| RGRahul GuptaExecutive | XYZBlock Inc. Class A | Sell | $1,001 – $15,000 | Nov 6, 2024 | Jan 11, 2025 | 66 | Filing for Rahul Gupta XYZ trade |
| AKAdriana KuglerExecutive | CAVACAVA Group Inc. | Sell | $1,001 – $15,000 | Oct 15, 2024 | Jan 11, 2025 | 88 | Filing for Adriana Kugler CAVA trade |
| JGJennifer GranholmExecutive | IJHiShares Core S&P Mid-Cap ETF | Buy | $15,001 – $50,000 | Nov 26, 2024 | Jan 7, 2025 | 42 | Filing for Jennifer Granholm IJH trade |
| JGJennifer GranholmExecutive | JVALJPMorgan U.S. Value Factor ETF | Sell | $15,001 – $50,000 | Sep 20, 2024 | Dec 11, 2024 | 82 | Filing for Jennifer Granholm JVAL trade |
| JGJennifer GranholmExecutive | VCSHVanguard Short-Term Corporate Bond ETF | Sell | $15,001 – $50,000 | Sep 20, 2024 | Dec 11, 2024 | 82 | Filing for Jennifer Granholm VCSH trade |
| JGJennifer GranholmExecutive | RSPInvesco S&P 500 Equal Weight ETF | Buy | $50,001 – $100,000 | May 20, 2024 | Dec 11, 2024 | 205 | Filing for Jennifer Granholm RSP trade |
| AHAvril D. HainesExecutive | Parametric TABS 5-to-15 Year Ladderedother | Sell | $15,001 – $50,000 | Dec 8, 2023 | Dec 10, 2024 | 368 | Filing for Avril D. Haines Parametric TABS 5-to-15 Year Laddered trade |
| AHAvril D. HainesExecutive | MFS Municipal Intermediate Fund Class Ifund | Buy | $15,001 – $50,000 | Dec 8, 2023 | Dec 10, 2024 | 368 | Filing for Avril D. Haines MFS Municipal Intermediate Fund Class I trade |
| AHAvril D. HainesExecutive | T Rowe Price Capital Appreciation Fund (PRWCX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines T Rowe Price Capital Appreciation Fund (PRWCX) trade |
| AHAvril D. HainesExecutive | Loomis Sayles Global Allocation Fund Class Y Shares (LSWWX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines Loomis Sayles Global Allocation Fund Class Y Shares (LSWWX) trade |
| AHAvril D. HainesExecutive | Columbia Dividend Income Fund Institutional Class Shares (GSFTX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines Columbia Dividend Income Fund Institutional Class Shares (GSFTX) trade |
| AHAvril D. HainesExecutive | PGIM JennisonGlobal Opportunities Fund Class Z Shares (PRJZX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines PGIM JennisonGlobal Opportunities Fund Class Z Shares (PRJZX) trade |
| AHAvril D. HainesExecutive | MainStay Winslow Large Cap Growth Fund Class I Shares (MLAIX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines MainStay Winslow Large Cap Growth Fund Class I Shares (MLAIX) trade |
| AHAvril D. HainesExecutive | Alger Focus Equity Fund Class Z Shares (ALZFX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines Alger Focus Equity Fund Class Z Shares (ALZFX) trade |
| AHAvril D. HainesExecutive | ColumbiaGlobal Technology Growth Fund Institutional Class Shares (CMTFX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines ColumbiaGlobal Technology Growth Fund Institutional Class Shares (CMTFX) trade |
| AHAvril D. HainesExecutive | Catalyst Enhanced Income Strategy Fund Class I Shares (EIXIX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines Catalyst Enhanced Income Strategy Fund Class I Shares (EIXIX) trade |
| AHAvril D. HainesExecutive | Putnam Equity Income Fund Class Y Shares (PEIYX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines Putnam Equity Income Fund Class Y Shares (PEIYX) trade |
| AHAvril D. HainesExecutive | T Rowe Price Health Sciences Fund, Inc (PRHSX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines T Rowe Price Health Sciences Fund, Inc (PRHSX) trade |
