| CRCecilia RouseExecutive | IEMGiShares Core MSCI Emerging Markets ETF | Sell | $1,001 – $15,000 | Oct 3, 2022 | May 10, 2023 | 219 | Filing for Cecilia Rouse IEMG trade |
| CRCecilia RouseExecutive | American Balanced Fund Class A Sharesfund | Sell | $15,001 – $50,000 | Sep 23, 2022 | May 10, 2023 | 229 | Filing for Cecilia Rouse American Balanced Fund Class A Shares trade |
| CRCecilia RouseExecutive | FlexShares iBoxx 3-Year Target Durationother | Sell | $50,001 – $100,000 | Jul 25, 2022 | May 10, 2023 | 289 | Filing for Cecilia Rouse FlexShares iBoxx 3-Year Target Duration trade |
| CRCecilia RouseExecutive | MainStay MacKay High Yield Municipal Bondstock | Sell | $15,001 – $50,000 | May 11, 2022 | May 10, 2023 | 364 | Filing for Cecilia Rouse MainStay MacKay High Yield Municipal Bond trade |
| CRCecilia RouseExecutive | Goldman Sachs Dynamic Municipal Incomestock | Sell | $15,001 – $50,000 | Apr 11, 2022 | May 10, 2023 | 394 | Filing for Cecilia Rouse Goldman Sachs Dynamic Municipal Income trade |
| CRCecilia RouseExecutive | Vanguard Intermediate-Term Tax-Exemptstock | Sell | $15,001 – $50,000 | Apr 8, 2022 | May 10, 2023 | 397 | Filing for Cecilia Rouse Vanguard Intermediate-Term Tax-Exempt trade |
Earl L. "Buddy" CarterR-GAHouse | Sterling Capital Mgt Mid Valfund | Partial sell | $100,001 – $250,000 | May 1, 2023 | May 9, 2023 | 8 | Filing for Earl L. "Buddy" Carter Sterling Capital Mgt Mid Val trade |
Earl L. "Buddy" CarterR-GAHouse | Neuberger Berman Intl ADRfund | Partial sell | $100,001 – $250,000 | May 1, 2023 | May 9, 2023 | 8 | Filing for Earl L. "Buddy" Carter Neuberger Berman Intl ADR trade |
Earl L. "Buddy" CarterR-GAHouse | Kayne Anderson Sm Quality Valfund | Partial sell | $100,001 – $250,000 | May 1, 2023 | May 9, 2023 | 8 | Filing for Earl L. "Buddy" Carter Kayne Anderson Sm Quality Val trade |
Earl L. "Buddy" CarterR-GAHouse | Eaton Vance Large Valuefund | Partial sell | $100,001 – $250,000 | May 1, 2023 | May 9, 2023 | 8 | Filing for Earl L. "Buddy" Carter Eaton Vance Large Value trade |
Earl L. "Buddy" CarterR-GAHouse | Eaton Vance Large Valuefund | Partial sell | $100,001 – $250,000 | May 1, 2023 | May 9, 2023 | 8 | Filing for Earl L. "Buddy" Carter Eaton Vance Large Value trade |
Robert J. WittmanR-VAHouse | CSCOCisco Systems Inc. | Sell | $1,001 – $15,000 | Apr 20, 2023 | May 7, 2023 | 17 | Filing for Robert J. Wittman CSCO trade |
| LALloyd AustinExecutive | TCHPT. Rowe Price Blue Chip Growth ETF | Sell | $50,001 – $100,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin TCHP trade |
| LALloyd AustinExecutive | Tax-Exempt Bond Fund of America Class F2fund | Sell | $100,001 – $250,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin Tax-Exempt Bond Fund of America Class F2 trade |
| LALloyd AustinExecutive | Invesco Oppenheimer Developing Marketsstock | Sell | $50,001 – $100,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin Invesco Oppenheimer Developing Markets trade |
| LALloyd AustinExecutive | Fidelity Municipal Bond Index Fund (FMBIX)fund | Sell | $100,001 – $250,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin Fidelity Municipal Bond Index Fund (FMBIX) trade |
| LALloyd AustinExecutive | FIMUFidelity Intermediate Municipal Income ETF | Sell | $100,001 – $250,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin FIMU trade |
| LALloyd AustinExecutive | EuroPacific Growth Fund Class F2 Sharesfund | Sell | $15,001 – $50,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin EuroPacific Growth Fund Class F2 Shares trade |
Mike FloodR-NEHouse | Midwest Banc Holding Companyother | Sell | $1,001 – $15,000 | Apr 24, 2023 | May 4, 2023 | 10 | Filing for Mike Flood Midwest Banc Holding Company trade |
Eleanor Holmes NortonD-DCHouse | DC Rev NPR MAY13 4.0% APR01 2037bond | Sell | $50,001 – $100,000 | Apr 3, 2023 | May 4, 2023 | 31 | Filing for Eleanor Holmes Norton DC Rev NPR MAY13 4.0% APR01 2037 trade |
| NFNuria FernandezExecutive | BMYBristol-Myers Squibb Company | Sell | $1,001 – $15,000 | Mar 2, 2023 | May 4, 2023 | 63 | Filing for Nuria Fernandez BMY trade |
| NFNuria FernandezExecutive | BLKBlackRock Inc. | Sell | $1,001 – $15,000 | Feb 24, 2023 | May 4, 2023 | 69 | Filing for Nuria Fernandez BLK trade |
| NFNuria FernandezExecutive | BLKBlackRock Inc. | Sell | $1,001 – $15,000 | Feb 22, 2023 | May 4, 2023 | 71 | Filing for Nuria Fernandez BLK trade |
