| ASAndrew SaulExecutive | Vivendi Shs (VIVEF)stock | Sell | $1,001 – $15,000 | Oct 2, 2020 | Dec 11, 2020 | 70 | Filing for Andrew Saul Vivendi Shs (VIVEF) trade |
| ASAndrew SaulExecutive | Vivendi Shs (VIVEF)stock | Sell | $1,001 – $15,000 | Oct 1, 2020 | Dec 11, 2020 | 71 | Filing for Andrew Saul Vivendi Shs (VIVEF) trade |
| MZMitchell M. ZaisExecutive | PIMCO RAEEmerging Markets Fund Institutional Class Shares (PEIFX)fund | Sell | $1,001 – $15,000 | Sep 8, 2020 | Dec 11, 2020 | 94 | Filing for Mitchell M. Zais PIMCO RAEEmerging Markets Fund Institutional Class Shares (PEIFX) trade |
| MZMitchell M. ZaisExecutive | Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX)fund | Sell | $1,001 – $15,000 | Jun 24, 2020 | Dec 11, 2020 | 170 | Filing for Mitchell M. Zais Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX) trade |
| MZMitchell M. ZaisExecutive | Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX)fund | Sell | $1,001 – $15,000 | Jun 22, 2020 | Dec 11, 2020 | 172 | Filing for Mitchell M. Zais Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX) trade |
| MZMitchell M. ZaisExecutive | BABoeing Company (The) | Sell | $1,001 – $15,000 | May 14, 2020 | Dec 11, 2020 | 211 | Filing for Mitchell M. Zais BA trade |
| MZMitchell M. ZaisExecutive | AAPLApple Inc. | Sell | $1,001 – $15,000 | May 14, 2020 | Dec 11, 2020 | 211 | Filing for Mitchell M. Zais AAPL trade |
| MZMitchell M. ZaisExecutive | AAPLApple Inc. | Sell | $1,001 – $15,000 | May 12, 2020 | Dec 11, 2020 | 213 | Filing for Mitchell M. Zais AAPL trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX)fund | Sell | $1,001 – $15,000 | Apr 24, 2020 | Dec 11, 2020 | 231 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX) trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y Shares (ABEYX)fund | Sell | $1,001 – $15,000 | Apr 24, 2020 | Dec 11, 2020 | 231 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y Shares (ABEYX) trade |
| MZMitchell M. ZaisExecutive | IEFAiShares Core MSCI EAFE ETF | Sell | $1,001 – $15,000 | Apr 3, 2020 | Dec 11, 2020 | 252 | Filing for Mitchell M. Zais IEFA trade |
| MZMitchell M. ZaisExecutive | WECWEC Energy Group Inc. | Sell | $1,001 – $15,000 | Apr 2, 2020 | Dec 11, 2020 | 253 | Filing for Mitchell M. Zais WEC trade |
| MZMitchell M. ZaisExecutive | DGXQuest Diagnostics Incorporated | Sell | $1,001 – $15,000 | Apr 2, 2020 | Dec 11, 2020 | 253 | Filing for Mitchell M. Zais DGX trade |
| MZMitchell M. ZaisExecutive | IEFiShares 7-10 Year Treasury Bond ETF | Sell | $1,001 – $15,000 | Mar 21, 2020 | Dec 11, 2020 | 265 | Filing for Mitchell M. Zais IEF trade |
| MZMitchell M. ZaisExecutive | AQR Small Cap Multi Style FD CL (QSMLX)fund | Sell | $1,001 – $15,000 | Mar 19, 2020 | Dec 11, 2020 | 267 | Filing for Mitchell M. Zais AQR Small Cap Multi Style FD CL (QSMLX) trade |
Suzan K. DelBeneD-WAHouse | university Minn go Ref BDS Regents Ser 5.00% due 10/01/25bond | SellJoint | $100,001 – $250,000 | Nov 9, 2020 | Dec 10, 2020 | 31 | Filing for Suzan K. DelBene university Minn go Ref BDS Regents Ser 5.00% due 10/01/25 trade |
Nancy PelosiD-CAHouse | AAPLApple Inc. | Partial sellSpouse | $500,001 – $1,000,000 | Nov 6, 2020 | Dec 10, 2020 | 34 | Filing for Nancy Pelosi AAPL trade |
Joseph D. MorelleD-NYHouse | UNHUnitedHealth Group Incorporated | SellJoint | $15,001 – $50,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle UNH trade |
Joseph D. MorelleD-NYHouse | URIUnited Rentals Inc. | SellJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle URI trade |
Joseph D. MorelleD-NYHouse | Softbank Corp unsponsored ADRstock | SellJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle Softbank Corp unsponsored ADR trade |
Joseph D. MorelleD-NYHouse | PRUPrudential Financial Inc. | SellJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle PRU trade |
Joseph D. MorelleD-NYHouse | PGProcter & Gamble Company (The) | SellJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle PG trade |
Joseph D. MorelleD-NYHouse | PSXPhillips 66 | SellJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle PSX trade |