| AHAvril D. HainesExecutive | Alger Mid Cap Focus Fund Class Z Shares (AFOZX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines Alger Mid Cap Focus Fund Class Z Shares (AFOZX) trade |
| AHAvril D. HainesExecutive | Alger Small Cap Focus Fund Class Z Shares (AGOZX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines Alger Small Cap Focus Fund Class Z Shares (AGOZX) trade |
| AHAvril D. HainesExecutive | PIMCO Income Fund Class I-2 Shares (PONPX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines PIMCO Income Fund Class I-2 Shares (PONPX) trade |
| AHAvril D. HainesExecutive | Loomis Sayles Investment Grade Bond Fund Class Y Shares (LSIIX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines Loomis Sayles Investment Grade Bond Fund Class Y Shares (LSIIX) trade |
| AHAvril D. HainesExecutive | Allspring Special Mid Cap Value Fund (WFMIX)fund | Sell | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines Allspring Special Mid Cap Value Fund (WFMIX) trade |
| AHAvril D. HainesExecutive | Goldman Sachs GQG Partners International Opportunities Fund Investor Class Shares (GSINX)fund | Buy | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines Goldman Sachs GQG Partners International Opportunities Fund Investor Class Shares (GSINX) trade |
| AHAvril D. HainesExecutive | Hartford Core Equity Fund Class I Shares (HGIIX)fund | Buy | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines Hartford Core Equity Fund Class I Shares (HGIIX) trade |
| AHAvril D. HainesExecutive | Pioneer Disciplined Growth Fund Class Y Shares (INYDX)fund | Buy | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines Pioneer Disciplined Growth Fund Class Y Shares (INYDX) trade |
| AHAvril D. HainesExecutive | First EagleGlobal Fund Class I Shares (SGIIX)fund | Buy | $1,001 – $15,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines First EagleGlobal Fund Class I Shares (SGIIX) trade |
| AHAvril D. HainesExecutive | Metropolitan West (MWTIX)stock | Buy | $15,001 – $50,000 | Sep 22, 2023 | Dec 10, 2024 | 445 | Filing for Avril D. Haines Metropolitan West (MWTIX) trade |
| AHAvril D. HainesExecutive | PIMCO Income Fund Class I-2 Sharesfund | Sell | $15,001 – $50,000 | Sep 20, 2023 | Dec 10, 2024 | 447 | Filing for Avril D. Haines PIMCO Income Fund Class I-2 Shares trade |
| AHAvril D. HainesExecutive | Parametric TABS 5-to-15 Year Ladderedother | Buy | $15,001 – $50,000 | Sep 20, 2023 | Dec 10, 2024 | 447 | Filing for Avril D. Haines Parametric TABS 5-to-15 Year Laddered trade |
| AHAvril D. HainesExecutive | Touchstone Mid Cap Fund Class Y Shares (TMCPX)fund | Buy | $1,001 – $15,000 | Sep 1, 2023 | Dec 10, 2024 | 466 | Filing for Avril D. Haines Touchstone Mid Cap Fund Class Y Shares (TMCPX) trade |
| AHAvril D. HainesExecutive | Allspring Special Small Cap Value Fund (ESPNX)fund | Sell | $1,001 – $15,000 | Apr 25, 2023 | Dec 10, 2024 | 595 | Filing for Avril D. Haines Allspring Special Small Cap Value Fund (ESPNX) trade |
| AHAvril D. HainesExecutive | T Rowe Price Capital Appreciation Fund (PRWCX)fund | Sell | $1,001 – $15,000 | Mar 23, 2023 | Dec 10, 2024 | 628 | Filing for Avril D. Haines T Rowe Price Capital Appreciation Fund (PRWCX) trade |
| AHAvril D. HainesExecutive | Alger Focus Equity Fund Class Z Shares (ALZFX)fund | Buy | $1,001 – $15,000 | Mar 23, 2023 | Dec 10, 2024 | 628 | Filing for Avril D. Haines Alger Focus Equity Fund Class Z Shares (ALZFX) trade |
