Laurel M. LeeR-FLHouse | AAPLApple Inc. | SellSpouse | $15,001 – $50,000 | Jul 5, 2024 | Aug 5, 2024 | 31 | Filing for Laurel M. Lee AAPL trade |
Daniel MeuserR-PAHouse | US Treasury Bill 12/05/2024bond | SellSpouse | $250,001 – $500,000 | Jul 24, 2024 | Aug 3, 2024 | 10 | Filing for Daniel Meuser US Treasury Bill 12/05/2024 trade |
| CWChristine E. WormuthExecutive | ARKKARK Innovation ETF | Sell | $1,001 – $15,000 | Nov 2, 2023 | Aug 3, 2024 | 275 | Filing for Christine E. Wormuth ARKK trade |
| CWChristine E. WormuthExecutive | ARKKARK Innovation ETF | Sell | $1,001 – $15,000 | Nov 2, 2023 | Aug 3, 2024 | 275 | Filing for Christine E. Wormuth ARKK trade |
| CWChristine E. WormuthExecutive | ARKKARK Innovation ETF | Sell | $1,001 – $15,000 | Nov 2, 2023 | Aug 3, 2024 | 275 | Filing for Christine E. Wormuth ARKK trade |
| CWChristine E. WormuthExecutive | ARKKARK Innovation ETF | Sell | $1,001 – $15,000 | Nov 2, 2023 | Aug 3, 2024 | 275 | Filing for Christine E. Wormuth ARKK trade |
| CWChristine E. WormuthExecutive | ARKKARK Innovation ETF | Sell | $1,001 – $15,000 | Nov 2, 2023 | Aug 3, 2024 | 275 | Filing for Christine E. Wormuth ARKK trade |
| APArati PrabhakarExecutive | EMNTPIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund | Sell | $15,001 – $50,000 | Oct 10, 2023 | Aug 3, 2024 | 298 | Filing for Arati Prabhakar EMNT trade |
| APArati PrabhakarExecutive | DFA US Small Sustainability Targeted Value (DAABX)stock | Sell | $1,001 – $15,000 | Oct 10, 2023 | Aug 3, 2024 | 298 | Filing for Arati Prabhakar DFA US Small Sustainability Targeted Value (DAABX) trade |
| APArati PrabhakarExecutive | GMO Resources Fund Class I (GEACX)fund | Sell | $100,001 – $250,000 | Oct 10, 2023 | Aug 3, 2024 | 298 | Filing for Arati Prabhakar GMO Resources Fund Class I (GEACX) trade |
| APArati PrabhakarExecutive | Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX)fund | Sell | $1,001 – $15,000 | Oct 10, 2023 | Aug 3, 2024 | 298 | Filing for Arati Prabhakar Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX) trade |
| APArati PrabhakarExecutive | International Sustainability Core 1 Portfoliofund | Sell | $100,001 – $250,000 | Oct 10, 2023 | Aug 3, 2024 | 298 | Filing for Arati Prabhakar International Sustainability Core 1 Portfolio trade |
| APArati PrabhakarExecutive | GMO Resources Fund Class I (GEACX)fund | Sell | $100,001 – $250,000 | Oct 10, 2023 | Aug 3, 2024 | 298 | Filing for Arati Prabhakar GMO Resources Fund Class I (GEACX) trade |
| APArati PrabhakarExecutive | EMNTPIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund | Sell | $100,001 – $250,000 | Jun 27, 2023 | Aug 3, 2024 | 403 | Filing for Arati Prabhakar EMNT trade |
| APArati PrabhakarExecutive | Matthews Asia Pacific Tiger (MIPTX)stock | Sell | $250,001 – $500,000 | Jun 26, 2023 | Aug 3, 2024 | 404 | Filing for Arati Prabhakar Matthews Asia Pacific Tiger (MIPTX) trade |
| APArati PrabhakarExecutive | EMNTPIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund | Sell | $250,001 – $500,000 | Jun 26, 2023 | Aug 3, 2024 | 404 | Filing for Arati Prabhakar EMNT trade |
| APArati PrabhakarExecutive | Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX)fund | Sell | $1,001 – $15,000 | Jun 26, 2023 | Aug 3, 2024 | 404 | Filing for Arati Prabhakar Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX) trade |
| APArati PrabhakarExecutive | US Sustainability Core 1 Portfolio Institutionalfund | Sell | $15,001 – $50,000 | Jun 26, 2023 | Aug 3, 2024 | 404 | Filing for Arati Prabhakar US Sustainability Core 1 Portfolio Institutional trade |
| CWChristine E. WormuthExecutive | VA 529 Active (Aggressive Portfolio)fund | Sell | $1,001 – $15,000 | May 22, 2023 | Aug 3, 2024 | 439 | Filing for Christine E. Wormuth VA 529 Active (Aggressive Portfolio) trade |
| CWChristine E. WormuthExecutive | VA 529 Active (Aggressive Portfolio)fund | Sell | $1,001 – $15,000 | May 22, 2023 | Aug 3, 2024 | 439 | Filing for Christine E. Wormuth VA 529 Active (Aggressive Portfolio) trade |
| APArati PrabhakarExecutive | Matthews Asia Pacific Tiger (MIPTX)stock | Sell | $50,001 – $100,000 | May 8, 2023 | Aug 3, 2024 | 453 | Filing for Arati Prabhakar Matthews Asia Pacific Tiger (MIPTX) trade |
| APArati PrabhakarExecutive | DFA US Sustainability Core 1 (DFSIX)other | Sell | $250,001 – $500,000 | May 8, 2023 | Aug 3, 2024 | 453 | Filing for Arati Prabhakar DFA US Sustainability Core 1 (DFSIX) trade |
| APArati PrabhakarExecutive | Schwab Value Advantage Money Fund Ultrafund | Sell | $50,001 – $100,000 | May 8, 2023 | Aug 3, 2024 | 453 | Filing for Arati Prabhakar Schwab Value Advantage Money Fund Ultra trade |
| APArati PrabhakarExecutive | DFA US Small Sustainability Targeted Valuestock | Sell | $50,001 – $100,000 | May 8, 2023 | Aug 3, 2024 | 453 | Filing for Arati Prabhakar DFA US Small Sustainability Targeted Value trade |
