| APArati PrabhakarExecutive | International Sustainability Core 1 Portfoliofund | Buy | $50,001 – $100,000 | Jun 26, 2023 | Aug 3, 2024 | 404 | Filing for Arati Prabhakar International Sustainability Core 1 Portfolio trade |
| APArati PrabhakarExecutive | DFA Emerging Markets Sustainability Core 1other | Buy | $100,001 – $250,000 | Jun 26, 2023 | Aug 3, 2024 | 404 | Filing for Arati Prabhakar DFA Emerging Markets Sustainability Core 1 trade |
| APArati PrabhakarExecutive | Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX)fund | Sell | $1,001 – $15,000 | Jun 26, 2023 | Aug 3, 2024 | 404 | Filing for Arati Prabhakar Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX) trade |
| APArati PrabhakarExecutive | US Sustainability Core 1 Portfolio Institutionalfund | Sell | $15,001 – $50,000 | Jun 26, 2023 | Aug 3, 2024 | 404 | Filing for Arati Prabhakar US Sustainability Core 1 Portfolio Institutional trade |
| CWChristine E. WormuthExecutive | SPDWState Street SPDR Portfolio Developed World ex-US ETF | Buy | $15,001 – $50,000 | Jun 14, 2023 | Aug 3, 2024 | 416 | Filing for Christine E. Wormuth SPDW trade |
| CWChristine E. WormuthExecutive | SPYState Street SPDR S&P 500 ETF Trust | Buy | $1,001 – $15,000 | Jun 14, 2023 | Aug 3, 2024 | 416 | Filing for Christine E. Wormuth SPY trade |
| CWChristine E. WormuthExecutive | SPSMState Street SPDR Portfolio S&P 600 Small Cap ETF | Buy | $100,001 – $250,000 | Jun 13, 2023 | Aug 3, 2024 | 417 | Filing for Christine E. Wormuth SPSM trade |
| CWChristine E. WormuthExecutive | VA 529 Active (Aggressive Portfolio)fund | Sell | $1,001 – $15,000 | May 22, 2023 | Aug 3, 2024 | 439 | Filing for Christine E. Wormuth VA 529 Active (Aggressive Portfolio) trade |
| CWChristine E. WormuthExecutive | VA 529 Active (Aggressive Portfolio)fund | Sell | $1,001 – $15,000 | May 22, 2023 | Aug 3, 2024 | 439 | Filing for Christine E. Wormuth VA 529 Active (Aggressive Portfolio) trade |
| APArati PrabhakarExecutive | Cohen & Steers Preferred Securities andstock | Buy | $15,001 – $50,000 | May 8, 2023 | Aug 3, 2024 | 453 | Filing for Arati Prabhakar Cohen & Steers Preferred Securities and trade |
| APArati PrabhakarExecutive | Matthews Asia Pacific Tiger (MIPTX)stock | Sell | $50,001 – $100,000 | May 8, 2023 | Aug 3, 2024 | 453 | Filing for Arati Prabhakar Matthews Asia Pacific Tiger (MIPTX) trade |
| APArati PrabhakarExecutive | DFA US Sustainability Core 1 (DFSIX)other | Sell | $250,001 – $500,000 | May 8, 2023 | Aug 3, 2024 | 453 | Filing for Arati Prabhakar DFA US Sustainability Core 1 (DFSIX) trade |
| APArati PrabhakarExecutive | Schwab Value Advantage Money Fund Ultrafund | Sell | $50,001 – $100,000 | May 8, 2023 | Aug 3, 2024 | 453 | Filing for Arati Prabhakar Schwab Value Advantage Money Fund Ultra trade |
| APArati PrabhakarExecutive | DFA US Small Sustainability Targeted Valuestock | Sell | $50,001 – $100,000 | May 8, 2023 | Aug 3, 2024 | 453 | Filing for Arati Prabhakar DFA US Small Sustainability Targeted Value trade |
| APArati PrabhakarExecutive | GMO Resources Fund Class I (GEACX)fund | Buy | $15,001 – $50,000 | May 8, 2023 | Aug 3, 2024 | 453 | Filing for Arati Prabhakar GMO Resources Fund Class I (GEACX) trade |
| APArati PrabhakarExecutive | PIMCO ESG Income Fund Institutionalfund | Buy | $250,001 – $500,000 | May 8, 2023 | Aug 3, 2024 | 453 | Filing for Arati Prabhakar PIMCO ESG Income Fund Institutional trade |
| APArati PrabhakarExecutive | EMNTPIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund | Buy | $1,001 – $15,000 | May 8, 2023 | Aug 3, 2024 | 453 | Filing for Arati Prabhakar EMNT trade |
| APArati PrabhakarExecutive | DFA Emerging Markets Sustainability Core 1 (DESIX)other | Buy | $1,001 – $15,000 | May 8, 2023 | Aug 3, 2024 | 453 | Filing for Arati Prabhakar DFA Emerging Markets Sustainability Core 1 (DESIX) trade |
| CWChristine E. WormuthExecutive | PGIM High Yield Fund Class Z Sharesfund | Buy | $15,001 – $50,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth PGIM High Yield Fund Class Z Shares trade |
| CWChristine E. WormuthExecutive | Blackstone Real Estate Income Truststock | Buy | $50,001 – $100,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth Blackstone Real Estate Income Trust trade |
| CWChristine E. WormuthExecutive | QQQInvesco QQQ Trust, Series 1 | Sell | $15,001 – $50,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth QQQ trade |
| CWChristine E. WormuthExecutive | QQQInvesco QQQ Trust, Series 1 | Sell | $15,001 – $50,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth QQQ trade |
| CWChristine E. WormuthExecutive | DEMWisdomTree Emerging Markets High Dividend Fund | Buy | $15,001 – $50,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth DEM trade |
| CWChristine E. WormuthExecutive | SPDR Portfolio Intermediate Term Corporateetf | Buy | $50,001 – $100,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth SPDR Portfolio Intermediate Term Corporate trade |
