| ASAndrew SaulExecutive | ITGartner Inc. | Sell | $1,001 – $15,000 | Apr 5, 2021 | Jun 2, 2021 | 58 | Filing for Andrew Saul IT trade |
| ASAndrew SaulExecutive | A2 Milk Co Ltd (ACOPF)stock | Sell | $1,001 – $15,000 | Apr 1, 2021 | Jun 2, 2021 | 62 | Filing for Andrew Saul A2 Milk Co Ltd (ACOPF) trade |
| ASAndrew SaulExecutive | A2 Milk Co Ltd (ACOPF)stock | Sell | $1,001 – $15,000 | Apr 1, 2021 | Jun 2, 2021 | 62 | Filing for Andrew Saul A2 Milk Co Ltd (ACOPF) trade |
| ABAntony J. BlinkenExecutive | WESTEXEC ADVISORS, LLCother | Sell | $1,000,001 – $5,000,000 | Mar 30, 2021 | May 18, 2021 | 49 | Filing for Antony J. Blinken WESTEXEC ADVISORS, LLC trade |
| ABAntony J. BlinkenExecutive | UNHUnitedHealth Group Incorporated | Sell | $1,001 – $15,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken UNH trade |
| ABAntony J. BlinkenExecutive | INTCIntel Corporation | Sell | $1,001 – $15,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken INTC trade |
| ABAntony J. BlinkenExecutive | FBProShares S&P 500 Dynamic Buffer ETF | Sell | $1,001 – $15,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken FB trade |
| ABAntony J. BlinkenExecutive | DISCOVERY SERIES C (DISCK)stock | Sell | $1,001 – $15,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken DISCOVERY SERIES C (DISCK) trade |
| ABAntony J. BlinkenExecutive | CMCSAComcast Corporation Class A | Sell | $1,001 – $15,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken CMCSA trade |
| ABAntony J. BlinkenExecutive | COFCapital One Financial Corporation | Sell | $1,001 – $15,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken COF trade |
| ABAntony J. BlinkenExecutive | BRK.BBerkshire Hathaway Inc. | Sell | $1,001 – $15,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken BRK.B trade |
| ABAntony J. BlinkenExecutive | AAPLApple Inc. | Sell | $1,001 – $15,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken AAPL trade |
| ABAntony J. BlinkenExecutive | GOOGAlphabet Inc. Class C | Sell | $1,001 – $15,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken GOOG trade |
| ABAntony J. BlinkenExecutive | ALLYAlly Financial Inc. | Sell | $1,001 – $15,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken ALLY trade |
| ABAntony J. BlinkenExecutive | ORCLOracle Corporation | Sell | $50,001 – $100,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken ORCL trade |
| ABAntony J. BlinkenExecutive | NDAQNasdaq Inc. | Sell | $50,001 – $100,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken NDAQ trade |
| ABAntony J. BlinkenExecutive | IQVIQVIA Holdings Inc. | Sell | $100,001 – $250,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken IQV trade |
| ABAntony J. BlinkenExecutive | FBProShares S&P 500 Dynamic Buffer ETF | Sell | $50,001 – $100,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken FB trade |
| ABAntony J. BlinkenExecutive | BRK.BBerkshire Hathaway Inc. | Sell | $100,001 – $250,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken BRK.B trade |
| ABAntony J. BlinkenExecutive | AAPLApple Inc. | Sell | $100,001 – $250,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken AAPL trade |
| ABAntony J. BlinkenExecutive | AMGNAmgen Inc. | Sell | $100,001 – $250,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken AMGN trade |
| ABAntony J. BlinkenExecutive | GOOGAlphabet Inc. Class C | Sell | $100,001 – $250,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken GOOG trade |
| ABAntony J. BlinkenExecutive | ALLYAlly Financial Inc. | Sell | $100,001 – $250,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken ALLY trade |
| MBMichelle White BowmanExecutive | Vanguard Target Retirement 2035fund | Buy | $1,001 – $15,000 | Feb 20, 2021 | May 18, 2021 | 87 | Filing for Michelle White Bowman Vanguard Target Retirement 2035 trade |
| JPJerome H. PowellExecutive | IWMiShares Russell 2000 Index Fund | Sell | $100,001 – $250,000 | Dec 18, 2020 | May 18, 2021 | 151 | Filing for Jerome H. Powell IWM trade |
| JPJerome H. PowellExecutive | EFAiShares MSCI EAFE ETF | Sell | $15,001 – $50,000 | Dec 18, 2020 | May 18, 2021 | 151 | Filing for Jerome H. Powell EFA trade |
| JPJerome H. PowellExecutive | GS U.S. EQUITY DIVIDEND AND PREMIUMstock | Sell | $100,001 – $250,000 | Dec 18, 2020 | May 18, 2021 | 151 | Filing for Jerome H. Powell GS U.S. EQUITY DIVIDEND AND PREMIUM trade |
| JPJerome H. PowellExecutive | CAUSEWAY INTERNATIONAL VALUEstock | Sell | $15,001 – $50,000 | Dec 18, 2020 | May 18, 2021 | 151 | Filing for Jerome H. Powell CAUSEWAY INTERNATIONAL VALUE trade |
