| RGRahul GuptaExecutive | TSLATesla Inc. | Sell | $1,001 – $15,000 | Nov 8, 2024 | Jan 18, 2025 | 71 | Filing for Rahul Gupta TSLA trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Sell | $1,001 – $15,000 | Nov 6, 2024 | Jan 18, 2025 | 73 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | TSLATesla Inc. | Sell | $1,001 – $15,000 | Nov 6, 2024 | Jan 18, 2025 | 73 | Filing for Rahul Gupta TSLA trade |
| RGRahul GuptaExecutive | XYZBlock Inc. Class A | Sell | $1,001 – $15,000 | Nov 6, 2024 | Jan 18, 2025 | 73 | Filing for Rahul Gupta XYZ trade |
| APArati PrabhakarExecutive | International Sustainability Core 1 Portfoliofund | Sell | $15,001 – $50,000 | Sep 30, 2024 | Jan 18, 2025 | 110 | Filing for Arati Prabhakar International Sustainability Core 1 Portfolio trade |
| APArati PrabhakarExecutive | PIMCO ESG Income Fund Institutional (PEGIX)fund | Sell | $1,001 – $15,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar PIMCO ESG Income Fund Institutional (PEGIX) trade |
| APArati PrabhakarExecutive | Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX)fund | Buy | $1,001 – $15,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX) trade |
| APArati PrabhakarExecutive | Cohen & Steers Preferred Securities andstock | Buy | $100,001 – $250,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar Cohen & Steers Preferred Securities and trade |
| APArati PrabhakarExecutive | US Sustainability Core 1 Portfolio Institutionalfund | Sell | $250,001 – $500,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar US Sustainability Core 1 Portfolio Institutional trade |
| APArati PrabhakarExecutive | DFA Global Sustainability Fixed Income ETFetf | Sell | $250,001 – $500,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar DFA Global Sustainability Fixed Income ETF trade |
| APArati PrabhakarExecutive | PIMCO ESG Income Fund Institutionalfund | Buy | $15,001 – $50,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar PIMCO ESG Income Fund Institutional trade |
| APArati PrabhakarExecutive | iShares 10-20 Year Treasury Bond ETF (TLH)bond | Buy | $500,001 – $1,000,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar iShares 10-20 Year Treasury Bond ETF (TLH) trade |
| APArati PrabhakarExecutive | CMDTPIMCO Commodity Strategy Active Exchange-Traded Fund | Buy | $15,001 – $50,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar CMDT trade |
| APArati PrabhakarExecutive | International Sustainability Core 1 Portfoliofund | Sell | $15,001 – $50,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar International Sustainability Core 1 Portfolio trade |
| APArati PrabhakarExecutive | CMDTPIMCO Commodity Strategy Active Exchange-Traded Fund | Buy | $15,001 – $50,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar CMDT trade |
| APArati PrabhakarExecutive | DFA Emerging Markets Sustainability Core 1other | Sell | $15,001 – $50,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar DFA Emerging Markets Sustainability Core 1 trade |
| APArati PrabhakarExecutive | CMDTPIMCO Commodity Strategy Active Exchange-Traded Fund | Buy | $15,001 – $50,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar CMDT trade |
| APArati PrabhakarExecutive | GMO Resources Fund Class I (GEACX)fund | Sell | $50,001 – $100,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar GMO Resources Fund Class I (GEACX) trade |
| APArati PrabhakarExecutive | DFA Global Sustainability Fixed Income ETFetf | Sell | $15,001 – $50,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar DFA Global Sustainability Fixed Income ETF trade |
| APArati PrabhakarExecutive | CMDTPIMCO Commodity Strategy Active Exchange-Traded Fund | Buy | $100,001 – $250,000 | Sep 25, 2024 | Jan 18, 2025 | 115 | Filing for Arati Prabhakar CMDT trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Buy | $1,001 – $15,000 | Aug 5, 2024 | Jan 18, 2025 | 166 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | TSLATesla Inc. | Buy | $1,001 – $15,000 | Aug 5, 2024 | Jan 18, 2025 | 166 | Filing for Rahul Gupta TSLA trade |
| RGRahul GuptaExecutive | CRWDCrowdStrike Holdings Inc. Class A | Buy | $1,001 – $15,000 | Jul 23, 2024 | Jan 18, 2025 | 179 | Filing for Rahul Gupta CRWD trade |
| RGRahul GuptaExecutive | TSLATesla Inc. | Sell | $1,001 – $15,000 | Jul 17, 2024 | Jan 18, 2025 | 185 | Filing for Rahul Gupta TSLA trade |
| RGRahul GuptaExecutive | TSLATesla Inc. | Sell | $1,001 – $15,000 | Jul 5, 2024 | Jan 18, 2025 | 197 | Filing for Rahul Gupta TSLA trade |
