| ESEugene ScaliaExecutive | iShares 7-10 Year Treasury Bond ETF (IEF)bond | Sell | $15,001 – $50,000 | Jun 2, 2020 | Apr 7, 2021 | 309 | Filing for Eugene Scalia iShares 7-10 Year Treasury Bond ETF (IEF) trade |
| ESEugene ScaliaExecutive | AMLPAlerian MLP ETF | Buy | $50,001 – $100,000 | Jun 2, 2020 | Apr 7, 2021 | 309 | Filing for Eugene Scalia AMLP trade |
| ESEugene ScaliaExecutive | SPYState Street SPDR S&P 500 ETF Trust | Buy | $100,001 – $250,000 | Jun 2, 2020 | Apr 7, 2021 | 309 | Filing for Eugene Scalia SPY trade |
| ESEugene ScaliaExecutive | SPDR Blmbg Barclays 1-3 Mth T-Bill ETFbond | Buy | $15,001 – $50,000 | Jun 2, 2020 | Apr 7, 2021 | 309 | Filing for Eugene Scalia SPDR Blmbg Barclays 1-3 Mth T-Bill ETF trade |
| ESEugene ScaliaExecutive | Stone Ridge Tr II Rns Rsk Pr Int (SRRIX)stock | Sell | $1,001 – $15,000 | May 29, 2020 | Apr 7, 2021 | 313 | Filing for Eugene Scalia Stone Ridge Tr II Rns Rsk Pr Int (SRRIX) trade |
| ESEugene ScaliaExecutive | CREDIT SUISSE COMMODITY RETURN STRATEGY FUND CL I (CRSOX)fund | Buy | $1,001 – $15,000 | Apr 22, 2020 | Apr 7, 2021 | 350 | Filing for Eugene Scalia CREDIT SUISSE COMMODITY RETURN STRATEGY FUND CL I (CRSOX) trade |
| ESEugene ScaliaExecutive | DODGE & COX FDS INTL STK FD (DODFX)fund | Sell | $15,001 – $50,000 | Apr 21, 2020 | Apr 7, 2021 | 351 | Filing for Eugene Scalia DODGE & COX FDS INTL STK FD (DODFX) trade |
| ESEugene ScaliaExecutive | DODGE & COX STK FD (DODGX)fund | Sell | $15,001 – $50,000 | Apr 21, 2020 | Apr 7, 2021 | 351 | Filing for Eugene Scalia DODGE & COX STK FD (DODGX) trade |
| ESEugene ScaliaExecutive | MFS SER TR I VALUE FD CL I (MEIIX)fund | Buy | $15,001 – $50,000 | Apr 21, 2020 | Apr 7, 2021 | 351 | Filing for Eugene Scalia MFS SER TR I VALUE FD CL I (MEIIX) trade |
| ESEugene ScaliaExecutive | DODGE & COX FDS INTL STK FD (DODFX)fund | Sell | $100,001 – $250,000 | Apr 21, 2020 | Apr 7, 2021 | 351 | Filing for Eugene Scalia DODGE & COX FDS INTL STK FD (DODFX) trade |
| ESEugene ScaliaExecutive | DODGE & COX INCOME F (DODIX)stock | Sell | $15,001 – $50,000 | Apr 21, 2020 | Apr 7, 2021 | 351 | Filing for Eugene Scalia DODGE & COX INCOME F (DODIX) trade |
| ESEugene ScaliaExecutive | DODGE & COX STK FD (DODGX)fund | Sell | $100,001 – $250,000 | Apr 21, 2020 | Apr 7, 2021 | 351 | Filing for Eugene Scalia DODGE & COX STK FD (DODGX) trade |
| ESEugene ScaliaExecutive | CREDIT SUISSE COMMODITY (CRSOX)stock | Buy | $50,001 – $100,000 | Apr 21, 2020 | Apr 7, 2021 | 351 | Filing for Eugene Scalia CREDIT SUISSE COMMODITY (CRSOX) trade |
| ESEugene ScaliaExecutive | TOUCHSTONE FDS GROUP MID CAPfund | Buy | $15,001 – $50,000 | Apr 20, 2020 | Apr 7, 2021 | 352 | Filing for Eugene Scalia TOUCHSTONE FDS GROUP MID CAP trade |
| ESEugene ScaliaExecutive | T ROWE PRICE INTL FD OVERSEAS STKfund | Buy | $15,001 – $50,000 | Apr 20, 2020 | Apr 7, 2021 | 352 | Filing for Eugene Scalia T ROWE PRICE INTL FD OVERSEAS STK trade |
| ESEugene ScaliaExecutive | PRINCIPAL FDS INC MIDCAP FUND INSTLfund | Sell | $15,001 – $50,000 | Apr 20, 2020 | Apr 7, 2021 | 352 | Filing for Eugene Scalia PRINCIPAL FDS INC MIDCAP FUND INSTL trade |