| MBMichelle White BowmanExecutive | Vanguard Target Retirement 2040 Selectfund | Sell | $50,001 – $100,000 | Nov 20, 2020 | May 18, 2021 | 179 | Filing for Michelle White Bowman Vanguard Target Retirement 2040 Select trade |
| MBMichelle White BowmanExecutive | Vanguard Target Retirement 2035 Selectfund | Sell | $50,001 – $100,000 | Nov 20, 2020 | May 18, 2021 | 179 | Filing for Michelle White Bowman Vanguard Target Retirement 2035 Select trade |
| JPJerome H. PowellExecutive | Vanguard Total Stock Market Indexetf | Sell | $1,000,001 – $5,000,000 | Oct 1, 2020 | May 18, 2021 | 229 | Filing for Jerome H. Powell Vanguard Total Stock Market Index trade |
| JPJerome H. PowellExecutive | Vanguard Total Stock Market Indexetf | Sell | $50,001 – $100,000 | Sep 21, 2020 | May 18, 2021 | 239 | Filing for Jerome H. Powell Vanguard Total Stock Market Index trade |
| RCRichard H. ClaridaExecutive | iShares Edge MSCI Min Vol USA ETFetf | Buy | $250,001 – $500,000 | Aug 3, 2020 | May 18, 2021 | 288 | Filing for Richard H. Clarida iShares Edge MSCI Min Vol USA ETF trade |
| RCRichard H. ClaridaExecutive | SCHKSchwab 1000 Index ETF | Sell | $500,001 – $1,000,000 | Aug 3, 2020 | May 18, 2021 | 288 | Filing for Richard H. Clarida SCHK trade |
| MBMichelle White BowmanExecutive | Vanguard Target Retirement Fund 2035 VTTHXfund | Sell | $1,001 – $15,000 | Apr 14, 2020 | May 18, 2021 | 399 | Filing for Michelle White Bowman Vanguard Target Retirement Fund 2035 VTTHX trade |
| RCRichard H. ClaridaExecutive | iShares Edge MSCI Min Vol USA ETFetf | Buy | $1,000,001 – $5,000,000 | Feb 27, 2020 | May 18, 2021 | 446 | Filing for Richard H. Clarida iShares Edge MSCI Min Vol USA ETF trade |
| RCRichard H. ClaridaExecutive | PIMCO StocksPLUS Fund Institutional Classfund | Buy | $1,000,001 – $5,000,000 | Feb 27, 2020 | May 18, 2021 | 446 | Filing for Richard H. Clarida PIMCO StocksPLUS Fund Institutional Class trade |
| RCRichard H. ClaridaExecutive | PIMCO Income Fund Institutional Classfund | Sell | $1,000,001 – $5,000,000 | Feb 27, 2020 | May 18, 2021 | 446 | Filing for Richard H. Clarida PIMCO Income Fund Institutional Class trade |
| RQRandal K. QuarlesExecutive | Cynosure Investment Partners Class 2020other | Sell | $50,001 – $100,000 | Dec 21, 2020 | May 4, 2021 | 134 | Filing for Randal K. Quarles Cynosure Investment Partners Class 2020 trade |
| RQRandal K. QuarlesExecutive | Cynosure Investment Partners Class 2020other | Buy | $50,001 – $100,000 | Apr 2, 2020 | May 4, 2021 | 397 | Filing for Randal K. Quarles Cynosure Investment Partners Class 2020 trade |
| DNDavid L. NorquistExecutive | 529 - 2021 Portfoliofund | Sell | $1,001 – $15,000 | Dec 31, 2020 | Apr 29, 2021 | 119 | Filing for David L. Norquist 529 - 2021 Portfolio trade |
| DNDavid L. NorquistExecutive | Fidelity Govt Money Market (SPAXX)fund | Sell | $15,001 – $50,000 | Sep 17, 2020 | Apr 29, 2021 | 224 | Filing for David L. Norquist Fidelity Govt Money Market (SPAXX) trade |
| DNDavid L. NorquistExecutive | Veriphyr, Inc.stock | Buy | $1,001 – $15,000 | Sep 15, 2020 | Apr 29, 2021 | 226 | Filing for David L. Norquist Veriphyr, Inc. trade |
| DNDavid L. NorquistExecutive | 529 - 2021 Portfoliofund | Sell | $1,001 – $15,000 | Aug 3, 2020 | Apr 29, 2021 | 269 | Filing for David L. Norquist 529 - 2021 Portfolio trade |
| DNDavid L. NorquistExecutive | Fidelity Govt Money Market (SPAXX)fund | Buy | $50,001 – $100,000 | May 18, 2020 | Apr 29, 2021 | 346 | Filing for David L. Norquist Fidelity Govt Money Market (SPAXX) trade |
| DNDavid L. NorquistExecutive | Fidelity Four-in-One Index Fund (FFNOX)fund | Sell | $50,001 – $100,000 | May 18, 2020 | Apr 29, 2021 | 346 | Filing for David L. Norquist Fidelity Four-in-One Index Fund (FFNOX) trade |
| DNDavid L. NorquistExecutive | 529 - 2024 Portfoliofund | Sell | $15,001 – $50,000 | May 18, 2020 | Apr 29, 2021 | 346 | Filing for David L. Norquist 529 - 2024 Portfolio trade |
| DNDavid L. NorquistExecutive | 529 - 2027 Portfoliofund | Sell | $15,001 – $50,000 | May 18, 2020 | Apr 29, 2021 | 346 | Filing for David L. Norquist 529 - 2027 Portfolio trade |
| JMJustin MuzinichExecutive | Anchor Bolt Fund, LPfund | Sell | $15,001 – $50,000 | May 29, 2020 | Apr 23, 2021 | 329 | Filing for Justin Muzinich Anchor Bolt Fund, LP trade |
| JMJustin MuzinichExecutive | Senator Global Opportunity Fundfund | Sell | $250,001 – $500,000 | Apr 17, 2020 | Apr 23, 2021 | 371 | Filing for Justin Muzinich Senator Global Opportunity Fund trade |