| RGRahul GuptaExecutive | NKENike Inc. | Buy | $1,001 – $15,000 | Jul 1, 2024 | Jan 18, 2025 | 201 | Filing for Rahul Gupta NKE trade |
| APArati PrabhakarExecutive | EMNTPIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund | Buy | $15,001 – $50,000 | Jun 26, 2024 | Jan 18, 2025 | 206 | Filing for Arati Prabhakar EMNT trade |
| APArati PrabhakarExecutive | GMO Resources Fund Class I (GEACX)fund | Sell | $1,001 – $15,000 | Jun 26, 2024 | Jan 18, 2025 | 206 | Filing for Arati Prabhakar GMO Resources Fund Class I (GEACX) trade |
| APArati PrabhakarExecutive | DFA Global Sustainability Fixed Income ETFetf | Sell | $15,001 – $50,000 | Jun 26, 2024 | Jan 18, 2025 | 206 | Filing for Arati Prabhakar DFA Global Sustainability Fixed Income ETF trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Sell | $1,001 – $15,000 | May 13, 2024 | Jan 18, 2025 | 250 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | GEGE Aerospace | Sell | $1,001 – $15,000 | May 9, 2024 | Jan 18, 2025 | 254 | Filing for Rahul Gupta GE trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Sell | $1,001 – $15,000 | May 9, 2024 | Jan 18, 2025 | 254 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | MMM3M Company | Sell | $1,001 – $15,000 | May 2, 2024 | Jan 18, 2025 | 261 | Filing for Rahul Gupta MMM trade |
| RGRahul GuptaExecutive | TSLATesla Inc. | Buy | $1,001 – $15,000 | Apr 25, 2024 | Jan 18, 2025 | 268 | Filing for Rahul Gupta TSLA trade |
| APArati PrabhakarExecutive | US Treasury 8/15/24bond | Sell | $15,001 – $50,000 | Apr 1, 2024 | Jan 18, 2025 | 292 | Filing for Arati Prabhakar US Treasury 8/15/24 trade |
| APArati PrabhakarExecutive | US Treasury 5/2/24bond | Sell | $15,001 – $50,000 | Apr 1, 2024 | Jan 18, 2025 | 292 | Filing for Arati Prabhakar US Treasury 5/2/24 trade |
| APArati PrabhakarExecutive | DFA US Sustainability Targeted Valuestock | Sell | $100,001 – $250,000 | Mar 7, 2024 | Jan 18, 2025 | 317 | Filing for Arati Prabhakar DFA US Sustainability Targeted Value trade |
| APArati PrabhakarExecutive | DFA Global Sustainability Fixed Income ETFetf | Sell | $500,001 – $1,000,000 | Mar 7, 2024 | Jan 18, 2025 | 317 | Filing for Arati Prabhakar DFA Global Sustainability Fixed Income ETF trade |
| APArati PrabhakarExecutive | DFSUDimensional US Sustainability Core 1 ETF | Buy | $500,001 – $1,000,000 | Mar 7, 2024 | Jan 18, 2025 | 317 | Filing for Arati Prabhakar DFSU trade |
| RGRahul GuptaExecutive | KMBKimberly-Clark Corporation | Buy | $1,001 – $15,000 | Feb 15, 2024 | Jan 18, 2025 | 338 | Filing for Rahul Gupta KMB trade |
| APArati PrabhakarExecutive | US Treasury 10/31/24bond | Buy | $100,001 – $250,000 | Feb 13, 2024 | Jan 18, 2025 | 340 | Filing for Arati Prabhakar US Treasury 10/31/24 trade |
| RGRahul GuptaExecutive | MMM3M Company | Buy | $1,001 – $15,000 | Feb 2, 2024 | Jan 18, 2025 | 351 | Filing for Rahul Gupta MMM trade |
| RGRahul GuptaExecutive | TSLATesla Inc. | Buy | $1,001 – $15,000 | Jan 30, 2024 | Jan 18, 2025 | 354 | Filing for Rahul Gupta TSLA trade |
| RGRahul GuptaExecutive | MMM3M Company | Buy | $1,001 – $15,000 | Jan 26, 2024 | Jan 18, 2025 | 358 | Filing for Rahul Gupta MMM trade |
| RGRahul GuptaExecutive | KMBKimberly-Clark Corporation | Buy | $1,001 – $15,000 | Jan 26, 2024 | Jan 18, 2025 | 358 | Filing for Rahul Gupta KMB trade |
| APArati PrabhakarExecutive | DFA Global Sustainable Fixed Income ETFetf | Buy | $500,001 – $1,000,000 | Jan 17, 2024 | Jan 18, 2025 | 367 | Filing for Arati Prabhakar DFA Global Sustainable Fixed Income ETF trade |
| APArati PrabhakarExecutive | DFA Global Sustainability Fixed Income ETFetf | Buy | $500,001 – $1,000,000 | Jan 17, 2024 | Jan 18, 2025 | 367 | Filing for Arati Prabhakar DFA Global Sustainability Fixed Income ETF trade |
| APArati PrabhakarExecutive | DFA Global Sustainability Fixed Income ETFetf | Buy | $500,001 – $1,000,000 | Jan 17, 2024 | Jan 18, 2025 | 367 | Filing for Arati Prabhakar DFA Global Sustainability Fixed Income ETF trade |
| APArati PrabhakarExecutive | DFA Emerging Markets Sustainability Core 1other | Sell | $50,001 – $100,000 | Jan 16, 2024 | Jan 18, 2025 | 368 | Filing for Arati Prabhakar DFA Emerging Markets Sustainability Core 1 trade |
| APArati PrabhakarExecutive | US Sustainability Core 1 Portfolio Institutionalfund | Sell | $500,001 – $1,000,000 | Jan 16, 2024 | Jan 18, 2025 | 368 | Filing for Arati Prabhakar US Sustainability Core 1 Portfolio Institutional trade |