| NFNuria FernandezExecutive | QBPNZ - Blackrock Liquidity Fed Fundsstock | Sell | $1,001 – $15,000 | Jan 28, 2021 | Jun 18, 2022 | 506 | Filing for Nuria Fernandez QBPNZ - Blackrock Liquidity Fed Funds trade |
| NFNuria FernandezExecutive | Wuxi Biologics Cayman Inc. (WXXWY)stock | Buy | $1,001 – $15,000 | Jan 28, 2021 | Jun 18, 2022 | 506 | Filing for Nuria Fernandez Wuxi Biologics Cayman Inc. (WXXWY) trade |
| NFNuria FernandezExecutive | WUXI Biologics Cayman Incstock | Buy | $1,001 – $15,000 | Jan 28, 2021 | Jun 18, 2022 | 506 | Filing for Nuria Fernandez WUXI Biologics Cayman Inc trade |
| NFNuria FernandezExecutive | TXNTexas Instruments Incorporated | Sell | $1,001 – $15,000 | Jan 22, 2021 | Jun 18, 2022 | 512 | Filing for Nuria Fernandez TXN trade |
| NFNuria FernandezExecutive | TXNTexas Instruments Incorporated | Sell | $1,001 – $15,000 | Jan 20, 2021 | Jun 18, 2022 | 514 | Filing for Nuria Fernandez TXN trade |
| NFNuria FernandezExecutive | QBPNZ - Blackrock Liquidity Fed Fundsstock | Buy | $1,001 – $15,000 | Jan 11, 2021 | Jun 18, 2022 | 523 | Filing for Nuria Fernandez QBPNZ - Blackrock Liquidity Fed Funds trade |
| NFNuria FernandezExecutive | QBPNZ - Blackrock Liquidity Fed Fundsstock | Buy | $1,001 – $15,000 | Jan 5, 2021 | Jun 18, 2022 | 529 | Filing for Nuria Fernandez QBPNZ - Blackrock Liquidity Fed Funds trade |
| RGRahul GuptaExecutive | XYZBlock Inc. Class A | Buy | $1,001 – $15,000 | May 11, 2022 | Jun 17, 2022 | 37 | Filing for Rahul Gupta XYZ trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Buy | $1,001 – $15,000 | May 6, 2022 | Jun 17, 2022 | 42 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Buy | $1,001 – $15,000 | May 5, 2022 | Jun 17, 2022 | 43 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | XYZBlock Inc. Class A | Buy | $1,001 – $15,000 | May 5, 2022 | Jun 17, 2022 | 43 | Filing for Rahul Gupta XYZ trade |
| RGRahul GuptaExecutive | XYZBlock Inc. Class A | Buy | $1,001 – $15,000 | May 4, 2022 | Jun 17, 2022 | 44 | Filing for Rahul Gupta XYZ trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Buy | $15,001 – $50,000 | Apr 29, 2022 | Jun 17, 2022 | 49 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | XYZBlock Inc. Class A | Buy | $1,001 – $15,000 | Apr 29, 2022 | Jun 17, 2022 | 49 | Filing for Rahul Gupta XYZ trade |
| RGRahul GuptaExecutive | XYZBlock Inc. Class A | Buy | $1,001 – $15,000 | Apr 27, 2022 | Jun 17, 2022 | 51 | Filing for Rahul Gupta XYZ trade |
| RGRahul GuptaExecutive | NFLXNetflix Inc. | Buy | $1,001 – $15,000 | Apr 26, 2022 | Jun 17, 2022 | 52 | Filing for Rahul Gupta NFLX trade |
| RGRahul GuptaExecutive | XYZBlock Inc. Class A | Buy | $1,001 – $15,000 | Apr 26, 2022 | Jun 17, 2022 | 52 | Filing for Rahul Gupta XYZ trade |
| RGRahul GuptaExecutive | KMBKimberly-Clark Corporation | Sell | $15,001 – $50,000 | Apr 25, 2022 | Jun 17, 2022 | 53 | Filing for Rahul Gupta KMB trade |
| RGRahul GuptaExecutive | NFLXNetflix Inc. | Buy | $15,001 – $50,000 | Apr 25, 2022 | Jun 17, 2022 | 53 | Filing for Rahul Gupta NFLX trade |