| CWChristine E. WormuthExecutive | SPDWState Street SPDR Portfolio Developed World ex-US ETF | Buy | $15,001 – $50,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth SPDW trade |
| CWChristine E. WormuthExecutive | DEMWisdomTree Emerging Markets High Dividend Fund | Buy | $1,001 – $15,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth DEM trade |
| CWChristine E. WormuthExecutive | SPIBState Street SPDR Portfolio Intermediate Term Corporate Bond ETF | Buy | $1,001 – $15,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth SPIB trade |
| CWChristine E. WormuthExecutive | SPDR Portfolio S&P 500 ETF (SPLG)etf | Buy | $1,001 – $15,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth SPDR Portfolio S&P 500 ETF (SPLG) trade |
| CWChristine E. WormuthExecutive | SPDWState Street SPDR Portfolio Developed World ex-US ETF | Buy | $1,001 – $15,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth SPDW trade |
| CWChristine E. WormuthExecutive | DGRWWisdomTree U.S. Quality Dividend Growth Fund | Buy | $15,001 – $50,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth DGRW trade |
| CWChristine E. WormuthExecutive | SPDR Portfolio S&P 500 ETF (SPLG)etf | Buy | $15,001 – $50,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth SPDR Portfolio S&P 500 ETF (SPLG) trade |
| CWChristine E. WormuthExecutive | SPDWState Street SPDR Portfolio Developed World ex-US ETF | Buy | $15,001 – $50,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth SPDW trade |
| CWChristine E. WormuthExecutive | IVViShares Core S&P 500 ETF | Buy | $15,001 – $50,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth IVV trade |
| CWChristine E. WormuthExecutive | DEMWisdomTree Emerging Markets High Dividend Fund | Buy | $1,001 – $15,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth DEM trade |
| CWChristine E. WormuthExecutive | SPDR Portfolio Intermediate Term Corporateetf | Buy | $15,001 – $50,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth SPDR Portfolio Intermediate Term Corporate trade |
| CWChristine E. WormuthExecutive | SPDR Portfolio S&P 500 ETF (SPLG)etf | Buy | $15,001 – $50,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth SPDR Portfolio S&P 500 ETF (SPLG) trade |
| CWChristine E. WormuthExecutive | SPMDState Street SPDR Portfolio S&P 400 Mid Cap ETF | Buy | $50,001 – $100,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth SPMD trade |
| CWChristine E. WormuthExecutive | MDYGState Street SPDR S&P 400 Mid Cap Growth ETF | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth MDYG trade |
| CWChristine E. WormuthExecutive | T Rowe PriceGlobal Stock Fund (PRGSX)fund | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth T Rowe PriceGlobal Stock Fund (PRGSX) trade |
| CWChristine E. WormuthExecutive | New World Fund, Inc Class F2 Sharesfund | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth New World Fund, Inc Class F2 Shares trade |
| CWChristine E. WormuthExecutive | MFS Growth Fund Class I Shares (MFEIX)fund | Sell | $50,001 – $100,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth MFS Growth Fund Class I Shares (MFEIX) trade |
| CWChristine E. WormuthExecutive | Hartford Climate Opportunities Fund Class Ifund | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth Hartford Climate Opportunities Fund Class I trade |
| CWChristine E. WormuthExecutive | Calamos Market Neutral Income Fund Class Ifund | Sell | $50,001 – $100,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth Calamos Market Neutral Income Fund Class I trade |
| CWChristine E. WormuthExecutive | SPMDState Street SPDR Portfolio S&P 400 Mid Cap ETF | Buy | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth SPMD trade |
| CWChristine E. WormuthExecutive | MDYGState Street SPDR S&P 400 Mid Cap Growth ETF | Sell | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth MDYG trade |
| CWChristine E. WormuthExecutive | T Rowe PriceGlobal Stock Fund (PRGSX)fund | Sell | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth T Rowe PriceGlobal Stock Fund (PRGSX) trade |
| CWChristine E. WormuthExecutive | New World Fund, Inc Class F2 Shares (NFFFX)fund | Sell | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth New World Fund, Inc Class F2 Shares (NFFFX) trade |
| CWChristine E. WormuthExecutive | Invesco NASDAQ 100 ETF Invesco NASDAQetf | Buy | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth Invesco NASDAQ 100 ETF Invesco NASDAQ trade |
| CWChristine E. WormuthExecutive | QQQInvesco QQQ Trust, Series 1 | Sell | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth QQQ trade |
| CWChristine E. WormuthExecutive | Hartford Climate Opportunities Fund Class I Shares (HEOIX)fund | Sell | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth Hartford Climate Opportunities Fund Class I Shares (HEOIX) trade |