Lisa O. Monaco Stock Trades
Deputy Attorney GeneralFormer member
- Trades on file
- 407
- Buys / sells (recent 300)
- 127 / 172
- Last trade
- Dec 27, 2024
- Typical amount
- $1,001 – $15,000
Lisa O. Monaco's trading activity
Lisa O. Monaco has 407 stock and securities transactions on file in periodic transaction reports filed under the STOCK Act. The most frequently reported tickers are IUSV (4 trades), SPYG (3 trades) and XLF (3 trades). Across the 300 most recent trades, 127 were purchases and 172 were sales (full or partial).
The most recent reported transaction is dated Dec 27, 2024, and the latest report was filed on Mar 26, 2025. The most common reported amount range is $1,001 – $15,000; the forms list value ranges rather than exact amounts.
Summary generated from market data by MetaCap's automated system. Methodology
Trades by year
| Year | Trades |
|---|---|
| 2024 | 31 |
| 2023 | 60 |
| 2022 | 38 |
| 2021 | 278 |
Stocks Lisa O. Monaco trades most
| Stock | Trades | Buys | Sells |
|---|---|---|---|
| IUSViShares Core S&P U.S. Value ETF | 4 | 4 | 0 |
| SPYGState Street SPDR Portfolio S&P 500 Growth ETF | 3 | 0 | 3 |
| XLFState Street Financial Select Sector SPDR ETF | 3 | 0 | 3 |
| MSFTMicrosoft | 3 | 0 | 3 |
| YUMYum! Brands | 3 | 0 | 3 |
| FDSFactSet Research Systems | 2 | 0 | 2 |
| ETNEaton | 2 | 0 | 2 |
| FBProShares S&P 500 Dynamic Buffer ETF | 2 | 0 | 2 |
| MNSTMonster Beverage | 2 | 0 | 2 |
| SKYYFirst Cloud Computing ETF | 2 | 0 | 2 |
| RSGRepublic Services | 2 | 0 | 2 |
| CVXChevron | 2 | 0 | 2 |
| MDTMedtronic | 2 | 0 | 2 |
| PGProcter & Gamble | 2 | 0 | 2 |
| LYFTLyft | 2 | 0 | 2 |
Lisa O. Monaco trade history
| Asset | Type | Amount | Traded | Filing |
|---|---|---|---|---|
| FedFund Institutional Sharesstock | Buy | $15,001 – $50,000 | Dec 27, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $15,001 – $50,000 | Dec 27, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| BlackRock Global Allocation Fund, Inc Institutional Shares (MALOX)(dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 24, 2024 | Filing for Lisa O. Monaco BlackRock Global Allocation Fund, Inc Institutional Shares (MALOX)(dividend reinvestment) trade |
| Neuberger Berman Large Cap Value Fund Institutional Class (NBPIX)(dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 18, 2024 | Filing for Lisa O. Monaco Neuberger Berman Large Cap Value Fund Institutional Class (NBPIX)(dividend reinvestment) trade |
| Goldman Sachs GQG Partners International Opportunities Fund Institutional Class Shs (GSIMX)(dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 16, 2024 | Filing for Lisa O. Monaco Goldman Sachs GQG Partners International Opportunities Fund Institutional Class Shs (GSIMX)(dividend reinvestment) trade |
| FedFund Institutional Shares (TFDXX)(dividend reinvestment)stock | Buy | $1,001 – $15,000 | Dec 2, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX)(dividend reinvestment) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Nov 19, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)(dividend reinvestment)stock | Buy | $1,001 – $15,000 | Nov 1, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX)(dividend reinvestment) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Oct 29, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)(dividend reinvestment)stock | Buy | $1,001 – $15,000 | Oct 1, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX)(dividend reinvestment) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Sep 26, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $100,001 – $250,000 | Sep 11, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)(dividend reinvestment)stock | Buy | $1,001 – $15,000 | Sep 3, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX)(dividend reinvestment) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Aug 19, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)(dividend reinvestment)stock | Buy | $1,001 – $15,000 | Aug 1, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX)(dividend reinvestment) trade |
| BlackRock Global Allocation Fund, Inc Institutional Shares (MALOX)(dividend reinvestment)fund | Buy | $1,001 – $15,000 | Jul 22, 2024 | Filing for Lisa O. Monaco BlackRock Global Allocation Fund, Inc Institutional Shares (MALOX)(dividend reinvestment) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Jul 15, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)(dividend reinvestment)stock | Buy | $1,001 – $15,000 | Jul 1, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX)(dividend reinvestment) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Jun 20, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)(dividend reinvestment)stock | Buy | $1,001 – $15,000 | Jun 3, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX)(dividend reinvestment) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | May 21, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | May 14, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)(dividend reinvestment)stock | Buy | $1,001 – $15,000 | May 1, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX)(dividend reinvestment) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Apr 17, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)(dividend reinvestment)stock | Buy | $1,001 – $15,000 | Apr 1, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX)(dividend reinvestment) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Mar 19, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)(dividend reinvestment)stock | Buy | $1,001 – $15,000 | Mar 1, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX)(dividend reinvestment) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Feb 20, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)(dividend reinvestment)stock | Buy | $1,001 – $15,000 | Feb 1, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX)(dividend reinvestment) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Jan 19, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)(dividend reinvestment)stock | Buy | $1,001 – $15,000 | Jan 2, 2024 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX)(dividend reinvestment) trade |
| LOOMIS SAYLES GROWTH FUND CL Y (LSGRX) (dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 22, 2023 | Filing for Lisa O. Monaco LOOMIS SAYLES GROWTH FUND CL Y (LSGRX) (dividend reinvestment) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Dec 21, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| NEUBERGER BERMAN LARGE CAP VALUE FD CL INSTL (NBPIX) (dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 19, 2023 | Filing for Lisa O. Monaco NEUBERGER BERMAN LARGE CAP VALUE FD CL INSTL (NBPIX) (dividend reinvestment) trade |