| RGRahul GuptaExecutive | KMBKimberly-Clark Corporation | Sell | $1,001 – $15,000 | Apr 22, 2022 | Jun 17, 2022 | 56 | Filing for Rahul Gupta KMB trade |
| RGRahul GuptaExecutive | NFLXNetflix Inc. | Buy | $1,001 – $15,000 | Apr 22, 2022 | Jun 17, 2022 | 56 | Filing for Rahul Gupta NFLX trade |
| RGRahul GuptaExecutive | HDHome Depot Inc. (The) | Buy | $1,001 – $15,000 | Apr 18, 2022 | Jun 17, 2022 | 60 | Filing for Rahul Gupta HD trade |
| WBWilliam J. BurnsExecutive | Vanguard Institutional Short-Term Bond Fundfund | Buy | $50,001 – $100,000 | Dec 29, 2021 | Jun 4, 2022 | 157 | Filing for William J. Burns Vanguard Institutional Short-Term Bond Fund trade |
| WBWilliam J. BurnsExecutive | Cullen High Dividend Equity Fund Class Ifund | Buy | $15,001 – $50,000 | Dec 27, 2021 | Jun 4, 2022 | 159 | Filing for William J. Burns Cullen High Dividend Equity Fund Class I trade |
| JGJennifer GranholmExecutive | GSLCGoldman Sachs ActiveBeta U.S. Large Cap Equity ETF | Buy | $15,001 – $50,000 | Dec 22, 2021 | Jun 4, 2022 | 164 | Filing for Jennifer Granholm GSLC trade |
| WBWilliam J. BurnsExecutive | American Funds New World Fund (NFFFX)fund | Buy | $15,001 – $50,000 | Dec 20, 2021 | Jun 4, 2022 | 166 | Filing for William J. Burns American Funds New World Fund (NFFFX) trade |
| WBWilliam J. BurnsExecutive | Invesco Balanced-Risk Allocation Fund Classfund | Buy | $15,001 – $50,000 | Dec 17, 2021 | Jun 4, 2022 | 169 | Filing for William J. Burns Invesco Balanced-Risk Allocation Fund Class trade |
| WBWilliam J. BurnsExecutive | AMG Yacktman Fund Class I Shares (YACKX)fund | Buy | $1,001 – $15,000 | Dec 16, 2021 | Jun 4, 2022 | 170 | Filing for William J. Burns AMG Yacktman Fund Class I Shares (YACKX) trade |
| WBWilliam J. BurnsExecutive | T Rowe Price Dividend Growth Fund, Inc (PRDGX)fund | Buy | $1,001 – $15,000 | Dec 15, 2021 | Jun 4, 2022 | 171 | Filing for William J. Burns T Rowe Price Dividend Growth Fund, Inc (PRDGX) trade |
| WBWilliam J. BurnsExecutive | Permanent Portfolio Class I Shares (PRPFX)fund | Buy | $1,001 – $15,000 | Dec 9, 2021 | Jun 4, 2022 | 177 | Filing for William J. Burns Permanent Portfolio Class I Shares (PRPFX) trade |
| JGJennifer GranholmExecutive | GSLCGoldman Sachs ActiveBeta U.S. Large Cap Equity ETF | Buy | $15,001 – $50,000 | Dec 6, 2021 | Jun 4, 2022 | 180 | Filing for Jennifer Granholm GSLC trade |
| JGJennifer GranholmExecutive | IJHiShares Core S&P Mid-Cap ETF | Buy | $15,001 – $50,000 | Dec 6, 2021 | Jun 4, 2022 | 180 | Filing for Jennifer Granholm IJH trade |
| JGJennifer GranholmExecutive | JVALJPMorgan U.S. Value Factor ETF | Buy | $100,001 – $250,000 | Dec 6, 2021 | Jun 4, 2022 | 180 | Filing for Jennifer Granholm JVAL trade |
| JGJennifer GranholmExecutive | GSLCGoldman Sachs ActiveBeta U.S. Large Cap Equity ETF | Buy | $15,001 – $50,000 | Dec 1, 2021 | Jun 4, 2022 | 185 | Filing for Jennifer Granholm GSLC trade |
