| ELEllen McCausland LordExecutive | VWOVanguard FTSE Emerging Markets ETF | Sell | $1,001 – $15,000 | Sep 14, 2020 | Mar 18, 2021 | 185 | Filing for Ellen McCausland Lord VWO trade |
| ELEllen McCausland LordExecutive | Morgan Stanley Institutional Fund Trust Growth Portfolio Class I Shares (MSEQX)fund | Sell | $1,001 – $15,000 | Sep 14, 2020 | Mar 18, 2021 | 185 | Filing for Ellen McCausland Lord Morgan Stanley Institutional Fund Trust Growth Portfolio Class I Shares (MSEQX) trade |
| ELEllen McCausland LordExecutive | IJRiShares Core S&P Small-Cap ETF | Sell | $1,001 – $15,000 | Sep 14, 2020 | Mar 18, 2021 | 185 | Filing for Ellen McCausland Lord IJR trade |
| ELEllen McCausland LordExecutive | Lyrical US Value Equity Fund Institutional Class Shares (LYRIX)fund | Sell | $1,001 – $15,000 | Sep 14, 2020 | Mar 18, 2021 | 185 | Filing for Ellen McCausland Lord Lyrical US Value Equity Fund Institutional Class Shares (LYRIX) trade |
| ELEllen McCausland LordExecutive | TPYPTortoise North American Pipeline ETF | Sell | $1,001 – $15,000 | Sep 14, 2020 | Mar 18, 2021 | 185 | Filing for Ellen McCausland Lord TPYP trade |
| ELEllen McCausland LordExecutive | Neuberger Berman MLP and Energy Incomestock | Sell | $50,001 – $100,000 | Apr 14, 2020 | Mar 18, 2021 | 338 | Filing for Ellen McCausland Lord Neuberger Berman MLP and Energy Income trade |
| ELEllen McCausland LordExecutive | Virtus Newfleet Multi-Sector Short Term Bondstock | Sell | $50,001 – $100,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord Virtus Newfleet Multi-Sector Short Term Bond trade |
| ELEllen McCausland LordExecutive | Franklin Mutual European Fund Class Zfund | Sell | $15,001 – $50,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord Franklin Mutual European Fund Class Z trade |
| ELEllen McCausland LordExecutive | T Rowe Price Japan Fund (PRJPX)fund | Sell | $1,001 – $15,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord T Rowe Price Japan Fund (PRJPX) trade |
| ELEllen McCausland LordExecutive | AQR Managed Futures Strategy Fund Class I Shares (AQMIX)fund | Sell | $1,001 – $15,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord AQR Managed Futures Strategy Fund Class I Shares (AQMIX) trade |
| ELEllen McCausland LordExecutive | EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | Sell | $1,001 – $15,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord EXG trade |
| ELEllen McCausland LordExecutive | T Rowe Price Tax-Free Short-Intermediate Fund, Inc (PRFSX)fund | Sell | $1,001 – $15,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord T Rowe Price Tax-Free Short-Intermediate Fund, Inc (PRFSX) trade |
| ELEllen McCausland LordExecutive | Cullen International High Dividend Fund Class I Shares (CIHIX)fund | Sell | $1,001 – $15,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord Cullen International High Dividend Fund Class I Shares (CIHIX) trade |
| ELEllen McCausland LordExecutive | VBKVanguard Morningstar Small-Cap Growth ETF | Sell | $1,001 – $15,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord VBK trade |
| ELEllen McCausland LordExecutive | Virtus VontobelEmerging Marketsstock | Sell | $15,001 – $50,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord Virtus VontobelEmerging Markets trade |
| ELEllen McCausland LordExecutive | DoubleLine Total Return Bond Fund Class I Shares (DBLTX)fund | Sell | $1,001 – $15,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord DoubleLine Total Return Bond Fund Class I Shares (DBLTX) trade |
| ELEllen McCausland LordExecutive | IJKiShares S&P Mid-Cap 400 Growth ETF | Sell | $1,001 – $15,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord IJK trade |
| ELEllen McCausland LordExecutive | FTAFirst Trust Large Cap Value AlphaDEX Fund | Sell | $50,001 – $100,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord FTA trade |
| ELEllen McCausland LordExecutive | IJHiShares Core S&P Mid-Cap ETF | Sell | $1,001 – $15,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord IJH trade |
| ELEllen McCausland LordExecutive | Calamos Market Neutral Income Fund Class I Shares (CMNIX)fund | Sell | $1,001 – $15,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord Calamos Market Neutral Income Fund Class I Shares (CMNIX) trade |
| ELEllen McCausland LordExecutive | PGIM Short-Term Corporate Bond Fund Classfund | Sell | $15,001 – $50,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord PGIM Short-Term Corporate Bond Fund Class trade |
| ELEllen McCausland LordExecutive | ISCViShares Morningstar Small-Cap Value ETF | Sell | $15,001 – $50,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord ISCV trade |
| ELEllen McCausland LordExecutive | RSPInvesco S&P 500 Equal Weight ETF | Sell | $15,001 – $50,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord RSP trade |
| ELEllen McCausland LordExecutive | Neuberger Berman Equity Income Fundfund | Sell | $100,001 – $250,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord Neuberger Berman Equity Income Fund trade |
