| CWChristine E. WormuthExecutive | MDYGState Street SPDR S&P 400 Mid Cap Growth ETF | Buy | $15,001 – $50,000 | Jun 29, 2021 | Jun 18, 2022 | 354 | Filing for Christine E. Wormuth MDYG trade |
| CWChristine E. WormuthExecutive | SPYGState Street SPDR Portfolio S&P 500 Growth ETF | Buy | $15,001 – $50,000 | Jun 29, 2021 | Jun 18, 2022 | 354 | Filing for Christine E. Wormuth SPYG trade |
| CWChristine E. WormuthExecutive | PGIM High Yield Fund Class Z Sharesfund | Buy | $15,001 – $50,000 | Jun 29, 2021 | Jun 18, 2022 | 354 | Filing for Christine E. Wormuth PGIM High Yield Fund Class Z Shares trade |
| CWChristine E. WormuthExecutive | New World Fund, Inc Class F2 Shares (NFFFX)fund | Buy | $1,001 – $15,000 | Jun 29, 2021 | Jun 18, 2022 | 354 | Filing for Christine E. Wormuth New World Fund, Inc Class F2 Shares (NFFFX) trade |
| CWChristine E. WormuthExecutive | MFS Growth Fund Class I Shares (MFEIX)fund | Buy | $15,001 – $50,000 | Jun 29, 2021 | Jun 18, 2022 | 354 | Filing for Christine E. Wormuth MFS Growth Fund Class I Shares (MFEIX) trade |
| CWChristine E. WormuthExecutive | QQQInvesco QQQ Trust, Series 1 | Buy | $15,001 – $50,000 | Jun 29, 2021 | Jun 18, 2022 | 354 | Filing for Christine E. Wormuth QQQ trade |
| CWChristine E. WormuthExecutive | Hartford Climate Opportunities Fund Class I Shares (HEOIX)fund | Buy | $1,001 – $15,000 | Jun 29, 2021 | Jun 18, 2022 | 354 | Filing for Christine E. Wormuth Hartford Climate Opportunities Fund Class I Shares (HEOIX) trade |
| CWChristine E. WormuthExecutive | Calamos Market Neutral Income Fund Class I Shares (CMNIX)fund | Buy | $1,001 – $15,000 | Jun 29, 2021 | Jun 18, 2022 | 354 | Filing for Christine E. Wormuth Calamos Market Neutral Income Fund Class I Shares (CMNIX) trade |
| CWChristine E. WormuthExecutive | ARKKARK Innovation ETF | Buy | $1,001 – $15,000 | Jun 29, 2021 | Jun 18, 2022 | 354 | Filing for Christine E. Wormuth ARKK trade |
| CWChristine E. WormuthExecutive | Alger Small Cap Focus Fund Class Z Shares (AGOZX)fund | Buy | $1,001 – $15,000 | Jun 29, 2021 | Jun 18, 2022 | 354 | Filing for Christine E. Wormuth Alger Small Cap Focus Fund Class Z Shares (AGOZX) trade |
| NFNuria FernandezExecutive | AVGOBroadcom Inc. | Sell | $1,001 – $15,000 | Jun 25, 2021 | Jun 18, 2022 | 358 | Filing for Nuria Fernandez AVGO trade |
| NFNuria FernandezExecutive | AVGOBroadcom Inc. | Sell | $1,001 – $15,000 | Jun 25, 2021 | Jun 18, 2022 | 358 | Filing for Nuria Fernandez AVGO trade |
| NFNuria FernandezExecutive | CLColgate-Palmolive Company | Sell | $1,001 – $15,000 | Jun 25, 2021 | Jun 18, 2022 | 358 | Filing for Nuria Fernandez CL trade |
| NFNuria FernandezExecutive | AVGOBroadcom Inc. | Sell | $1,001 – $15,000 | Jun 25, 2021 | Jun 18, 2022 | 358 | Filing for Nuria Fernandez AVGO trade |
| NFNuria FernandezExecutive | CLColgate-Palmolive Company | Sell | $1,001 – $15,000 | Jun 25, 2021 | Jun 18, 2022 | 358 | Filing for Nuria Fernandez CL trade |
| NFNuria FernandezExecutive | PMPhilip Morris International Inc | Buy | $1,001 – $15,000 | Jun 25, 2021 | Jun 18, 2022 | 358 | Filing for Nuria Fernandez PM trade |
| NFNuria FernandezExecutive | BBCAJPMorgan BetaBuilders Canada ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBCA trade |
| NFNuria FernandezExecutive | BBAXJPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBAX trade |
| NFNuria FernandezExecutive | BBJPJPMorgan BetaBuilders Japan ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBJP trade |
| NFNuria FernandezExecutive | BBEUJPMorgan BetaBuilders Europe ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBEU trade |
| NFNuria FernandezExecutive | IEMGiShares Core MSCI Emerging Markets ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez IEMG trade |
| NFNuria FernandezExecutive | iShares US Treasury Bond ETF (GOVT)bond | Buy | $1,001 – $15,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez iShares US Treasury Bond ETF (GOVT) trade |
| NFNuria FernandezExecutive | TLT - I SHARES 20PLUS YEARS TREASURY BONDSbond | Buy | $1,001 – $15,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez TLT - I SHARES 20PLUS YEARS TREASURY BONDS trade |
| NFNuria FernandezExecutive | VMBSVanguard Mortgage-Backed Securities ETF | Buy | $1,001 – $15,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez VMBS trade |
| NFNuria FernandezExecutive | BNDVanguard Total Bond Market ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BND trade |
| NFNuria FernandezExecutive | BBCAJPMorgan BetaBuilders Canada ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBCA trade |
| NFNuria FernandezExecutive | BBAXJPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBAX trade |
| NFNuria FernandezExecutive | BBJPJPMorgan BetaBuilders Japan ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBJP trade |