| JGJennifer GranholmExecutive | JVALJPMorgan U.S. Value Factor ETF | Buy | $50,001 – $100,000 | Dec 1, 2021 | Jun 4, 2022 | 185 | Filing for Jennifer Granholm JVAL trade |
| JGJennifer GranholmExecutive | Vivintstock | Sell | $1,001 – $15,000 | Oct 26, 2021 | Jun 4, 2022 | 221 | Filing for Jennifer Granholm Vivint trade |
| JGJennifer GranholmExecutive | Federated Hermes Prime Cash Obligations Fund (PRCXX)fund | Sell | $1,001 – $15,000 | Oct 25, 2021 | Jun 4, 2022 | 222 | Filing for Jennifer Granholm Federated Hermes Prime Cash Obligations Fund (PRCXX) trade |
| WBWilliam J. BurnsExecutive | VIGVanguard Div Appreciation ETF | Sell | $1,001 – $15,000 | Oct 13, 2021 | Jun 4, 2022 | 234 | Filing for William J. Burns VIG trade |
| WBWilliam J. BurnsExecutive | Goldman Sachs GQG Partners International Opportunities Fund Institutional Class Shs (GSIMX)fund | Sell | $1,001 – $15,000 | Oct 12, 2021 | Jun 4, 2022 | 235 | Filing for William J. Burns Goldman Sachs GQG Partners International Opportunities Fund Institutional Class Shs (GSIMX) trade |
| JGJennifer GranholmExecutive | AWFAlliancebernstein Global High Income Fund | Sell | $1,001 – $15,000 | Sep 21, 2021 | Jun 4, 2022 | 256 | Filing for Jennifer Granholm AWF trade |
| JGJennifer GranholmExecutive | SVCService Properties Trust | Sell | $1,001 – $15,000 | Sep 14, 2021 | Jun 4, 2022 | 263 | Filing for Jennifer Granholm SVC trade |
| JGJennifer GranholmExecutive | VCSHVanguard Short-Term Corporate Bond ETF | Buy | $100,001 – $250,000 | Jul 21, 2021 | Jun 4, 2022 | 318 | Filing for Jennifer Granholm VCSH trade |
| JGJennifer GranholmExecutive | Goldman Sachs Dynamic Municipal Incomestock | Buy | $15,001 – $50,000 | Jul 20, 2021 | Jun 4, 2022 | 319 | Filing for Jennifer Granholm Goldman Sachs Dynamic Municipal Income trade |
| JGJennifer GranholmExecutive | GSLCGoldman Sachs ActiveBeta U.S. Large Cap Equity ETF | Buy | $100,001 – $250,000 | Jul 20, 2021 | Jun 4, 2022 | 319 | Filing for Jennifer Granholm GSLC trade |
| JGJennifer GranholmExecutive | IJHiShares Core S&P Mid-Cap ETF | Buy | $250,001 – $500,000 | Jul 20, 2021 | Jun 4, 2022 | 319 | Filing for Jennifer Granholm IJH trade |
| JGJennifer GranholmExecutive | IJRiShares Core S&P Small-Cap ETF | Buy | $15,001 – $50,000 | Jul 20, 2021 | Jun 4, 2022 | 319 | Filing for Jennifer Granholm IJR trade |
| JGJennifer GranholmExecutive | IJRiShares Core S&P Small-Cap ETF | Buy | $100,001 – $250,000 | Jul 13, 2021 | Jun 4, 2022 | 326 | Filing for Jennifer Granholm IJR trade |
| JGJennifer GranholmExecutive | JVALJPMorgan U.S. Value Factor ETF | Buy | $100,001 – $250,000 | Jul 13, 2021 | Jun 4, 2022 | 326 | Filing for Jennifer Granholm JVAL trade |
| JGJennifer GranholmExecutive | Redfin Corp. (RDFN)stock | Sell | $1,001 – $15,000 | Jul 13, 2021 | Jun 4, 2022 | 326 | Filing for Jennifer Granholm Redfin Corp. (RDFN) trade |
| JGJennifer GranholmExecutive | JPMorgan High Yield Research Enhancedstock | Buy | $100,001 – $250,000 | Jun 30, 2021 | Jun 4, 2022 | 339 | Filing for Jennifer Granholm JPMorgan High Yield Research Enhanced trade |