Joseph D. MorelleD-NYHouse | MSFTMicrosoft Corporation | SellJoint | $15,001 – $50,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle MSFT trade |
Joseph D. MorelleD-NYHouse | METMetLife Inc. | SellJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle MET trade |
Joseph D. MorelleD-NYHouse | INTCIntel Corporation | SellJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle INTC trade |
Joseph D. MorelleD-NYHouse | FISIFinancial Institutions Inc. | SellJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle FISI trade |
Joseph D. MorelleD-NYHouse | BIPBrookfield Infrastructure Partners LP | SellJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle BIP trade |
Joseph D. MorelleD-NYHouse | AAPLApple Inc. | SellJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle AAPL trade |
Joseph D. MorelleD-NYHouse | AMZNAmazon.com Inc. | SellJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle AMZN trade |
Joseph D. MorelleD-NYHouse | GOOGLAlphabet Inc. Class A | SellJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle GOOGL trade |
Joseph D. MorelleD-NYHouse | ABBVAbbVie Inc. | SellJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Joseph D. Morelle ABBV trade |
Josh GottheimerD-NJHouse | Virtusa Corporationstock | SellJoint | $1,001 – $15,000 | Nov 19, 2020 | Dec 9, 2020 | 20 | Filing for Josh Gottheimer Virtusa Corporation trade |
Josh GottheimerD-NJHouse | HELEHelen of Troy Limited | Partial sellJoint | $1,001 – $15,000 | Nov 19, 2020 | Dec 9, 2020 | 20 | Filing for Josh Gottheimer HELE trade |
Josh GottheimerD-NJHouse | MSFTMicrosoft Corporation | SellJoint | $100,001 – $250,000 | Nov 17, 2020 | Dec 9, 2020 | 22 | Filing for Josh Gottheimer MSFT trade |
Josh GottheimerD-NJHouse | MSFTMicrosoft Corporation | SellJoint | $500,001 – $1,000,000 | Nov 17, 2020 | Dec 9, 2020 | 22 | Filing for Josh Gottheimer MSFT trade |
Josh GottheimerD-NJHouse | MSFTMicrosoft Corporation | SellJoint | $250,001 – $500,000 | Nov 17, 2020 | Dec 9, 2020 | 22 | Filing for Josh Gottheimer MSFT trade |
Josh GottheimerD-NJHouse | MSFTMicrosoft Corporation | SellJoint | $250,001 – $500,000 | Nov 17, 2020 | Dec 9, 2020 | 22 | Filing for Josh Gottheimer MSFT trade |
Josh GottheimerD-NJHouse | VEEVVeeva Systems Inc. Class A | Partial sellJoint | $1,001 – $15,000 | Nov 16, 2020 | Dec 9, 2020 | 23 | Filing for Josh Gottheimer VEEV trade |
Josh GottheimerD-NJHouse | TSLATesla Inc. | Partial sellJoint | $1,001 – $15,000 | Nov 16, 2020 | Dec 9, 2020 | 23 | Filing for Josh Gottheimer TSLA trade |
Josh GottheimerD-NJHouse | NOWServiceNow Inc. | Partial sellJoint | $1,001 – $15,000 | Nov 16, 2020 | Dec 9, 2020 | 23 | Filing for Josh Gottheimer NOW trade |
Josh GottheimerD-NJHouse | NVDANVIDIA Corporation | Partial sellJoint | $1,001 – $15,000 | Nov 16, 2020 | Dec 9, 2020 | 23 | Filing for Josh Gottheimer NVDA trade |
Josh GottheimerD-NJHouse | TEAMAtlassian Corporation Class A | SellJoint | $1,001 – $15,000 | Nov 16, 2020 | Dec 9, 2020 | 23 | Filing for Josh Gottheimer TEAM trade |
Josh GottheimerD-NJHouse | AMDAdvanced Micro Devices Inc. | Partial sellJoint | $1,001 – $15,000 | Nov 16, 2020 | Dec 9, 2020 | 23 | Filing for Josh Gottheimer AMD trade |
Mark R. WarnerD-VASenate | EB 480 Sprague, LLCother | Sell | $1,000,001 – $5,000,000 | Nov 16, 2020 | Dec 9, 2020 | 23 | Filing for Mark R. Warner EB 480 Sprague, LLC trade |
Josh GottheimerD-NJHouse | TSLATesla Inc. | Partial sellJoint | $1,001 – $15,000 | Nov 13, 2020 | Dec 9, 2020 | 26 | Filing for Josh Gottheimer TSLA trade |
Josh GottheimerD-NJHouse | NOWServiceNow Inc. | Partial sellJoint | $1,001 – $15,000 | Nov 13, 2020 | Dec 9, 2020 | 26 | Filing for Josh Gottheimer NOW trade |
Josh GottheimerD-NJHouse | MKTXMarketAxess Holdings Inc. | Partial sellJoint | $1,001 – $15,000 | Nov 13, 2020 | Dec 9, 2020 | 26 | Filing for Josh Gottheimer MKTX trade |
Josh GottheimerD-NJHouse | CYRXCryoPort Inc. | Partial sellJoint | $1,001 – $15,000 | Nov 13, 2020 | Dec 9, 2020 | 26 | Filing for Josh Gottheimer CYRX trade |
Josh GottheimerD-NJHouse | ALNYAlnylam Pharmaceuticals Inc. | SellJoint | $1,001 – $15,000 | Nov 13, 2020 | Dec 9, 2020 | 26 | Filing for Josh Gottheimer ALNY trade |