, 2025 | 262 | Filing for Kurt Campbell JOHCM International Select Fund Class I trade |
| CNClarence W. NelsonExecutive | IJJiShares S&P Mid-Cap 400 Value ETF | Sell | $1,001 – $15,000 | Jun 24, 2024 | Mar 13, 2025 | 262 | Filing for Clarence W. Nelson IJJ trade |
| CNClarence W. NelsonExecutive | IWFiShares Russell 1000 Growth Fund | Sell | $1,001 – $15,000 | Apr 17, 2024 | Mar 13, 2025 | 330 | Filing for Clarence W. Nelson IWF trade |
| CNClarence W. NelsonExecutive | IVViShares Core S&P 500 ETF | Sell | $15,001 – $50,000 | Apr 17, 2024 | Mar 13, 2025 | 330 | Filing for Clarence W. Nelson IVV trade |
| CNClarence W. NelsonExecutive | IWRiShares Russell Mid-Cap ETF | Sell | $1,001 – $15,000 | Apr 17, 2024 | Mar 13, 2025 | 330 | Filing for Clarence W. Nelson IWR trade |
| CNClarence W. NelsonExecutive | ESMLiShares ESG Aware MSCI USA Small-Cap ETF | Sell | $1,001 – $15,000 | Apr 17, 2024 | Mar 13, 2025 | 330 | Filing for Clarence W. Nelson ESML trade |
| KCKurt CampbellExecutive | VCITVanguard Intermediate-Term Corporate Bond ETF | Sell | $15,001 – $50,000 | Apr 8, 2024 | Mar 13, 2025 | 339 | Filing for Kurt Campbell VCIT trade |
| KCKurt CampbellExecutive | PFFiShares Preferred and Income Securities ETF | Sell | $15,001 – $50,000 | Apr 8, 2024 | Mar 13, 2025 | 339 | Filing for Kurt Campbell PFF trade |
| KCKurt CampbellExecutive | Vanguard Short-Term Tax-Exempt Fundfund | Sell | $50,001 – $100,000 | Apr 8, 2024 | Mar 13, 2025 | 339 | Filing for Kurt Campbell Vanguard Short-Term Tax-Exempt Fund trade |