| NFNuria FernandezExecutive | BLKBlackRock Inc. | Sell | $1,001 – $15,000 | Feb 13, 2023 | May 4, 2023 | 80 | Filing for Nuria Fernandez BLK trade |
| NFNuria FernandezExecutive | ITWIllinois Tool Works Inc. | Sell | $1,001 – $15,000 | Feb 13, 2023 | May 4, 2023 | 80 | Filing for Nuria Fernandez ITW trade |
| NFNuria FernandezExecutive | ITWIllinois Tool Works Inc. | Sell | $1,001 – $15,000 | Feb 8, 2023 | May 4, 2023 | 85 | Filing for Nuria Fernandez ITW trade |
| NFNuria FernandezExecutive | PNCPNC Financial Services Group Inc. (The) | Sell | $1,001 – $15,000 | Feb 8, 2023 | May 4, 2023 | 85 | Filing for Nuria Fernandez PNC trade |
Stephen F. LynchD-MAHouse | Nationwide Investor Destination Moderate Aggressive Mutual Fundother | Sell | $15,001 – $50,000 | Dec 30, 2022 | May 3, 2023 | 124 | Filing for Stephen F. Lynch Nationwide Investor Destination Moderate Aggressive Mutual Fund trade |
Stephen F. LynchD-MAHouse | Invesco Development Markets Mutual Fundother | Sell | $1,001 – $15,000 | Dec 30, 2022 | May 3, 2023 | 124 | Filing for Stephen F. Lynch Invesco Development Markets Mutual Fund trade |
Thomas R. CarperD-DESenate | TMOThermo Fisher Scientific Inc | Partial sellSpouse | $1,001 – $15,000 | Apr 26, 2023 | May 1, 2023 | 5 | Filing for Thomas R. Carper TMO trade |
Thomas R. CarperD-DESenate | US TREASURY BILLother | SellSpouse | $15,001 – $50,000 | Apr 20, 2023 | May 1, 2023 | 11 | Filing for Thomas R. Carper US TREASURY BILL trade |
Thomas R. CarperD-DESenate | US TREASURY BILLother | SellSpouse | $15,001 – $50,000 | Apr 20, 2023 | May 1, 2023 | 11 | Filing for Thomas R. Carper US TREASURY BILL trade |
Thomas R. CarperD-DESenate | VSHVishay Intertechnology Inc. | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper VSH trade |
Thomas R. CarperD-DESenate | DIODDiodes Incorporated | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper DIOD trade |
Thomas R. CarperD-DESenate | ALGMAllegro MicroSystems Inc. | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper ALGM trade |
Thomas R. CarperD-DESenate | MRVLMarvell Technology Inc. | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper MRVL trade |
Thomas R. CarperD-DESenate | DGRSWisdomTree U.S. SmallCap Quality Dividend Growth Fund | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper DGRS trade |
Thomas R. CarperD-DESenate | SNDRSchneider National Inc. | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper SNDR trade |
Thomas R. CarperD-DESenate | RTHVanEck Retail ETF | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper RTH trade |
Thomas R. CarperD-DESenate | FDNFirst Trust DJ Internet Index Fund | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper FDN trade |
Thomas R. CarperD-DESenate | AVNTAvient Corporation | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper AVNT trade |
Thomas R. CarperD-DESenate | BRKRBruker Corporation | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper BRKR trade |
Thomas R. CarperD-DESenate | LGILazard Global Total Return and Income Fund | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper LGI trade |
Thomas R. CarperD-DESenate | SBIOALPS Medical Breakthroughs ETF | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper SBIO trade |
Thomas R. CarperD-DESenate | JHMMJohn Hancock Multifactor Mid Cap ETF | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper JHMM trade |
Thomas R. CarperD-DESenate | Fidelity Advisor International Capital Appreciatother | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper Fidelity Advisor International Capital Appreciat trade |
Thomas R. CarperD-DESenate | Fidelity Advisor Emerging Markets Fund Class Iother | SellSpouse | $1,001 – $15,000 | Apr 17, 2023 | May 1, 2023 | 14 | Filing for Thomas R. Carper Fidelity Advisor Emerging Markets Fund Class I trade |
Thomas R. CarperD-DESenate | CSCOCisco Systems Inc. | SellSpouse | $15,001 – $50,000 | Apr 13, 2023 | May 1, 2023 | 18 | Filing for Thomas R. Carper CSCO trade |
Thomas R. CarperD-DESenate | UAUnder Armour Inc. Class C | SellSpouse | $1,001 – $15,000 | Apr 13, 2023 | May 1, 2023 | 18 | Filing for Thomas R. Carper UA trade |
Thomas R. CarperD-DESenate | UAAUnder Armour Inc. Class A | SellSpouse | $1,001 – $15,000 | Apr 13, 2023 | May 1, 2023 | 18 | Filing for Thomas R. Carper UAA trade |