| CWChristine E. WormuthExecutive | QQQInvesco QQQ Trust, Series 1 | Sell | $15,001 – $50,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth QQQ trade |
| CWChristine E. WormuthExecutive | QQQInvesco QQQ Trust, Series 1 | Sell | $15,001 – $50,000 | Apr 24, 2023 | Aug 3, 2024 | 467 | Filing for Christine E. Wormuth QQQ trade |
| CWChristine E. WormuthExecutive | MDYGState Street SPDR S&P 400 Mid Cap Growth ETF | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth MDYG trade |
| CWChristine E. WormuthExecutive | T Rowe PriceGlobal Stock Fund (PRGSX)fund | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth T Rowe PriceGlobal Stock Fund (PRGSX) trade |
| CWChristine E. WormuthExecutive | New World Fund, Inc Class F2 Sharesfund | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth New World Fund, Inc Class F2 Shares trade |
| CWChristine E. WormuthExecutive | MFS Growth Fund Class I Shares (MFEIX)fund | Sell | $50,001 – $100,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth MFS Growth Fund Class I Shares (MFEIX) trade |
| CWChristine E. WormuthExecutive | Hartford Climate Opportunities Fund Class Ifund | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth Hartford Climate Opportunities Fund Class I trade |
| CWChristine E. WormuthExecutive | Calamos Market Neutral Income Fund Class Ifund | Sell | $50,001 – $100,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth Calamos Market Neutral Income Fund Class I trade |
| CWChristine E. WormuthExecutive | MDYGState Street SPDR S&P 400 Mid Cap Growth ETF | Sell | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth MDYG trade |
| CWChristine E. WormuthExecutive | T Rowe PriceGlobal Stock Fund (PRGSX)fund | Sell | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth T Rowe PriceGlobal Stock Fund (PRGSX) trade |
| CWChristine E. WormuthExecutive | New World Fund, Inc Class F2 Shares (NFFFX)fund | Sell | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth New World Fund, Inc Class F2 Shares (NFFFX) trade |
| CWChristine E. WormuthExecutive | QQQInvesco QQQ Trust, Series 1 | Sell | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth QQQ trade |
| CWChristine E. WormuthExecutive | Hartford Climate Opportunities Fund Class I Shares (HEOIX)fund | Sell | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth Hartford Climate Opportunities Fund Class I Shares (HEOIX) trade |
| CWChristine E. WormuthExecutive | Calamos Market Neutral Income Fund Class I Shares (CMNIX)fund | Sell | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth Calamos Market Neutral Income Fund Class I Shares (CMNIX) trade |
| CWChristine E. WormuthExecutive | Vanguard 500 Index Fund Admiral Sharesetf | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth Vanguard 500 Index Fund Admiral Shares trade |
| CWChristine E. WormuthExecutive | Vanguard/Wellington Fund, Inc Investorfund | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth Vanguard/Wellington Fund, Inc Investor trade |
| CWChristine E. WormuthExecutive | MDYGState Street SPDR S&P 400 Mid Cap Growth ETF | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth MDYG trade |
| CWChristine E. WormuthExecutive | T Rowe PriceGlobal Stock Fund (PRGSX)fund | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth T Rowe PriceGlobal Stock Fund (PRGSX) trade |
| CWChristine E. WormuthExecutive | MFS Growth Fund Class I Shares (MFEIX)fund | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth MFS Growth Fund Class I Shares (MFEIX) trade |
| CWChristine E. WormuthExecutive | T Rowe PriceGlobal Stock Fund (PRGSX)fund | Sell | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth T Rowe PriceGlobal Stock Fund (PRGSX) trade |
| CWChristine E. WormuthExecutive | New World Fund, Inc Class F2 Shares (NFFFX)fund | Sell | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth New World Fund, Inc Class F2 Shares (NFFFX) trade |
| CWChristine E. WormuthExecutive | MFS Growth Fund Class I Shares (MFEIX)fund | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth MFS Growth Fund Class I Shares (MFEIX) trade |
| CWChristine E. WormuthExecutive | Hartford Climate Opportunities Fund Class I Shares (HEOIX)fund | Sell | $1,001 – $15,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth Hartford Climate Opportunities Fund Class I Shares (HEOIX) trade |
| CWChristine E. WormuthExecutive | Calamos Market Neutral Income Fund Class Ifund | Sell | $15,001 – $50,000 | Apr 21, 2023 | Aug 3, 2024 | 470 | Filing for Christine E. Wormuth Calamos Market Neutral Income Fund Class I trade |
| SPSamantha PowerExecutive | BSVVanguard Short-Term Bond ETF | Sell | $50,001 – $100,000 | Jan 17, 2023 | Aug 3, 2024 | 564 | Filing for Samantha Power BSV trade |
| APArati PrabhakarExecutive | DFA International Sustainability Core 1other | Sell | $50,001 – $100,000 | Jan 4, 2023 | Aug 3, 2024 | 577 | Filing for Arati Prabhakar DFA International Sustainability Core 1 trade |