| ESEugene ScaliaExecutive | MFS SER TR I VALUE FD CL I (MEIIX)fund | Buy | $15,001 – $50,000 | Apr 20, 2020 | Apr 7, 2021 | 352 | Filing for Eugene Scalia MFS SER TR I VALUE FD CL I (MEIIX) trade |
| ESEugene ScaliaExecutive | CRM SMALL/MID CAP VALUE FUND CLASSfund | Sell | $15,001 – $50,000 | Apr 20, 2020 | Apr 7, 2021 | 352 | Filing for Eugene Scalia CRM SMALL/MID CAP VALUE FUND CLASS trade |
| ESEugene ScaliaExecutive | TOUCHSTONE FDS GROUP MID CAPfund | Buy | $100,001 – $250,000 | Apr 20, 2020 | Apr 7, 2021 | 352 | Filing for Eugene Scalia TOUCHSTONE FDS GROUP MID CAP trade |
| ESEugene ScaliaExecutive | T ROWE PRICE BLUE CH GROWTH FUNDfund | Sell | $15,001 – $50,000 | Apr 20, 2020 | Apr 7, 2021 | 352 | Filing for Eugene Scalia T ROWE PRICE BLUE CH GROWTH FUND trade |
| ESEugene ScaliaExecutive | T ROWE PRICE SHORT T BD FD INCbond | Sell | $15,001 – $50,000 | Apr 20, 2020 | Apr 7, 2021 | 352 | Filing for Eugene Scalia T ROWE PRICE SHORT T BD FD INC trade |
| ESEugene ScaliaExecutive | T ROWE PRICE INTL FD (TROSX)fund | Buy | $100,001 – $250,000 | Apr 20, 2020 | Apr 7, 2021 | 352 | Filing for Eugene Scalia T ROWE PRICE INTL FD (TROSX) trade |
| ESEugene ScaliaExecutive | PRINCIPAL FDS INC MIDCAP FUND INSTLfund | Sell | $50,001 – $100,000 | Apr 20, 2020 | Apr 7, 2021 | 352 | Filing for Eugene Scalia PRINCIPAL FDS INC MIDCAP FUND INSTL trade |
| ESEugene ScaliaExecutive | MFS SER TR I VALUE FD CL I (MEIIX)fund | Buy | $100,001 – $250,000 | Apr 20, 2020 | Apr 7, 2021 | 352 | Filing for Eugene Scalia MFS SER TR I VALUE FD CL I (MEIIX) trade |
| ESEugene ScaliaExecutive | INVESCO OPPENHEIMER DEVELOPINGstock | Sell | $15,001 – $50,000 | Apr 20, 2020 | Apr 7, 2021 | 352 | Filing for Eugene Scalia INVESCO OPPENHEIMER DEVELOPING trade |
| ESEugene ScaliaExecutive | GATEWAY FUND GATEWAY FUND CL Y (GTEYX)fund | Sell | $1,001 – $15,000 | Apr 20, 2020 | Apr 7, 2021 | 352 | Filing for Eugene Scalia GATEWAY FUND GATEWAY FUND CL Y (GTEYX) trade |
| ESEugene ScaliaExecutive | CRM SMALL/MID CAP VALUE FUND CLASSfund | Sell | $50,001 – $100,000 | Apr 20, 2020 | Apr 7, 2021 | 352 | Filing for Eugene Scalia CRM SMALL/MID CAP VALUE FUND CLASS trade |
| ESEugene ScaliaExecutive | GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL (FTIXX)bond | Sell | $1,001 – $15,000 | Apr 9, 2020 | Apr 7, 2021 | 363 | Filing for Eugene Scalia GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL (FTIXX) trade |
| ESEugene ScaliaExecutive | VNQVanguard Real Estate ETF | Sell | $15,001 – $50,000 | Apr 2, 2020 | Apr 7, 2021 | 370 | Filing for Eugene Scalia VNQ trade |
| ESEugene ScaliaExecutive | GLDSPDR Gold Shares | Sell | $15,001 – $50,000 | Apr 2, 2020 | Apr 7, 2021 | 370 | Filing for Eugene Scalia GLD trade |
| ESEugene ScaliaExecutive | SPDR Blmbg Barclays 1-3 Mth T-Bill ETFbond | Sell | $100,001 – $250,000 | Apr 2, 2020 | Apr 7, 2021 | 370 | Filing for Eugene Scalia SPDR Blmbg Barclays 1-3 Mth T-Bill ETF trade |
| ESEugene ScaliaExecutive | iShares 7-10 Year Treasury Bond ETF (IEF)bond | Buy | $15,001 – $50,000 | Apr 2, 2020 | Apr 7, 2021 | 370 | Filing for Eugene Scalia iShares 7-10 Year Treasury Bond ETF (IEF) trade |
| ESEugene ScaliaExecutive | TIPiShares TIPS Bond ETF | Buy | $15,001 – $50,000 | Apr 2, 2020 | Apr 7, 2021 | 370 | Filing for Eugene Scalia TIP trade |