| NEUBERGER BERMAN LARGE CAP VALUE FD CL INSTL (NBPIX) (dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 19, 2023 | Filing for Lisa O. Monaco NEUBERGER BERMAN LARGE CAP VALUE FD CL INSTL (NBPIX) (dividend reinvestment) trade |
| Smead Value Fund Class I1 Shares (SVFFX) (dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 18, 2023 | Filing for Lisa O. Monaco Smead Value Fund Class I1 Shares (SVFFX) (dividend reinvestment) trade |
| T Rowe Price Dividend Growth Fund, Inc (PRDGX) (dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 15, 2023 | Filing for Lisa O. Monaco T Rowe Price Dividend Growth Fund, Inc (PRDGX) (dividend reinvestment) trade |
| Janus Henderson Enterprise Fund Class I Shares (JMGRX) (dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 8, 2023 | Filing for Lisa O. Monaco Janus Henderson Enterprise Fund Class I Shares (JMGRX) (dividend reinvestment) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Dec 1, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Nov 20, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| JPMORGAN CORE BOND FD (WOBDX)fund | Buy | $1,001 – $15,000 | Nov 6, 2023 | Filing for Lisa O. Monaco JPMORGAN CORE BOND FD (WOBDX) trade |
| ALPS SMITH TOTAL RETURN (SMTHX)stock | Buy | $1,001 – $15,000 | Nov 6, 2023 | Filing for Lisa O. Monaco ALPS SMITH TOTAL RETURN (SMTHX) trade |
| PIMCO Low Duration Income Fund Class I-2fund | Sell | $15,001 – $50,000 | Nov 6, 2023 | Filing for Lisa O. Monaco PIMCO Low Duration Income Fund Class I-2 trade |
| Virtus KAR International Small-Cap Fundfund | Sell | $15,001 – $50,000 | Nov 6, 2023 | Filing for Lisa O. Monaco Virtus KAR International Small-Cap Fund trade |
| PIMCO INCOME FUND CL I2 (PONPX)fund | Buy | $15,001 – $50,000 | Nov 6, 2023 | Filing for Lisa O. Monaco PIMCO INCOME FUND CL I2 (PONPX) trade |
| ARTISAN INTERNATIONAL (APDKK)stock | Buy | $15,001 – $50,000 | Nov 6, 2023 | Filing for Lisa O. Monaco ARTISAN INTERNATIONAL (APDKK) trade |
| IUSGiShares Core S&P U.S. Growth ETF | Buy | $1,001 – $15,000 | Nov 6, 2023 | Filing for Lisa O. Monaco IUSG trade |
| COWZPacer US Cash Cows 100 ETF | Buy | $1,001 – $15,000 | Nov 6, 2023 | Filing for Lisa O. Monaco COWZ trade |
| ARTISAN INTERNATIONAL (APDKK)stock | Buy | $15,001 – $50,000 | Nov 6, 2023 | Filing for Lisa O. Monaco ARTISAN INTERNATIONAL (APDKK) trade |
| VIRTUS KAR INTERNATIONAL SMALL MID CAP FUND CL I (VIISX)fund | Sell | $1,001 – $15,000 | Nov 6, 2023 | Filing for Lisa O. Monaco VIRTUS KAR INTERNATIONAL SMALL MID CAP FUND CL I (VIISX) trade |
| VIRTUS KAR INTERNATIONAL SMALL MID CAP FUND CL I (VIISX)fund | Sell | $1,001 – $15,000 | Nov 6, 2023 | Filing for Lisa O. Monaco VIRTUS KAR INTERNATIONAL SMALL MID CAP FUND CL I (VIISX) trade |
| VIRTUS KAR INTERNATIONAL SMALL MID CAP FUND CL I (VIISX)fund | Sell | $1,001 – $15,000 | Nov 6, 2023 | Filing for Lisa O. Monaco VIRTUS KAR INTERNATIONAL SMALL MID CAP FUND CL I (VIISX) trade |
| ALGER WEATHERBIE SPECIALIZED GROWTH FUND CLASS Z (ASMZX)fund | Sell | $1,001 – $15,000 | Nov 6, 2023 | Filing for Lisa O. Monaco ALGER WEATHERBIE SPECIALIZED GROWTH FUND CLASS Z (ASMZX) trade |
| ALGER WEATHERBIE SPECIALIZED GROWTH FUND CLASS Z (ASMZX)fund | Sell | $1,001 – $15,000 | Nov 6, 2023 | Filing for Lisa O. Monaco ALGER WEATHERBIE SPECIALIZED GROWTH FUND CLASS Z (ASMZX) trade |
