| GRGina M. RaimondoExecutive | VTIPVanguard Short-Term Inflation-Protected Securities Index Fund ETF Shares | Sell | $1,001 – $15,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo VTIP trade |
| GRGina M. RaimondoExecutive | VBVanguard Morningstar Small-Cap ETF | Sell | $1,001 – $15,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo VB trade |
| GRGina M. RaimondoExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Buy | $1,001 – $15,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo VBR trade |
| GRGina M. RaimondoExecutive | US Large Cap Equity Portfolio Institutionalfund | Sell | $50,001 – $100,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo US Large Cap Equity Portfolio Institutional trade |
| GRGina M. RaimondoExecutive | SCHZSchwab US Aggregate Bond ETF | Buy | $15,001 – $50,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo SCHZ trade |
| GRGina M. RaimondoExecutive | VTVVanguard Morningstar Value ETF | Buy | $1,001 – $15,000 | Mar 26, 2024 | Mar 15, 2025 | 354 | Filing for Gina M. Raimondo VTV trade |
| GRGina M. RaimondoExecutive | SUBiShares Short-Term National Muni Bond ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo SUB trade |
| GRGina M. RaimondoExecutive | VTIPVanguard Short-Term Inflation-Protected Securities Index Fund ETF Shares | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VTIP trade |
| GRGina M. RaimondoExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VBR trade |
| GRGina M. RaimondoExecutive | SUBiShares Short-Term National Muni Bond ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo SUB trade |
| GRGina M. RaimondoExecutive | VTIPVanguard Short-Term Inflation-Protected Securities Index Fund ETF Shares | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VTIP trade |
| GRGina M. RaimondoExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VBR trade |
| GRGina M. RaimondoExecutive | VTIVanguard Morningstar Total Stock Market ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VTI trade |
| GRGina M. RaimondoExecutive | Schwab Value Advantage Money Fund Investor Class Shares (SWVXX)fund | Sell | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo Schwab Value Advantage Money Fund Investor Class Shares (SWVXX) trade |
| GRGina M. RaimondoExecutive | SCHZSchwab US Aggregate Bond ETF | Buy | $15,001 – $50,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo SCHZ trade |
| GRGina M. RaimondoExecutive | DFA Five-YearGlobal Fixed Income Portfoliofund | Buy | $15,001 – $50,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo DFA Five-YearGlobal Fixed Income Portfolio trade |
| GRGina M. RaimondoExecutive | VEAVanguard FTSE Developed Markets ETF | Buy | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo VEA trade |
| GRGina M. RaimondoExecutive | SCHKSchwab 1000 Index ETF | Sell | $1,001 – $15,000 | Jan 26, 2024 | Mar 15, 2025 | 414 | Filing for Gina M. Raimondo SCHK trade |
| GRGina M. RaimondoExecutive | Schwab Value Advantage Money Fund Investor Class Shares (SWVXX)fund | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo Schwab Value Advantage Money Fund Investor Class Shares (SWVXX) trade |
| GRGina M. RaimondoExecutive | DFA Five-YearGlobal Fixed Income Portfolio Institutional Class Shares (DFGBX)fund | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo DFA Five-YearGlobal Fixed Income Portfolio Institutional Class Shares (DFGBX) trade |
| GRGina M. RaimondoExecutive | SCHZSchwab US Aggregate Bond ETF | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo SCHZ trade |
| GRGina M. RaimondoExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo VBR trade |
| GRGina M. RaimondoExecutive | Vanguard Russell 1000 Value Index Fund Institutional Shares (VRVIX)etf | Buy | $1,001 – $15,000 | Jan 9, 2024 | Mar 15, 2025 | 431 | Filing for Gina M. Raimondo Vanguard Russell 1000 Value Index Fund Institutional Shares (VRVIX) trade |
Susie LeeD-NVHouse | FLLFull House Resorts Inc. | Partial sell | $15,001 – $50,000 | Mar 12, 2025 | Mar 14, 2025 | 2 | Filing for Susie Lee FLL trade |
Thomas H. Kean, Jr.R-NJHouse | SYKStryker Corporation | Partial sell | $15,001 – $50,000 | Feb 26, 2025 | Mar 14, 2025 | 16 | Filing for Thomas H. Kean, Jr. SYK trade |
Thomas H. Kean, Jr.R-NJHouse | AMZNAmazon.com Inc. | Buy | $1,001 – $15,000 | Feb 26, 2025 | Mar 14, 2025 | 16 | Filing for Thomas H. Kean, Jr. AMZN trade |
