| PGPeter T. GaynorExecutive | SCHFSchwab International Equity ETF | Sell | $15,001 – $50,000 | Jun 4, 2020 | Feb 2, 2021 | 243 | Filing for Peter T. Gaynor SCHF trade |
| PGPeter T. GaynorExecutive | American Century Intermediate-Term Tax Free Bond Fund Investor Class Shares (TWTIX)fund | Buy | $1,001 – $15,000 | Jun 4, 2020 | Feb 2, 2021 | 243 | Filing for Peter T. Gaynor American Century Intermediate-Term Tax Free Bond Fund Investor Class Shares (TWTIX) trade |
| PGPeter T. GaynorExecutive | Wells Fargo Intermediate Tax/AMT-Free Fund Administrator Class Shares (WFITX)fund | Sell | $1,001 – $15,000 | Jun 4, 2020 | Feb 2, 2021 | 243 | Filing for Peter T. Gaynor Wells Fargo Intermediate Tax/AMT-Free Fund Administrator Class Shares (WFITX) trade |
| PGPeter T. GaynorExecutive | Baird Core Plus Bond Fund Investor Class Shares (BCOSX)fund | Buy | $1,001 – $15,000 | Jun 4, 2020 | Feb 2, 2021 | 243 | Filing for Peter T. Gaynor Baird Core Plus Bond Fund Investor Class Shares (BCOSX) trade |
| MPMichael R. PompeoExecutive | Vanguard Real Estate Index Fund Admiral Sharesetf | Sell | $1,001 – $15,000 | May 19, 2020 | Feb 2, 2021 | 259 | Filing for Michael R. Pompeo Vanguard Real Estate Index Fund Admiral Shares trade |
| MPMichael R. PompeoExecutive | DFA US Large Cap Value Fundfund | Sell | $15,001 – $50,000 | May 19, 2020 | Feb 2, 2021 | 259 | Filing for Michael R. Pompeo DFA US Large Cap Value Fund trade |
| MPMichael R. PompeoExecutive | Northern Instl Government Select Money Market Fundfund | Buy | $1,001 – $15,000 | May 19, 2020 | Feb 2, 2021 | 259 | Filing for Michael R. Pompeo Northern Instl Government Select Money Market Fund trade |
| MPMichael R. PompeoExecutive | Cohen & Steers Realty Shares Instl Classstock | Buy | $1,001 – $15,000 | May 19, 2020 | Feb 2, 2021 | 259 | Filing for Michael R. Pompeo Cohen & Steers Realty Shares Instl Class trade |
| MPMichael R. PompeoExecutive | JP Morgan Equity Income Fundfund | Buy | $15,001 – $50,000 | May 19, 2020 | Feb 2, 2021 | 259 | Filing for Michael R. Pompeo JP Morgan Equity Income Fund trade |
| PGPeter T. GaynorExecutive | SCHHSchwab U.S. REIT ETF | Buy | $1,001 – $15,000 | Apr 2, 2020 | Feb 2, 2021 | 306 | Filing for Peter T. Gaynor SCHH trade |
| PGPeter T. GaynorExecutive | MDYVState Street SPDR S&P 400 Mid Cap Value ETF | Buy | $1,001 – $15,000 | Apr 2, 2020 | Feb 2, 2021 | 306 | Filing for Peter T. Gaynor MDYV trade |
| PGPeter T. GaynorExecutive | SLYGState Street SPDR S&P 600 Small Cap Growth ETF | Buy | $1,001 – $15,000 | Apr 2, 2020 | Feb 2, 2021 | 306 | Filing for Peter T. Gaynor SLYG trade |
| PGPeter T. GaynorExecutive | SCHVSchwab U.S. Large-Cap Value ETF | Buy | $1,001 – $15,000 | Apr 2, 2020 | Feb 2, 2021 | 306 | Filing for Peter T. Gaynor SCHV trade |
| PGPeter T. GaynorExecutive | SCHFSchwab International Equity ETF | Buy | $1,001 – $15,000 | Apr 2, 2020 | Feb 2, 2021 | 306 | Filing for Peter T. Gaynor SCHF trade |
| PGPeter T. GaynorExecutive | SCHGSchwab U.S. Large-Cap Growth ETF | Sell | $1,001 – $15,000 | Apr 2, 2020 | Feb 2, 2021 | 306 | Filing for Peter T. Gaynor SCHG trade |
| PGPeter T. GaynorExecutive | SLYVState Street SPDR S&P 600 Small Cap Value ETF | Buy | $1,001 – $15,000 | Apr 2, 2020 | Feb 2, 2021 | 306 | Filing for Peter T. Gaynor SLYV trade |