| ALGER WEATHERBIE SPECIALIZED GROWTH FUND CLASS Z (ASMZX)fund | Sell | $1,001 – $15,000 | Nov 6, 2023 | Filing for Lisa O. Monaco ALGER WEATHERBIE SPECIALIZED GROWTH FUND CLASS Z (ASMZX) trade |
| IWMiShares Russell 2000 Index Fund | Sell | $1,001 – $15,000 | Nov 6, 2023 | Filing for Lisa O. Monaco IWM trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $50,001 – $100,000 | Nov 1, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $50,001 – $100,000 | Oct 31, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Oct 19, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Sep 25, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Aug 28, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Aug 23, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Jul 19, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | May 17, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Apr 27, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Apr 19, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Apr 13, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Sell | $1,001 – $15,000 | Apr 4, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| ALPS SMITH TOTAL RETURN (SMTHX)stock | Buy | $15,001 – $50,000 | Apr 3, 2023 | Filing for Lisa O. Monaco ALPS SMITH TOTAL RETURN (SMTHX) trade |
| JPMORGAN CORE BOND FD (WOBDX)fund | Buy | $15,001 – $50,000 | Apr 3, 2023 | Filing for Lisa O. Monaco JPMORGAN CORE BOND FD (WOBDX) trade |
| TRANSAMERICA SHORT TERM BONDstock | Sell | $15,001 – $50,000 | Apr 3, 2023 | Filing for Lisa O. Monaco TRANSAMERICA SHORT TERM BOND trade |
| ALPS SMITH SHORT DURATION BD CLbond | Sell | $15,001 – $50,000 | Apr 3, 2023 | Filing for Lisa O. Monaco ALPS SMITH SHORT DURATION BD CL trade |
| IUSViShares Core S&P U.S. Value ETF | Buy | $1,001 – $15,000 | Apr 3, 2023 | Filing for Lisa O. Monaco IUSV trade |
| SPDR Portfolio S&P 500 ETF (SPLG)etf | Sell | $1,001 – $15,000 | Apr 3, 2023 | Filing for Lisa O. Monaco SPDR Portfolio S&P 500 ETF (SPLG) trade |
| JPMORGAN CORE BOND FD (WOBDX)fund | Buy | $15,001 – $50,000 | Apr 3, 2023 | Filing for Lisa O. Monaco JPMORGAN CORE BOND FD (WOBDX) trade |
| ALPS SMITH TOTAL RETURN (SMTHX)stock | Buy | $15,001 – $50,000 | Apr 3, 2023 | Filing for Lisa O. Monaco ALPS SMITH TOTAL RETURN (SMTHX) trade |
| Lord Abbett Ultra Short Bond Fund Class Ifund | Sell | $50,001 – $100,000 | Apr 3, 2023 | Filing for Lisa O. Monaco Lord Abbett Ultra Short Bond Fund Class I trade |
| PIMCO Low Duration Income Fund Class I-2fund | Sell | $15,001 – $50,000 | Apr 3, 2023 | Filing for Lisa O. Monaco PIMCO Low Duration Income Fund Class I-2 trade |
| SPYGState Street SPDR Portfolio S&P 500 Growth ETF | Sell | $1,001 – $15,000 | Apr 3, 2023 | Filing for Lisa O. Monaco SPYG trade |
| COWZPacer US Cash Cows 100 ETF | Buy | $1,001 – $15,000 | Apr 3, 2023 | Filing for Lisa O. Monaco COWZ trade |
| ALLSPRING MUNICIPAL BOND (WMBIX)stock | Buy | $15,001 – $50,000 | Apr 3, 2023 | Filing for Lisa O. Monaco ALLSPRING MUNICIPAL BOND (WMBIX) trade |
| NUVEEN INTM DUR MUNI (NUVBX)bond | Buy | $15,001 – $50,000 | Apr 3, 2023 | Filing for Lisa O. Monaco NUVEEN INTM DUR MUNI (NUVBX) trade |
| GUGGENHEIM FLOATING RATEstock | Sell | $15,001 – $50,000 | Apr 3, 2023 | Filing for Lisa O. Monaco GUGGENHEIM FLOATING RATE trade |
| GUGGENHEIM FLOATING RATE STRATEGIES FD INSTL CL (GIFIX)fund | Sell | $1,001 – $15,000 | Apr 3, 2023 | Filing for Lisa O. Monaco GUGGENHEIM FLOATING RATE STRATEGIES FD INSTL CL (GIFIX) trade |