| AHAvril D. HainesExecutive | TCAFT. Rowe Price Capital Appreciation Equity ETF | Sell | $50,001 – $100,000 | Feb 28, 2023 | Dec 10, 2024 | 651 | Filing for Avril D. Haines TCAF trade |
| AHAvril D. HainesExecutive | ColumbiaGlobal Technology Growth Fundfund | Sell | $50,001 – $100,000 | Feb 28, 2023 | Dec 10, 2024 | 651 | Filing for Avril D. Haines ColumbiaGlobal Technology Growth Fund trade |
| AHAvril D. HainesExecutive | Loomis Sayles Global Allocation Fund Class Yfund | Sell | $15,001 – $50,000 | Feb 28, 2023 | Dec 10, 2024 | 651 | Filing for Avril D. Haines Loomis Sayles Global Allocation Fund Class Y trade |
| AHAvril D. HainesExecutive | First EagleGlobal Fund Class I Shares (SGIIX)fund | Buy | $15,001 – $50,000 | Feb 28, 2023 | Dec 10, 2024 | 651 | Filing for Avril D. Haines First EagleGlobal Fund Class I Shares (SGIIX) trade |
| AHAvril D. HainesExecutive | PIMCO Low Duration Fund Class I-2 Sharesfund | Sell | $15,001 – $50,000 | Jan 19, 2023 | Dec 10, 2024 | 691 | Filing for Avril D. Haines PIMCO Low Duration Fund Class I-2 Shares trade |
| AHAvril D. HainesExecutive | PIMCO Income Fund Class I-2 Sharesfund | Buy | $15,001 – $50,000 | Jan 19, 2023 | Dec 10, 2024 | 691 | Filing for Avril D. Haines PIMCO Income Fund Class I-2 Shares trade |
| CAChristine AbizaidExecutive | Schwab Government Money Fund Sweepfund | Buy | $500,001 – $1,000,000 | Dec 26, 2023 | Oct 31, 2024 | 310 | Filing for Christine Abizaid Schwab Government Money Fund Sweep trade |
| CAChristine AbizaidExecutive | Schwab Government Money Fund Sweep Class Shares (SWGXX)fund | Buy | $1,001 – $15,000 | Dec 22, 2023 | Oct 31, 2024 | 314 | Filing for Christine Abizaid Schwab Government Money Fund Sweep Class Shares (SWGXX) trade |
| CAChristine AbizaidExecutive | Cohen & Steers Real Estate Securities Fund Inc Class I Shares (CSDIX)fund | Sell | $1,001 – $15,000 | Dec 22, 2023 | Oct 31, 2024 | 314 | Filing for Christine Abizaid Cohen & Steers Real Estate Securities Fund Inc Class I Shares (CSDIX) trade |
| CAChristine AbizaidExecutive | USAA Growth Fund Institutional Class Sharesfund | Sell | $100,001 – $250,000 | Dec 22, 2023 | Oct 31, 2024 | 314 | Filing for Christine Abizaid USAA Growth Fund Institutional Class Shares trade |
| CAChristine AbizaidExecutive | USAA Income Stock Fund Institutional Classfund | Sell | $100,001 – $250,000 | Dec 22, 2023 | Oct 31, 2024 | 314 | Filing for Christine Abizaid USAA Income Stock Fund Institutional Class trade |
| CAChristine AbizaidExecutive | USAAEmerging Markets Fund Institutionalfund | Sell | $50,001 – $100,000 | Dec 22, 2023 | Oct 31, 2024 | 314 | Filing for Christine Abizaid USAAEmerging Markets Fund Institutional trade |
| CAChristine AbizaidExecutive | USAA International Fund Institutional Classfund | Sell | $100,001 – $250,000 | Dec 22, 2023 | Oct 31, 2024 | 314 | Filing for Christine Abizaid USAA International Fund Institutional Class trade |
| CAChristine AbizaidExecutive | USAA Small Cap Stock Fund Institutionalfund | Sell | $15,001 – $50,000 | Dec 22, 2023 | Oct 31, 2024 | 314 | Filing for Christine Abizaid USAA Small Cap Stock Fund Institutional trade |
| CAChristine AbizaidExecutive | USAA 500 Index Fund Reward Sharesfund | Sell | $100,001 – $250,000 | Dec 22, 2023 | Oct 31, 2024 | 314 | Filing for Christine Abizaid USAA 500 Index Fund Reward Shares trade |
| CAChristine AbizaidExecutive | VMware, Inc. (VMW)stock | Sell | $50,001 – $100,000 | Oct 13, 2023 | Oct 31, 2024 | 384 | Filing for Christine Abizaid VMware, Inc. (VMW) trade |