Susie LeeD-NVHouse | FLLFull House Resorts Inc. | Partial sell | $15,001 – $50,000 | Feb 24, 2025 | Mar 14, 2025 | 18 | Filing for Susie Lee FLL trade |
Susie LeeD-NVHouse | FLLFull House Resorts Inc. | Partial sell | $15,001 – $50,000 | Feb 21, 2025 | Mar 14, 2025 | 21 | Filing for Susie Lee FLL trade |
Susie LeeD-NVHouse | FLLFull House Resorts Inc. | Partial sell | $15,001 – $50,000 | Feb 13, 2025 | Mar 14, 2025 | 29 | Filing for Susie Lee FLL trade |
Thomas H. Kean, Jr.R-NJHouse | MAGNMagnera Corporation | Sell | $1,001 – $15,000 | Feb 12, 2025 | Mar 14, 2025 | 30 | Filing for Thomas H. Kean, Jr. MAGN trade |
Thomas H. Kean, Jr.R-NJHouse | PERNOD RICARD S A SP/ADRstock | Sell | $1,001 – $15,000 | Feb 7, 2025 | Mar 14, 2025 | 35 | Filing for Thomas H. Kean, Jr. PERNOD RICARD S A SP/ADR trade |
Thomas H. Kean, Jr.R-NJHouse | MDLZMondelez International Inc. Class A | Buy | $1,001 – $15,000 | Feb 7, 2025 | Mar 14, 2025 | 35 | Filing for Thomas H. Kean, Jr. MDLZ trade |
Cleo FieldsD-LAHouse | NVDANVIDIA Corporation | Partial sell | $500,001 – $1,000,000 | Feb 5, 2025 | Mar 14, 2025 | 37 | Filing for Cleo Fields NVDA trade |
Scott H. PetersD-CAHouse | U.S Treasury Billsbond | BuySpouse | $250,001 – $500,000 | Feb 3, 2025 | Mar 14, 2025 | 39 | Filing for Scott H. Peters U.S Treasury Bills trade |
| CNClarence W. NelsonExecutive | BlackRock Tactical Opportunities Fund Class K Shares (PBAKX)fund | Sell | $1,001 – $15,000 | Dec 31, 2024 | Mar 13, 2025 | 72 | Filing for Clarence W. Nelson BlackRock Tactical Opportunities Fund Class K Shares (PBAKX) trade |
| CNClarence W. NelsonExecutive | IWMiShares Russell 2000 Index Fund | Sell | $1,001 – $15,000 | Dec 9, 2024 | Mar 13, 2025 | 94 | Filing for Clarence W. Nelson IWM trade |
| KCKurt CampbellExecutive | Tweedy, BrowneGlobal Value Fund (TBGVX)fund | Sell | $50,001 – $100,000 | Sep 17, 2024 | Mar 13, 2025 | 177 | Filing for Kurt Campbell Tweedy, BrowneGlobal Value Fund (TBGVX) trade |
| KCKurt CampbellExecutive | JOHCM International Select Fund Class Ifund | Sell | $50,001 – $100,000 | Sep 16, 2024 | Mar 13, 2025 | 178 | Filing for Kurt Campbell JOHCM International Select Fund Class I trade |
| KCKurt CampbellExecutive | Goldman Sachs Emerging Markets Equitystock | Sell | $15,001 – $50,000 | Sep 16, 2024 | Mar 13, 2025 | 178 | Filing for Kurt Campbell Goldman Sachs Emerging Markets Equity trade |
| KCKurt CampbellExecutive | FEOEFirst Eagle Overseas Equity ETF | Sell | $50,001 – $100,000 | Sep 16, 2024 | Mar 13, 2025 | 178 | Filing for Kurt Campbell FEOE trade |
| KCKurt CampbellExecutive | FEOEFirst Eagle Overseas Equity ETF | Sell | $50,001 – $100,000 | Jun 24, 2024 | Mar 13, 2025 | 262 | Filing for Kurt Campbell FEOE trade |
| KCKurt CampbellExecutive | Tweedy, BrowneGlobal Value Fund (TBGVX)fund | Sell | $50,001 – $100,000 | Jun 24, 2024 | Mar 13, 2025 | 262 | Filing for Kurt Campbell Tweedy, BrowneGlobal Value Fund (TBGVX) trade |
| KCKurt CampbellExecutive | JOHCM International Select Fund Class Ifund | Sell | $50,001 – $100,000 | Jun 24, 2024 | Mar 13, 2025 | 262 | Filing for Kurt Campbell JOHCM International Select Fund Class I trade |
| CNClarence W. NelsonExecutive | IJJiShares S&P Mid-Cap 400 Value ETF | Sell | $1,001 – $15,000 | Jun 24, 2024 | Mar 13, 2025 | 262 | Filing for Clarence W. Nelson IJJ trade |
| CNClarence W. NelsonExecutive | IWFiShares Russell 1000 Growth Fund | Sell | $1,001 – $15,000 | Apr 17, 2024 | Mar 13, 2025 | 330 | Filing for Clarence W. Nelson IWF trade |
| CNClarence W. NelsonExecutive | IVViShares Core S&P 500 ETF | Sell | $15,001 – $50,000 | Apr 17, 2024 | Mar 13, 2025 | 330 | Filing for Clarence W. Nelson IVV trade |
| CNClarence W. NelsonExecutive | IWRiShares Russell Mid-Cap ETF | Sell | $1,001 – $15,000 | Apr 17, 2024 | Mar 13, 2025 | 330 | Filing for Clarence W. Nelson IWR trade |
| CNClarence W. NelsonExecutive | ESMLiShares ESG Aware MSCI USA Small-Cap ETF | Sell | $1,001 – $15,000 | Apr 17, 2024 | Mar 13, 2025 | 330 | Filing for Clarence W. Nelson ESML trade |
| KCKurt CampbellExecutive | VCITVanguard Intermediate-Term Corporate Bond ETF | Sell | $15,001 – $50,000 | Apr 8, 2024 | Mar 13, 2025 | 339 | Filing for Kurt Campbell VCIT trade |
| KCKurt CampbellExecutive | PFFiShares Preferred and Income Securities ETF | Sell | $15,001 – $50,000 | Apr 8, 2024 | Mar 13, 2025 | 339 | Filing for Kurt Campbell PFF trade |