| GUGGENHEIM FLOATING RATE STRATEGIES FD INSTL CL (GIFIX)fund | Sell | $1,001 – $15,000 | Apr 3, 2023 | Filing for Lisa O. Monaco GUGGENHEIM FLOATING RATE STRATEGIES FD INSTL CL (GIFIX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Mar 20, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Sell | $1,001 – $15,000 | Mar 17, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Mar 14, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Mar 10, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| FedFund Institutional Shares (TFDXX)stock | Buy | $1,001 – $15,000 | Feb 16, 2023 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| JPMorgan Global Allocation Fund Class I Shares (GAOSX) (dividend reinvestment)fund | Buy | $1,001 – $15,000 | Jan 4, 2023 | Filing for Lisa O. Monaco JPMorgan Global Allocation Fund Class I Shares (GAOSX) (dividend reinvestment) trade |
| PIMCO Low Duration Income Fund Class I-2 Shares (PFTPX) (Dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 28, 2022 | Filing for Lisa O. Monaco PIMCO Low Duration Income Fund Class I-2 Shares (PFTPX) (Dividend reinvestment) trade |
| Loomis Sayles Growth Fund Class Y Shares (LSGRX) (Dividend reinvestment)fund | Other | $1,001 – $15,000 | Dec 27, 2022 | Filing for Lisa O. Monaco Loomis Sayles Growth Fund Class Y Shares (LSGRX) (Dividend reinvestment) trade |
| John Hancock Funds III International Growth Fund Class I Shares (GOGIX) (Dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 21, 2022 | Filing for Lisa O. Monaco John Hancock Funds III International Growth Fund Class I Shares (GOGIX) (Dividend reinvestment) trade |
| Janus Henderson Enterprise Fund Class I Shares (JMGRX) (Dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 21, 2022 | Filing for Lisa O. Monaco Janus Henderson Enterprise Fund Class I Shares (JMGRX) (Dividend reinvestment) trade |
| NEUBERGER BERMAN LARGE CAP VALUE FUND CL INSTL (NBPIX) (Dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 19, 2022 | Filing for Lisa O. Monaco NEUBERGER BERMAN LARGE CAP VALUE FUND CL INSTL (NBPIX) (Dividend reinvestment) trade |
| Smead Value Fund Class I1 Shares (SVFFX) (Dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 19, 2022 | Filing for Lisa O. Monaco Smead Value Fund Class I1 Shares (SVFFX) (Dividend reinvestment) trade |
| Smead Value Fund Class I1 Shares (SVFFX) (Dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 19, 2022 | Filing for Lisa O. Monaco Smead Value Fund Class I1 Shares (SVFFX) (Dividend reinvestment) trade |
| T Rowe Price Dividend Growth Fund, Inc. (PRDGX) (Dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 15, 2022 | Filing for Lisa O. Monaco T Rowe Price Dividend Growth Fund, Inc. (PRDGX) (Dividend reinvestment) trade |
| XLYState Street Consumer Discretionary Select Sector SPDR ETF | Sell | $1,001 – $15,000 | Dec 8, 2022 | Filing for Lisa O. Monaco XLY trade |
| LOOMIS SAYLES GLOBAL ALLOCATION FDfund | Sell | $15,001 – $50,000 | Dec 8, 2022 | Filing for Lisa O. Monaco LOOMIS SAYLES GLOBAL ALLOCATION FD trade |
| JOHN HANCOCK INTL GROWTH FUND CL Ifund | Sell | $15,001 – $50,000 | Dec 8, 2022 | Filing for Lisa O. Monaco JOHN HANCOCK INTL GROWTH FUND CL I trade |
| LOOMIS SAYLES GROWTH FUND CL Yfund | Sell | $50,001 – $100,000 | Dec 8, 2022 | Filing for Lisa O. Monaco LOOMIS SAYLES GROWTH FUND CL Y trade |