| ELEllen McCausland LordExecutive | EuroPacific Growth Fund Class F2 Sharesfund | Sell | $100,001 – $250,000 | Mar 4, 2020 | Mar 18, 2021 | 379 | Filing for Ellen McCausland Lord EuroPacific Growth Fund Class F2 Shares trade |
| ELEllen McCausland LordExecutive | Franklin K2 Alternative Strategies Fundfund | Sell | $15,001 – $50,000 | Feb 13, 2020 | Mar 18, 2021 | 399 | Filing for Ellen McCausland Lord Franklin K2 Alternative Strategies Fund trade |
| ELEllen McCausland LordExecutive | Hartford Growth Opportunities Fund Class Ifund | Sell | $15,001 – $50,000 | Feb 13, 2020 | Mar 18, 2021 | 399 | Filing for Ellen McCausland Lord Hartford Growth Opportunities Fund Class I trade |
| ELEllen McCausland LordExecutive | Highland Long/Short Equity Fund Class Zfund | Sell | $100,001 – $250,000 | Feb 13, 2020 | Mar 18, 2021 | 399 | Filing for Ellen McCausland Lord Highland Long/Short Equity Fund Class Z trade |
| ELEllen McCausland LordExecutive | PGIM Total Return Bond Fund Class Zfund | Sell | $15,001 – $50,000 | Feb 13, 2020 | Mar 18, 2021 | 399 | Filing for Ellen McCausland Lord PGIM Total Return Bond Fund Class Z trade |
Robert J. WittmanR-VAHouse | PGRProgressive Corporation (The) | Sell | $1,001 – $15,000 | Feb 18, 2021 | Mar 17, 2021 | 27 | Filing for Robert J. Wittman PGR trade |
Peter MeijerR-MIHouse | Yandex N.V. - Class A Ordinary Sharesstock | Sell | $1,001 – $15,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer Yandex N.V. - Class A Ordinary Shares trade |
Peter MeijerR-MIHouse | ULUnilever PLC ADR | Sell | $15,001 – $50,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer UL trade |
Peter MeijerR-MIHouse | unicharm Corp Sponsored AdRstock | Sell | $15,001 – $50,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer unicharm Corp Sponsored AdR trade |
Peter MeijerR-MIHouse | Tencent holdings limited unsponsored AdR Representing B Sharesstock | Sell | $50,001 – $100,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer Tencent holdings limited unsponsored AdR Representing B Shares trade |
Peter MeijerR-MIHouse | TSMTaiwan Semiconductor Manufacturing Company Ltd. | Sell | $50,001 – $100,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer TSM trade |
Peter MeijerR-MIHouse | Sysmex Corporation unsponsored AdRstock | Sell | $15,001 – $50,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer Sysmex Corporation unsponsored AdR trade |
Peter MeijerR-MIHouse | Symrise Ag unsponsored AdRstock | Sell | $15,001 – $50,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer Symrise Ag unsponsored AdR trade |
Peter MeijerR-MIHouse | Sonova holding AG unsponsored AdRstock | Sell | $15,001 – $50,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer Sonova holding AG unsponsored AdR trade |
Peter MeijerR-MIHouse | Shionogi & Co ltd unsponsored AdRstock | Sell | $1,001 – $15,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer Shionogi & Co ltd unsponsored AdR trade |
Peter MeijerR-MIHouse | SGS SA AdRstock | Sell | $1,001 – $15,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer SGS SA AdR trade |
Peter MeijerR-MIHouse | Schneider Electric SE unsponsored AdRstock | Sell | $15,001 – $50,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer Schneider Electric SE unsponsored AdR trade |
Peter MeijerR-MIHouse | SAPSAP SE ADS | Sell | $15,001 – $50,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer SAP trade |
Peter MeijerR-MIHouse | Royal dutch Shell PlC Royal dutch Shell PlC American depositary Sharesstock | Sell | $15,001 – $50,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer Royal dutch Shell PlC Royal dutch Shell PlC American depositary Shares trade |
Peter MeijerR-MIHouse | Roche holdings AG Basel American depositary Sharesstock | Sell | $15,001 – $50,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer Roche holdings AG Basel American depositary Shares trade |
Peter MeijerR-MIHouse | RIORio Tinto Plc | Sell | $15,001 – $50,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer RIO trade |
Peter MeijerR-MIHouse | Ping An Insurancestock | Sell | $15,001 – $50,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer Ping An Insurance trade |
Peter MeijerR-MIHouse | Novozymes A/S unsponsored American depositary Receiptstock | Sell | $1,001 – $15,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer Novozymes A/S unsponsored American depositary Receipt trade |
Peter MeijerR-MIHouse | NITORI hOldINGS CO., lTd. AdR CMNother | Sell | $1,001 – $15,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer NITORI hOldINGS CO., lTd. AdR CMN trade |
Peter MeijerR-MIHouse | Nestle SA Sponsored AdR representing Registered Shares Series Bstock | Sell | $15,001 – $50,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer Nestle SA Sponsored AdR representing Registered Shares Series B trade |
Peter MeijerR-MIHouse | lukoil Co Sponsored AdRstock | Sell | $15,001 – $50,000 | Feb 17, 2021 | Mar 16, 2021 | 27 | Filing for Peter Meijer lukoil Co Sponsored AdR trade |