| ESEugene ScaliaExecutive | AGGiShares Core U.S. Aggregate Bond ETF | Buy | $100,001 – $250,000 | Apr 2, 2020 | Apr 7, 2021 | 370 | Filing for Eugene Scalia AGG trade |
| ESEugene ScaliaExecutive | iShares 20 Plus Year Treasury Bond ETFbond | Buy | $15,001 – $50,000 | Apr 2, 2020 | Apr 7, 2021 | 370 | Filing for Eugene Scalia iShares 20 Plus Year Treasury Bond ETF trade |
| ESEugene ScaliaExecutive | DODGE & COX INCOME FEDP (DODIX)stock | Buy | $1,001 – $15,000 | Mar 30, 2020 | Apr 7, 2021 | 373 | Filing for Eugene Scalia DODGE & COX INCOME FEDP (DODIX) trade |
| ESEugene ScaliaExecutive | DODGE & COX STK FD EDP (DODGX)fund | Buy | $1,001 – $15,000 | Mar 30, 2020 | Apr 7, 2021 | 373 | Filing for Eugene Scalia DODGE & COX STK FD EDP (DODGX) trade |
| ESEugene ScaliaExecutive | iShares US Treasury Bond (GOVT)bond | Sell | $1,001 – $15,000 | Mar 30, 2020 | Apr 7, 2021 | 373 | Filing for Eugene Scalia iShares US Treasury Bond (GOVT) trade |
| ESEugene ScaliaExecutive | SCHZSchwab US Aggregate Bond ETF | Buy | $1,001 – $15,000 | Mar 30, 2020 | Apr 7, 2021 | 373 | Filing for Eugene Scalia SCHZ trade |
| ESEugene ScaliaExecutive | Stone Ridge Tr V Alt Lendg Prem (LENDX)stock | Buy | $1,001 – $15,000 | Mar 20, 2020 | Apr 7, 2021 | 383 | Filing for Eugene Scalia Stone Ridge Tr V Alt Lendg Prem (LENDX) trade |
| ESEugene ScaliaExecutive | GLDSPDR Gold Shares | Sell | $50,001 – $100,000 | Mar 20, 2020 | Apr 7, 2021 | 383 | Filing for Eugene Scalia GLD trade |
| ESEugene ScaliaExecutive | VNQVanguard Real Estate ETF | Sell | $15,001 – $50,000 | Mar 20, 2020 | Apr 7, 2021 | 383 | Filing for Eugene Scalia VNQ trade |
| ESEugene ScaliaExecutive | SPDR Blmbg Barclays 1-3 Mth T-Bill ETFbond | Buy | $50,001 – $100,000 | Mar 20, 2020 | Apr 7, 2021 | 383 | Filing for Eugene Scalia SPDR Blmbg Barclays 1-3 Mth T-Bill ETF trade |
| ESEugene ScaliaExecutive | Stone Ridge Tr V Alt Lendg Prem (LENDX)stock | Buy | $50,001 – $100,000 | Mar 16, 2020 | Apr 7, 2021 | 387 | Filing for Eugene Scalia Stone Ridge Tr V Alt Lendg Prem (LENDX) trade |
| ESEugene ScaliaExecutive | EFAiShares MSCI EAFE ETF | Sell | $100,001 – $250,000 | Mar 2, 2020 | Apr 7, 2021 | 401 | Filing for Eugene Scalia EFA trade |
| ESEugene ScaliaExecutive | SPYState Street SPDR S&P 500 ETF Trust | Sell | $100,001 – $250,000 | Mar 2, 2020 | Apr 7, 2021 | 401 | Filing for Eugene Scalia SPY trade |
| ESEugene ScaliaExecutive | SPDR Blmbg Barclays 1-3 Mth T-Bill ETFbond | Buy | $250,001 – $500,000 | Mar 2, 2020 | Apr 7, 2021 | 401 | Filing for Eugene Scalia SPDR Blmbg Barclays 1-3 Mth T-Bill ETF trade |
| ESEugene ScaliaExecutive | Stone Ridge Tr II Rns Rsk Pr Int (SRRIX)stock | Sell | $50,001 – $100,000 | Feb 28, 2020 | Apr 7, 2021 | 404 | Filing for Eugene Scalia Stone Ridge Tr II Rns Rsk Pr Int (SRRIX) trade |
| ESEugene ScaliaExecutive | Schwab Value Advantage Money Inv (SWVXX)stock | Buy | $1,001 – $15,000 | Feb 18, 2020 | Apr 7, 2021 | 414 | Filing for Eugene Scalia Schwab Value Advantage Money Inv (SWVXX) trade |
| ESEugene ScaliaExecutive | IWMiShares Russell 2000 Index Fund | Sell | $50,001 – $100,000 | Feb 4, 2020 | Apr 7, 2021 | 428 | Filing for Eugene Scalia IWM trade |