| JANUS HENDERSON ENTERPRISE FUND Ifund | Sell | $15,001 – $50,000 | Dec 8, 2022 | Filing for Lisa O. Monaco JANUS HENDERSON ENTERPRISE FUND I trade |
| TRANSAMERICA SHORT TERM BONDstock | Buy | $15,001 – $50,000 | Oct 11, 2022 | Filing for Lisa O. Monaco TRANSAMERICA SHORT TERM BOND trade |
| ALPS SMITH SHORT DURATION BD FD CLbond | Buy | $15,001 – $50,000 | Oct 11, 2022 | Filing for Lisa O. Monaco ALPS SMITH SHORT DURATION BD FD CL trade |
| LOOMIS SAYLES GLOBAL ALLOCATION FD CL Y FRAC SHRfund | Buy | $1,001 – $15,000 | Sep 26, 2022 | Filing for Lisa O. Monaco LOOMIS SAYLES GLOBAL ALLOCATION FD CL Y FRAC SHR trade |
| LOOMIS SAYLES GLOBAL ALLOCATION FD CL Y FRAC SHRfund | Buy | $1,001 – $15,000 | May 4, 2022 | Filing for Lisa O. Monaco LOOMIS SAYLES GLOBAL ALLOCATION FD CL Y FRAC SHR trade |
| JOHN HANCOCK INTL GROWTH FUND CL I (GOGIX)fund | Buy | $1,001 – $15,000 | May 4, 2022 | Filing for Lisa O. Monaco JOHN HANCOCK INTL GROWTH FUND CL I (GOGIX) trade |
| LOOMIS SAYLES GROWTH FUND CL Y (LSGRX)fund | Buy | $1,001 – $15,000 | May 4, 2022 | Filing for Lisa O. Monaco LOOMIS SAYLES GROWTH FUND CL Y (LSGRX) trade |
| JANUS HENDERSON ENTERPRISE FUND I FRAC SHRfund | Buy | $1,001 – $15,000 | May 4, 2022 | Filing for Lisa O. Monaco JANUS HENDERSON ENTERPRISE FUND I FRAC SHR trade |
| SPYGState Street SPDR Portfolio S&P 500 Growth ETF | Sell | $15,001 – $50,000 | Mar 7, 2022 | Filing for Lisa O. Monaco SPYG trade |
| IUSViShares Core S&P U.S. Value ETF | Buy | $1,001 – $15,000 | Mar 7, 2022 | Filing for Lisa O. Monaco IUSV trade |
| XSOEWisdomTree Emerging Markets Ex-State Owned Enterprises Fund | Sell | $1,001 – $15,000 | Mar 7, 2022 | Filing for Lisa O. Monaco XSOE trade |
| VSGXVanguard ESG International Stock ETF | Sell | $1,001 – $15,000 | Mar 7, 2022 | Filing for Lisa O. Monaco VSGX trade |
| ESGVVanguard ESG U.S. Stock ETF | Sell | $1,001 – $15,000 | Mar 7, 2022 | Filing for Lisa O. Monaco ESGV trade |
| SPEMState Street SPDR Portfolio Emerging Markets ETF | Sell | $1,001 – $15,000 | Mar 7, 2022 | Filing for Lisa O. Monaco SPEM trade |
| SPDR Portfolio S&P 500 ETF (SPLG)etf | Sell | $1,001 – $15,000 | Mar 7, 2022 | Filing for Lisa O. Monaco SPDR Portfolio S&P 500 ETF (SPLG) trade |
| ESGDiShares ESG Aware MSCI EAFE ETF | Buy | $1,001 – $15,000 | Mar 7, 2022 | Filing for Lisa O. Monaco ESGD trade |
| IUSViShares Core S&P U.S. Value ETF | Buy | $15,001 – $50,000 | Mar 7, 2022 | Filing for Lisa O. Monaco IUSV trade |
| MatthewsPacific Tiger Fund Institutional Class Shares (MIPTX)fund | Sell | $1,001 – $15,000 | Mar 4, 2022 | Filing for Lisa O. Monaco MatthewsPacific Tiger Fund Institutional Class Shares (MIPTX) trade |
| Loomis Sayles Growth Fund Class Y Shares (LSGRX)fund | Sell | $1,001 – $15,000 | Mar 4, 2022 | Filing for Lisa O. Monaco Loomis Sayles Growth Fund Class Y Shares (LSGRX) trade |
| Virtus KAR International Small-Cap Fund Class I Shares (VIISX)fund | Buy | $1,001 – $15,000 | Mar 4, 2022 | Filing for Lisa O. Monaco Virtus KAR International Small-Cap Fund Class I Shares (VIISX) trade |
| NEUBERGER BERMAN LARGE CAP VALUEstock | Buy | $15,001 – $50,000 | Mar 4, 2022 | Filing for Lisa O. Monaco NEUBERGER BERMAN LARGE CAP VALUE trade |
| SPSBState Street SPDR Portfolio Short Term Corporate Bond ETF | Sell | $1,001 – $15,000 | Mar 3, 2022 | Filing for Lisa O. Monaco SPSB trade |