| PGPeter T. GaynorExecutive | American Century Intermediate-Term Tax Free Bond Fund Investor Class Shares (TWTIX)fund | Sell | $1,001 – $15,000 | Apr 2, 2020 | Feb 2, 2021 | 306 | Filing for Peter T. Gaynor American Century Intermediate-Term Tax Free Bond Fund Investor Class Shares (TWTIX) trade |
| PGPeter T. GaynorExecutive | Wells Fargo Intermediate Tax/AMT-Free Fund Administrator Class Shares (WFITX)fund | Sell | $1,001 – $15,000 | Apr 2, 2020 | Feb 2, 2021 | 306 | Filing for Peter T. Gaynor Wells Fargo Intermediate Tax/AMT-Free Fund Administrator Class Shares (WFITX) trade |
| PGPeter T. GaynorExecutive | Baird Core Plus Bond Fund Investor Class Shares (BCOSX)fund | Sell | $1,001 – $15,000 | Apr 2, 2020 | Feb 2, 2021 | 306 | Filing for Peter T. Gaynor Baird Core Plus Bond Fund Investor Class Shares (BCOSX) trade |
| PGPeter T. GaynorExecutive | MDYVState Street SPDR S&P 400 Mid Cap Value ETF | Buy | $1,001 – $15,000 | Apr 1, 2020 | Feb 2, 2021 | 307 | Filing for Peter T. Gaynor MDYV trade |
| PGPeter T. GaynorExecutive | MDYVState Street SPDR S&P 400 Mid Cap Value ETF | Buy | $1,001 – $15,000 | Mar 31, 2020 | Feb 2, 2021 | 308 | Filing for Peter T. Gaynor MDYV trade |
| EDElisabeth (Betsy) P. DeVosExecutive | Cortec Group Fund IV, LPfund | Sell | $100,001 – $250,000 | Dec 31, 2020 | Jan 28, 2021 | 28 | Filing for Elisabeth (Betsy) P. DeVos Cortec Group Fund IV, LP trade |
| AWAndrew WheelerExecutive | FVDFirst Trust VL Dividend | Buy | $15,001 – $50,000 | Mar 17, 2020 | Jan 26, 2021 | 315 | Filing for Andrew Wheeler FVD trade |
| AWAndrew WheelerExecutive | FPXFirst Trust US Equity Opportunities ETF | Buy | $15,001 – $50,000 | Mar 17, 2020 | Jan 26, 2021 | 315 | Filing for Andrew Wheeler FPX trade |
| AWAndrew WheelerExecutive | FVDFirst Trust VL Dividend | Buy | $1,001 – $15,000 | Mar 17, 2020 | Jan 26, 2021 | 315 | Filing for Andrew Wheeler FVD trade |
| AWAndrew WheelerExecutive | FPXFirst Trust US Equity Opportunities ETF | Buy | $1,001 – $15,000 | Mar 17, 2020 | Jan 26, 2021 | 315 | Filing for Andrew Wheeler FPX trade |
| DBDanny R. BrouilletteExecutive | Texas A&M University Bondstock | Sell | $15,001 – $50,000 | Jan 20, 2020 | Jan 23, 2021 | 369 | Filing for Danny R. Brouillette Texas A&M University Bond trade |
Donald J. TrumpRExecutive | LORD ABBETT HIGH YIELD-F3other | Buy | $1,001 – $15,000 | Dec 23, 2020 | Jan 20, 2021 | 28 | Filing for Donald J. Trump LORD ABBETT HIGH YIELD-F3 trade |
Donald J. TrumpRExecutive | SIX CIRCLES TAX AWARE BNDstock | Buy | $1,001 – $15,000 | Dec 23, 2020 | Jan 20, 2021 | 28 | Filing for Donald J. Trump SIX CIRCLES TAX AWARE BND trade |
Donald J. TrumpRExecutive | BBEUJPMorgan BetaBuilders Europe ETF | Sell | $1,001 – $15,000 | Dec 22, 2020 | Jan 20, 2021 | 29 | Filing for Donald J. Trump BBEU trade |
Donald J. TrumpRExecutive | FIDELITY 500 INDEX-INST PRMother | Buy | $1,001 – $15,000 | Dec 22, 2020 | Jan 20, 2021 | 29 | Filing for Donald J. Trump FIDELITY 500 INDEX-INST PRM trade |
Donald J. TrumpRExecutive | SIX CIRCLES INTL UNCON EQstock | Buy | $1,001 – $15,000 | Dec 22, 2020 | Jan 20, 2021 | 29 | Filing for Donald J. Trump SIX CIRCLES INTL UNCON EQ trade |
