| JRJeffrey A. RosenExecutive | Advisors Inner Circle Edgewood Growth Fundfund | Sell | $50,001 – $100,000 | Mar 31, 2020 | Feb 17, 2021 | 323 | Filing for Jeffrey A. Rosen Advisors Inner Circle Edgewood Growth Fund trade |
| JRJeffrey A. RosenExecutive | Harding Loevner International Equity Portfoliofund | Sell | $15,001 – $50,000 | Mar 31, 2020 | Feb 17, 2021 | 323 | Filing for Jeffrey A. Rosen Harding Loevner International Equity Portfolio trade |
| JRJeffrey A. RosenExecutive | ClearBridge Small Cap Fundfund | Sell | $15,001 – $50,000 | Mar 31, 2020 | Feb 17, 2021 | 323 | Filing for Jeffrey A. Rosen ClearBridge Small Cap Fund trade |
| JRJeffrey A. RosenExecutive | OAKIOakmark International Large Cap ETF | Sell | $15,001 – $50,000 | Mar 20, 2020 | Feb 17, 2021 | 334 | Filing for Jeffrey A. Rosen OAKI trade |
| JRJeffrey A. RosenExecutive | VXUSVanguard Total International Stock ETF | Sell | $100,001 – $250,000 | Mar 19, 2020 | Feb 17, 2021 | 335 | Filing for Jeffrey A. Rosen VXUS trade |
| JRJeffrey A. RosenExecutive | Vanguard Total Stock Market Index Fundetf | Sell | $250,001 – $500,000 | Mar 19, 2020 | Feb 17, 2021 | 335 | Filing for Jeffrey A. Rosen Vanguard Total Stock Market Index Fund trade |
| JRJeffrey A. RosenExecutive | Vanguard European Stock Index Fundetf | Sell | $15,001 – $50,000 | Mar 18, 2020 | Feb 17, 2021 | 336 | Filing for Jeffrey A. Rosen Vanguard European Stock Index Fund trade |
| JRJeffrey A. RosenExecutive | Vanguard Total Stock Market Index Fundetf | Sell | $100,001 – $250,000 | Mar 18, 2020 | Feb 17, 2021 | 336 | Filing for Jeffrey A. Rosen Vanguard Total Stock Market Index Fund trade |
| JRJeffrey A. RosenExecutive | Vanguard Total Stock Market Index Fundetf | Sell | $500,001 – $1,000,000 | Mar 18, 2020 | Feb 17, 2021 | 336 | Filing for Jeffrey A. Rosen Vanguard Total Stock Market Index Fund trade |
| JRJeffrey A. RosenExecutive | Vanguard Total Stock Market Index Fundetf | Sell | $100,001 – $250,000 | Mar 16, 2020 | Feb 17, 2021 | 338 | Filing for Jeffrey A. Rosen Vanguard Total Stock Market Index Fund trade |
| PPPatrick PizzellaExecutive | Lord Abbett Short Duration Income Fundfund | Sell | $15,001 – $50,000 | Feb 25, 2020 | Feb 17, 2021 | 358 | Filing for Patrick Pizzella Lord Abbett Short Duration Income Fund trade |
| JRJeffrey A. RosenExecutive | AB Large Cap Growth Advstock | Sell | $15,001 – $50,000 | Feb 21, 2020 | Feb 17, 2021 | 362 | Filing for Jeffrey A. Rosen AB Large Cap Growth Adv trade |
Mo BrooksR-ALHouse | TFCTruist Financial Corporation | Sell | $1,001 – $15,000 | Feb 8, 2021 | Feb 16, 2021 | 8 | Filing for Mo Brooks TFC trade |
Mo BrooksR-ALHouse | CSCOCisco Systems Inc. | Sell | $1,001 – $15,000 | Feb 8, 2021 | Feb 16, 2021 | 8 | Filing for Mo Brooks CSCO trade |
Mo BrooksR-ALHouse | TAT&T Inc. | Sell | $1,001 – $15,000 | Feb 8, 2021 | Feb 16, 2021 | 8 | Filing for Mo Brooks T trade |