| LOOMIS SAYLES GLOBAL ALLOCATION FDfund | Buy | $15,001 – $50,000 | Mar 3, 2022 | Filing for Lisa O. Monaco LOOMIS SAYLES GLOBAL ALLOCATION FD trade |
| JOHN HANCOCK INTL GROWTH FUND CL I (GOGIX)fund | Buy | $1,001 – $15,000 | Mar 3, 2022 | Filing for Lisa O. Monaco JOHN HANCOCK INTL GROWTH FUND CL I (GOGIX) trade |
| LOOMIS SAYLES GROWTH FUND CL Yfund | Buy | $15,001 – $50,000 | Mar 3, 2022 | Filing for Lisa O. Monaco LOOMIS SAYLES GROWTH FUND CL Y trade |
| JANUS HENDERSON ENTERPRISE FUND I FRAC SHRfund | Buy | $1,001 – $15,000 | Mar 3, 2022 | Filing for Lisa O. Monaco JANUS HENDERSON ENTERPRISE FUND I FRAC SHR trade |
| LOOMIS SAYLES GROWTH FUND CL Y AGENT REINVfund | Buy | $1,001 – $15,000 | Dec 27, 2021 | Filing for Lisa O. Monaco LOOMIS SAYLES GROWTH FUND CL Y AGENT REINV trade |
| JOHN HANCOCK INTL GROWTH FUND CL I AGENT REINVfund | Buy | $1,001 – $15,000 | Dec 21, 2021 | Filing for Lisa O. Monaco JOHN HANCOCK INTL GROWTH FUND CL I AGENT REINV trade |
| JANUS HENDERSON ENTERPRISE FUND I AGENT REINVfund | Buy | $1,001 – $15,000 | Dec 21, 2021 | Filing for Lisa O. Monaco JANUS HENDERSON ENTERPRISE FUND I AGENT REINV trade |
| SMEAD VALUE FUND I1 CLASS AGENT REINVfund | Buy | $1,001 – $15,000 | Dec 20, 2021 | Filing for Lisa O. Monaco SMEAD VALUE FUND I1 CLASS AGENT REINV trade |
| JP MORGAN GLOBAL ALLOCATION FUND CL I AGENT REINVfund | Buy | $1,001 – $15,000 | Dec 17, 2021 | Filing for Lisa O. Monaco JP MORGAN GLOBAL ALLOCATION FUND CL I AGENT REINV trade |
| JP MORGAN GLOBAL ALLOCATION FUND CL I AGENT REINVfund | Buy | $1,001 – $15,000 | Dec 17, 2021 | Filing for Lisa O. Monaco JP MORGAN GLOBAL ALLOCATION FUND CL I AGENT REINV trade |
| NEUBERGER BERMAN LARGE CAP VALUE FD CL INSTL AGENT REINVfund | Buy | $1,001 – $15,000 | Dec 16, 2021 | Filing for Lisa O. Monaco NEUBERGER BERMAN LARGE CAP VALUE FD CL INSTL AGENT REINV trade |
| MATTHEWS PACIFIC TIGER FUND CL INSTL AGENT REINVfund | Buy | $1,001 – $15,000 | Dec 16, 2021 | Filing for Lisa O. Monaco MATTHEWS PACIFIC TIGER FUND CL INSTL AGENT REINV trade |
| ALGER SMALL CAP FOCUS FUND CLASS Z AGENT REINVfund | Buy | $1,001 – $15,000 | Dec 16, 2021 | Filing for Lisa O. Monaco ALGER SMALL CAP FOCUS FUND CLASS Z AGENT REINV trade |
| T ROWE PRICE DIVIDEND GROWTH FUND INV CL AGENT REINVfund | Buy | $1,001 – $15,000 | Dec 15, 2021 | Filing for Lisa O. Monaco T ROWE PRICE DIVIDEND GROWTH FUND INV CL AGENT REINV trade |
| LYFTLyft Inc. Class A | Sell | $50,001 – $100,000 | Jul 19, 2021 | Filing for Lisa O. Monaco LYFT trade |
| LYFTLyft Inc. Class A | Sell | $50,001 – $100,000 | Jul 19, 2021 | Filing for Lisa O. Monaco LYFT trade |
| VAWVanguard Materials ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco VAW trade |
| VCITVanguard Intermediate-Term Corporate Bond ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco VCIT trade |
| VGTVanguard Information Tech ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco VGT trade |
| VISVanguard Industrials ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco VIS trade |
| VANGUARD DIVIDEND APPRECIATION ETFetf | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco VANGUARD DIVIDEND APPRECIATION ETF trade |
| VDCVanguard Consumer Staples ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco VDC trade |