| RQRandal K. QuarlesExecutive | Cynosure Investment Partners Class 2020 Ventureother | Sell | $50,001 – $100,000 | Dec 21, 2020 | Jan 20, 2021 | 30 | Filing for Randal K. Quarles Cynosure Investment Partners Class 2020 Venture trade |
Donald J. TrumpRExecutive | BBEUJPMorgan BetaBuilders Europe ETF | Sell | $1,001 – $15,000 | Dec 18, 2020 | Jan 20, 2021 | 33 | Filing for Donald J. Trump BBEU trade |
Donald J. TrumpRExecutive | BBEUJPMorgan BetaBuilders Europe ETF | Sell | $1,001 – $15,000 | Dec 18, 2020 | Jan 20, 2021 | 33 | Filing for Donald J. Trump BBEU trade |
Donald J. TrumpRExecutive | BBEUJPMorgan BetaBuilders Europe ETF | Sell | $1,001 – $15,000 | Dec 18, 2020 | Jan 20, 2021 | 33 | Filing for Donald J. Trump BBEU trade |
Donald J. TrumpRExecutive | SIX CIRCLES INTL UNCON EQstock | Buy | $1,001 – $15,000 | Dec 18, 2020 | Jan 20, 2021 | 33 | Filing for Donald J. Trump SIX CIRCLES INTL UNCON EQ trade |
Donald J. TrumpRExecutive | SIX CIRCLES INTL UNCON EQstock | Buy | $1,001 – $15,000 | Dec 8, 2020 | Jan 20, 2021 | 43 | Filing for Donald J. Trump SIX CIRCLES INTL UNCON EQ trade |
Donald J. TrumpRExecutive | SIX CIRCLES TAX AW U/S DURstock | Sell | $1,001 – $15,000 | Nov 2, 2020 | Jan 20, 2021 | 79 | Filing for Donald J. Trump SIX CIRCLES TAX AW U/S DUR trade |
Donald J. TrumpRExecutive | JPM SHRT-INT MUNI BND FD - USDbond | Sell | $15,001 – $50,000 | Nov 2, 2020 | Jan 20, 2021 | 79 | Filing for Donald J. Trump JPM SHRT-INT MUNI BND FD - USD trade |
Donald J. TrumpRExecutive | SIX CIRCLES TAX AWARE BNDstock | Buy | $1,001 – $15,000 | Nov 2, 2020 | Jan 20, 2021 | 79 | Filing for Donald J. Trump SIX CIRCLES TAX AWARE BND trade |
Donald J. TrumpRExecutive | IEIiShares 3-7 Year Treasury Bond ETF | Buy | $1,001 – $15,000 | Nov 2, 2020 | Jan 20, 2021 | 79 | Filing for Donald J. Trump IEI trade |
Donald J. TrumpRExecutive | SIX CIRCLES TAX AW U/S DURstock | Sell | $1,001 – $15,000 | Nov 2, 2020 | Jan 20, 2021 | 79 | Filing for Donald J. Trump SIX CIRCLES TAX AW U/S DUR trade |
Donald J. TrumpRExecutive | JPM SHRT-INT MUNI BND FD - USDbond | Sell | $1,001 – $15,000 | Nov 2, 2020 | Jan 20, 2021 | 79 | Filing for Donald J. Trump JPM SHRT-INT MUNI BND FD - USD trade |
Donald J. TrumpRExecutive | IEFiShares 7-10 Year Treasury Bond ETF | Sell | $1,001 – $15,000 | Nov 2, 2020 | Jan 20, 2021 | 79 | Filing for Donald J. Trump IEF trade |
Donald J. TrumpRExecutive | SIX CIRCLES TAX AWARE BNDstock | Buy | $1,001 – $15,000 | Nov 2, 2020 | Jan 20, 2021 | 79 | Filing for Donald J. Trump SIX CIRCLES TAX AWARE BND trade |
Donald J. TrumpRExecutive | IEIiShares 3-7 Year Treasury Bond ETF | Buy | $1,001 – $15,000 | Nov 2, 2020 | Jan 20, 2021 | 79 | Filing for Donald J. Trump IEI trade |
Donald J. TrumpRExecutive | BBEUJPMorgan BetaBuilders Europe ETF | Sell | $1,001 – $15,000 | Oct 21, 2020 | Jan 20, 2021 | 91 | Filing for Donald J. Trump BBEU trade |
Donald J. TrumpRExecutive | IEFiShares 7-10 Year Treasury Bond ETF | Sell | $1,001 – $15,000 | Oct 21, 2020 | Jan 20, 2021 | 91 | Filing for Donald J. Trump IEF trade |
Donald J. TrumpRExecutive | BBEUJPMorgan BetaBuilders Europe ETF | Sell | $1,001 – $15,000 | Oct 21, 2020 | Jan 20, 2021 | 91 | Filing for Donald J. Trump BBEU trade |