Suzan K. DelBeneD-WAHouse | MNTgRY CN MD 5.00% go Due 10/01/2025bond | SellJoint | $500,001 – $1,000,000 | Jan 13, 2021 | Feb 16, 2021 | 34 | Filing for Suzan K. DelBene MNTgRY CN MD 5.00% go Due 10/01/2025 trade |
Suzan K. DelBeneD-WAHouse | Illinois HSg Dev Auth BDS 1.70% Due 04/01/2031bond | Partial sellJoint | $50,001 – $100,000 | Jan 4, 2021 | Feb 16, 2021 | 43 | Filing for Suzan K. DelBene Illinois HSg Dev Auth BDS 1.70% Due 04/01/2031 trade |
Suzan K. DelBeneD-WAHouse | Florida HSg Fin Corp Homeowner MTg Rev 2.15% Due 07/01/2029bond | Partial sellJoint | $15,001 – $50,000 | Jan 4, 2021 | Feb 16, 2021 | 43 | Filing for Suzan K. DelBene Florida HSg Fin Corp Homeowner MTg Rev 2.15% Due 07/01/2029 trade |
Marie NewmanD-ILHouse | WWayfair Inc. Class A | SellSpouse | $1,001 – $15,000 | Jan 26, 2021 | Feb 13, 2021 | 18 | Filing for Marie Newman W trade |
Dean PhillipsD-MNHouse | uS Bancorp VAR RT Perp Mat dtd 11/23/2015bond | Partial sell | $1,001 – $15,000 | Jan 26, 2021 | Feb 13, 2021 | 18 | Filing for Dean Phillips uS Bancorp VAR RT Perp Mat dtd 11/23/2015 trade |
Marie NewmanD-ILHouse | WWayfair Inc. Class A | SellSpouse | $1,001 – $15,000 | Jan 25, 2021 | Feb 13, 2021 | 19 | Filing for Marie Newman W trade |
Dean PhillipsD-MNHouse | HONHoneywell International Inc. | Partial sell | $1,001 – $15,000 | Jan 25, 2021 | Feb 13, 2021 | 19 | Filing for Dean Phillips HON trade |
Marie NewmanD-ILHouse | CRMSalesforce Inc. | SellJoint | $15,001 – $50,000 | Jan 22, 2021 | Feb 13, 2021 | 22 | Filing for Marie Newman CRM trade |
Marie NewmanD-ILHouse | NFLXNetflix Inc. | SellSpouse | $100,001 – $250,000 | Jan 22, 2021 | Feb 13, 2021 | 22 | Filing for Marie Newman NFLX trade |
Marie NewmanD-ILHouse | MRNAModerna Inc. | SellSpouse | $1,001 – $15,000 | Jan 22, 2021 | Feb 13, 2021 | 22 | Filing for Marie Newman MRNA trade |
Marie NewmanD-ILHouse | MSFTMicrosoft Corporation | SellSpouse | $15,001 – $50,000 | Jan 22, 2021 | Feb 13, 2021 | 22 | Filing for Marie Newman MSFT trade |
Marie NewmanD-ILHouse | MCDMcDonald's Corporation | SellSpouse | $15,001 – $50,000 | Jan 22, 2021 | Feb 13, 2021 | 22 | Filing for Marie Newman MCD trade |
Marie NewmanD-ILHouse | GMGeneral Motors Company | SellSpouse | $1,001 – $15,000 | Jan 22, 2021 | Feb 13, 2021 | 22 | Filing for Marie Newman GM trade |
Marie NewmanD-ILHouse | AAPLApple Inc. | SellSpouse | $1,001 – $15,000 | Jan 22, 2021 | Feb 13, 2021 | 22 | Filing for Marie Newman AAPL trade |
Marie NewmanD-ILHouse | BABAAlibaba Group Holding Limited ADR | SellSpouse | $15,001 – $50,000 | Jan 22, 2021 | Feb 13, 2021 | 22 | Filing for Marie Newman BABA trade |
Dean PhillipsD-MNHouse | PCARPACCAR Inc. | Partial sell | $1,001 – $15,000 | Jan 21, 2021 | Feb 13, 2021 | 23 | Filing for Dean Phillips PCAR trade |
Marie NewmanD-ILHouse | NFLXNetflix Inc. | SellSpouse | $1,001 – $15,000 | Jan 19, 2021 | Feb 13, 2021 | 25 | Filing for Marie Newman NFLX trade |