| NFNuria FernandezExecutive | BBEUJPMorgan BetaBuilders Europe ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez BBEU trade |
| NFNuria FernandezExecutive | IEMGiShares Core MSCI Emerging Markets ETF | Buy | $15,001 – $50,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez IEMG trade |
| NFNuria FernandezExecutive | iShares US Treasury Bond ETF (GOVT)bond | Buy | $1,001 – $15,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez iShares US Treasury Bond ETF (GOVT) trade |
| NFNuria FernandezExecutive | iShares 20+ Year Treasury Bond ETF (TLT)bond | Buy | $1,001 – $15,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez iShares 20+ Year Treasury Bond ETF (TLT) trade |
| NFNuria FernandezExecutive | QBERQ - JP Morgan IRA Sweep Depositfund | Sell | $100,001 – $250,000 | Jun 24, 2021 | Jun 18, 2022 | 359 | Filing for Nuria Fernandez QBERQ - JP Morgan IRA Sweep Deposit trade |
| CWChristine E. WormuthExecutive | Vanguard Developed Markets Index Fund Admiral Class Shares (VTMGX)etf | Sell | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Christine E. Wormuth Vanguard Developed Markets Index Fund Admiral Class Shares (VTMGX) trade |
| CWChristine E. WormuthExecutive | Vanguard Institutional Target Retirement 2035fund | Sell | $15,001 – $50,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Christine E. Wormuth Vanguard Institutional Target Retirement 2035 trade |
| CWChristine E. WormuthExecutive | Touchstone Sands CapitalEmerging Markets Growth Fund Institutional Class Shares (TSEGX)fund | Sell | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Christine E. Wormuth Touchstone Sands CapitalEmerging Markets Growth Fund Institutional Class Shares (TSEGX) trade |
| CWChristine E. WormuthExecutive | International Equity Portfolio Institutional Class Shares (HLMIX)fund | Sell | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Christine E. Wormuth International Equity Portfolio Institutional Class Shares (HLMIX) trade |
| CWChristine E. WormuthExecutive | VanguardEmerging Markets Stock Index Fund Instl+ Class Shares (VEMRX)fund | Sell | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Christine E. Wormuth VanguardEmerging Markets Stock Index Fund Instl+ Class Shares (VEMRX) trade |
| CWChristine E. WormuthExecutive | Vanguard Extended Market Index Fund Institutional Shares (VIEIX)etf | Sell | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Christine E. Wormuth Vanguard Extended Market Index Fund Institutional Shares (VIEIX) trade |
| CWChristine E. WormuthExecutive | AMG TimesSquare Mid Cap Growth Fund Class Z Shares (TMDIX)fund | Sell | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Christine E. Wormuth AMG TimesSquare Mid Cap Growth Fund Class Z Shares (TMDIX) trade |
| CWChristine E. WormuthExecutive | Westwood SMidCap Fund Institutional Shares (WHGMX)fund | Sell | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Christine E. Wormuth Westwood SMidCap Fund Institutional Shares (WHGMX) trade |
| CWChristine E. WormuthExecutive | Fidelity Contrafund (FCNTX)stock | Sell | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Christine E. Wormuth Fidelity Contrafund (FCNTX) trade |
| CWChristine E. WormuthExecutive | Vanguard 500 Index Fund Institutional Selectetf | Sell | $15,001 – $50,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Christine E. Wormuth Vanguard 500 Index Fund Institutional Select trade |
| CWChristine E. WormuthExecutive | Dodge & Cox Stock Fund (DODGX)fund | Sell | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Christine E. Wormuth Dodge & Cox Stock Fund (DODGX) trade |
| CWChristine E. WormuthExecutive | Vanguard Total Bond Market Index Fund Institutional Shares (VBTIX)etf | Sell | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Christine E. Wormuth Vanguard Total Bond Market Index Fund Institutional Shares (VBTIX) trade |
| CWChristine E. WormuthExecutive | Dodge & Cox Income Fund (DODIX)fund | Sell | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Christine E. Wormuth Dodge & Cox Income Fund (DODIX) trade |
| NFNuria FernandezExecutive | GMO SGM Major Markets Fund Class VI Shares (GSMHX)fund | Buy | $1,001 – $15,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez GMO SGM Major Markets Fund Class VI Shares (GSMHX) trade |
| NFNuria FernandezExecutive | Fidelity International Index Fund (FSPSX)fund | Buy | $50,001 – $100,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez Fidelity International Index Fund (FSPSX) trade |
| NFNuria FernandezExecutive | Fidelity 500 Index Fund (FXAIX)fund | Buy | $250,001 – $500,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez Fidelity 500 Index Fund (FXAIX) trade |
| NFNuria FernandezExecutive | CRDOX - SIX CIRCLES TRUST CREDITstock | Buy | $15,001 – $50,000 | Jun 23, 2021 | Jun 18, 2022 | 360 | Filing for Nuria Fernandez CRDOX - SIX CIRCLES TRUST CREDIT trade |