| KWKevin WarshExecutive | Goat Growth Fund II LPfund | Sell | $100,001 – $250,000 | Aug 3, 2026 | Sep 10, 2026 | 38 | Filing for Kevin Warsh Goat Growth Fund II LP trade |
| KWKevin WarshExecutive | Arcana Analytics, Inc.stock | Sell | $1,000,001 – $5,000,000 | Aug 3, 2026 | Sep 10, 2026 | 38 | Filing for Kevin Warsh Arcana Analytics, Inc. trade |
| EUEric M. UelandExecutive | PIMCO Income Fund Class I-2 Shares (PONPX)fund | Buy | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland PIMCO Income Fund Class I-2 Shares (PONPX) trade |
| EUEric M. UelandExecutive | Neuberger Berman Strategic Income Fund Institutional Class Shares (NSTLX)fund | Buy | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland Neuberger Berman Strategic Income Fund Institutional Class Shares (NSTLX) trade |
| EUEric M. UelandExecutive | Nuveen Strategic Income Fund Class I Shares (FCBYX)fund | Buy | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland Nuveen Strategic Income Fund Class I Shares (FCBYX) trade |
| EUEric M. UelandExecutive | VUGVanguard Morningstar Growth ETF | Buy | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland VUG trade |
| EUEric M. UelandExecutive | Schwab Short-Term US Treasury ETF (SCHO)bond | Sell | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland Schwab Short-Term US Treasury ETF (SCHO) trade |
| EUEric M. UelandExecutive | VBKVanguard Morningstar Small-Cap Growth ETF | Sell | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland VBK trade |
| EUEric M. UelandExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Sell | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland VBR trade |
| EUEric M. UelandExecutive | VTVVanguard Morningstar Value ETF | Sell | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland VTV trade |
| EUEric M. UelandExecutive | PIMCO Income Fund Class I-2 Shares (PONPX)fund | Buy | $15,001 – $50,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland PIMCO Income Fund Class I-2 Shares (PONPX) trade |
| EUEric M. UelandExecutive | Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX)fund | Buy | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX) trade |
| EUEric M. UelandExecutive | Neuberger Berman Strategic Income Fund Institutional Class Shares (NSTLX)fund | Buy | $15,001 – $50,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland Neuberger Berman Strategic Income Fund Institutional Class Shares (NSTLX) trade |
| EUEric M. UelandExecutive | Lord Abbett Floating Rate Fund Class I Shares (LFRIX)fund | Buy | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland Lord Abbett Floating Rate Fund Class I Shares (LFRIX) trade |
| EUEric M. UelandExecutive | Nuveen Strategic Income Fund Class I Shares (FCBYX)fund | Buy | $15,001 – $50,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland Nuveen Strategic Income Fund Class I Shares (FCBYX) trade |
| EUEric M. UelandExecutive | PCYInvesco Emerging Markets Sovereign Debt ETF | Buy | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland PCY trade |
| EUEric M. UelandExecutive | IEMGiShares Core MSCI Emerging Markets ETF | Buy | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland IEMG trade |
| EUEric M. UelandExecutive | VUGVanguard Morningstar Growth ETF | Buy | $15,001 – $50,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland VUG trade |
| EUEric M. UelandExecutive | Schwab Short-Term US Treasury ETF (SCHO)bond | Sell | $15,001 – $50,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland Schwab Short-Term US Treasury ETF (SCHO) trade |
| EUEric M. UelandExecutive | VBKVanguard Morningstar Small-Cap Growth ETF | Sell | $15,001 – $50,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland VBK trade |
| EUEric M. UelandExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Sell | $15,001 – $50,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland VBR trade |
| EUEric M. UelandExecutive | VTVVanguard Morningstar Value ETF | Sell | $15,001 – $50,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland VTV trade |
| EUEric M. UelandExecutive | IEFAiShares Core MSCI EAFE ETF | Sell | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland IEFA trade |
| EUEric M. UelandExecutive | VUGVanguard Morningstar Growth ETF | Buy | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland VUG trade |
| EUEric M. UelandExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Sell | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland VBR trade |