Marie NewmanD-ILHouse | NFLXNetflix Inc. | SellSpouse | $1,001 – $15,000 | Jan 19, 2021 | Feb 13, 2021 | 25 | Filing for Marie Newman NFLX trade |
Marie NewmanD-ILHouse | NFLXNetflix Inc. | SellSpouse | $1,001 – $15,000 | Jan 19, 2021 | Feb 13, 2021 | 25 | Filing for Marie Newman NFLX trade |
Dean PhillipsD-MNHouse | goldman Sachs group Inc. Var Rt Perp Mat dtd 04/23/2015bond | Sell | $1,001 – $15,000 | Jan 19, 2021 | Feb 13, 2021 | 25 | Filing for Dean Phillips goldman Sachs group Inc. Var Rt Perp Mat dtd 04/23/2015 trade |
Marie NewmanD-ILHouse | Zoom Technologies, Inc.option | SellSpouse | $1,001 – $15,000 | Jan 15, 2021 | Feb 13, 2021 | 29 | Filing for Marie Newman Zoom Technologies, Inc. trade |
Marie NewmanD-ILHouse | Zoom Technologies, Inc.option | SellSpouse | $1,001 – $15,000 | Jan 15, 2021 | Feb 13, 2021 | 29 | Filing for Marie Newman Zoom Technologies, Inc. trade |
Marie NewmanD-ILHouse | WWayfair Inc. Class A | Sell | $15,001 – $50,000 | Jan 15, 2021 | Feb 13, 2021 | 29 | Filing for Marie Newman W trade |
Marie NewmanD-ILHouse | METMetLife Inc. | SellSpouse | $1,001 – $15,000 | Jan 15, 2021 | Feb 13, 2021 | 29 | Filing for Marie Newman MET trade |
Marie NewmanD-ILHouse | FDXFedEx Corporation | SellSpouse | $15,001 – $50,000 | Jan 15, 2021 | Feb 13, 2021 | 29 | Filing for Marie Newman FDX trade |
Marie NewmanD-ILHouse | DUKDuke Energy Corporation (Holding Company) | SellSpouse | $1,001 – $15,000 | Jan 15, 2021 | Feb 13, 2021 | 29 | Filing for Marie Newman DUK trade |
Marie NewmanD-ILHouse | NFLXNetflix Inc. | SellSpouse | $1,001 – $15,000 | Jan 14, 2021 | Feb 13, 2021 | 30 | Filing for Marie Newman NFLX trade |
Marie NewmanD-ILHouse | NFLXNetflix Inc. | SellSpouse | $1,001 – $15,000 | Jan 14, 2021 | Feb 13, 2021 | 30 | Filing for Marie Newman NFLX trade |
Marie NewmanD-ILHouse | DOCUDocuSign Inc. | SellSpouse | $15,001 – $50,000 | Jan 14, 2021 | Feb 13, 2021 | 30 | Filing for Marie Newman DOCU trade |
Dean PhillipsD-MNHouse | ACNAccenture plc Class A | Sell | $1,001 – $15,000 | Jan 12, 2021 | Feb 13, 2021 | 32 | Filing for Dean Phillips ACN trade |
Dean PhillipsD-MNHouse | CBChubb Limited | Partial sell | $1,001 – $15,000 | Jan 11, 2021 | Feb 13, 2021 | 33 | Filing for Dean Phillips CB trade |
Dean PhillipsD-MNHouse | ACNAccenture plc Class A | Partial sell | $1,001 – $15,000 | Jan 11, 2021 | Feb 13, 2021 | 33 | Filing for Dean Phillips ACN trade |
Marie NewmanD-ILHouse | WWayfair Inc. Class A | SellSpouse | $15,001 – $50,000 | Jan 8, 2021 | Feb 13, 2021 | 36 | Filing for Marie Newman W trade |
Marie NewmanD-ILHouse | MRNAModerna Inc. | SellJoint | $1,001 – $15,000 | Jan 8, 2021 | Feb 13, 2021 | 36 | Filing for Marie Newman MRNA trade |
Marie NewmanD-ILHouse | MRNAModerna Inc. | SellSpouse | $15,001 – $50,000 | Jan 8, 2021 | Feb 13, 2021 | 36 | Filing for Marie Newman MRNA trade |