| EUEric M. UelandExecutive | Schwab Short-Term US Treasury ETF (SCHO)bond | Sell | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland Schwab Short-Term US Treasury ETF (SCHO) trade |
| EUEric M. UelandExecutive | VTVVanguard Morningstar Value ETF | Sell | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland VTV trade |
| EUEric M. UelandExecutive | MFS Value Fund Class I Shares (MEIIX)fund | Buy | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland MFS Value Fund Class I Shares (MEIIX) trade |
| EUEric M. UelandExecutive | MFS Municipal Income Fund Class I Shares (MIMIX)fund | Buy | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland MFS Municipal Income Fund Class I Shares (MIMIX) trade |
| EUEric M. UelandExecutive | Fidelity Advisor Municipal Income Fund Class I Shares (FROGX)fund | Buy | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland Fidelity Advisor Municipal Income Fund Class I Shares (FROGX) trade |
| EUEric M. UelandExecutive | VONGVanguard Russell 1000 Growth ETF | Buy | $15,001 – $50,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland VONG trade |
| EUEric M. UelandExecutive | SHMState Street SPDR Nuveen ICE Short Term Municipal Bond ETF | Buy | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland SHM trade |
| EUEric M. UelandExecutive | HYDVanEck High Yield Muni ETF | Buy | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland HYD trade |
| EUEric M. UelandExecutive | Delaware Small Cap Core Fund Institutional Class Shares (DCCIX)fund | Sell | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland Delaware Small Cap Core Fund Institutional Class Shares (DCCIX) trade |
| EUEric M. UelandExecutive | Edgewood Growth Fund Institutional Class Shares (EGFIX)fund | Sell | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland Edgewood Growth Fund Institutional Class Shares (EGFIX) trade |
| EUEric M. UelandExecutive | IDEViShares Core MSCI International Developed Markets ETF | Sell | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland IDEV trade |
| EUEric M. UelandExecutive | BNDXVanguard Total International Bond ETF | Sell | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland BNDX trade |
| EUEric M. UelandExecutive | IWFiShares Russell 1000 Growth Fund | Sell | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland IWF trade |
| EUEric M. UelandExecutive | IWDiShares Russell 1000 Value ETF | Sell | $1,001 – $15,000 | Jul 15, 2026 | Sep 10, 2026 | 57 | Filing for Eric M. Ueland IWD trade |
| KWKevin WarshExecutive | THSDFS LLC - Series 58other | Sell | $15,001 – $50,000 | Jul 14, 2026 | Sep 10, 2026 | 58 | Filing for Kevin Warsh THSDFS LLC - Series 58 trade |
| KWKevin WarshExecutive | THSDFS LLC - Series 52other | Sell | $50,001 – $100,000 | Jul 14, 2026 | Sep 10, 2026 | 58 | Filing for Kevin Warsh THSDFS LLC - Series 52 trade |
| KWKevin WarshExecutive | THSDFS LLC - Series 06other | Sell | $250,001 – $500,000 | Jul 14, 2026 | Sep 10, 2026 | 58 | Filing for Kevin Warsh THSDFS LLC - Series 06 trade |
| JRJohn L. RatcliffeRExecutive | JBNDJPMorgan Active Bond ETF | Buy | $1,001 – $15,000 | Dec 29, 2025 | Sep 10, 2026 | 255 | Filing for John L. Ratcliffe JBND trade |
| JRJohn L. RatcliffeRExecutive | JGROJPMorgan Active Growth ETF | Buy | $1,001 – $15,000 | Dec 29, 2025 | Sep 10, 2026 | 255 | Filing for John L. Ratcliffe JGRO trade |
| JRJohn L. RatcliffeRExecutive | BBHYJPMorgan BetaBuilders USD High Yield Corporate Bond ETF | Buy | $1,001 – $15,000 | Dec 29, 2025 | Sep 10, 2026 | 255 | Filing for John L. Ratcliffe BBHY trade |
| JRJohn L. RatcliffeRExecutive | JCPBJPMorgan Core Plus Bond ETF | Buy | $1,001 – $15,000 | Dec 29, 2025 | Sep 10, 2026 | 255 | Filing for John L. Ratcliffe JCPB trade |
| JRJohn L. RatcliffeRExecutive | BBUSJPMorgan BetaBuilders U.S. Equity ETF | Buy | $15,001 – $50,000 | Dec 29, 2025 | Sep 10, 2026 | 255 | Filing for John L. Ratcliffe BBUS trade |
| JRJohn L. RatcliffeRExecutive | BBMCJPMorgan BetaBuilders U.S. Mid Cap Equity ETF | Buy | $1,001 – $15,000 | Dec 29, 2025 | Sep 10, 2026 | 255 | Filing for John L. Ratcliffe BBMC trade |
| JRJohn L. RatcliffeRExecutive | BBSCJPMorgan BetaBuilders U.S. Small Cap Equity ETF | Buy | $1,001 – $15,000 | Dec 29, 2025 | Sep 10, 2026 | 255 | Filing for John L. Ratcliffe BBSC trade |
| JRJohn L. RatcliffeRExecutive | BBAGJPMorgan BetaBuilders U.S. Aggregate Bond ETF | Buy | $1,001 – $15,000 | Dec 29, 2025 | Sep 10, 2026 | 255 | Filing for John L. Ratcliffe BBAG trade |