| XLFState Street Financial Select Sector SPDR ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco XLF trade |
| SPYGState Street SPDR Portfolio S&P 500 Growth ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SPYG trade |
| XLPState Street Consumer Staples Select Sector SPDR ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco XLP trade |
| SCHWCharles Schwab Corporation (The) | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SCHW trade |
| ONLNProShares Online Retail ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco ONLN trade |
| PSXPhillips 66 | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco PSX trade |
| SRVRPacer Data & Infrastructure Real Estate ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SRVR trade |
| MSFTMicrosoft Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco MSFT trade |
| LOOMIS SAYLES GROWTH FUND CL Yfund | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco LOOMIS SAYLES GROWTH FUND CL Y trade |
| LQDiShares iBoxx $ Investment Grade Corporate Bond ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco LQD trade |
| ISHARES 3-7 YEAR TREASURY BOND ETF (IEI)bond | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco ISHARES 3-7 YEAR TREASURY BOND ETF (IEI) trade |
| STIPiShares 0-5 Year TIPS Bond ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco STIP trade |
| FIRST TRUST DOW JONES INTERNETstock | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco FIRST TRUST DOW JONES INTERNET trade |
| XLYState Street Consumer Discretionary Select Sector SPDR ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco XLY trade |
| COFCapital One Financial Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco COF trade |
| BBYBest Buy Co. Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco BBY trade |
| AVALONBAY CMMUN INC REIT (AVB)stock | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco AVALONBAY CMMUN INC REIT (AVB) trade |
| CORCencora Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco COR trade |
| MOAltria Group Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco MO trade |
| ALGER SMALL CAP FOCUS FUND CLASS Z (AGOZX)fund | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco ALGER SMALL CAP FOCUS FUND CLASS Z (AGOZX) trade |
| CANCanaan Inc. ADR | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco CAN trade |
| XSOEWisdomTree Emerging Markets Ex-State Owned Enterprises Fund | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco XSOE trade |
| WELLS FARGO STRATEGIC MUNICIPALstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco WELLS FARGO STRATEGIC MUNICIPAL trade |
| WELLS FARGO SPECIAL SMALL CAPstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco WELLS FARGO SPECIAL SMALL CAP trade |
| WELLS FARGO SPECIAL SMALL CAPstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco WELLS FARGO SPECIAL SMALL CAP trade |
| VIRTUS KAR INTERNATIONAL SMALL CAPstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco VIRTUS KAR INTERNATIONAL SMALL CAP trade |
| VANGUARD WORLD FD SHS ESG US STKetf | Buy | $50,001 – $100,000 | Jul 15, 2021 | Filing for Lisa O. Monaco VANGUARD WORLD FD SHS ESG US STK trade |
| VANGUARD WORLD FD SHS ESG INTL STKetf | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco VANGUARD WORLD FD SHS ESG INTL STK trade |
| VANGUARD WORLD FD SHS ESG INTL STKetf | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco VANGUARD WORLD FD SHS ESG INTL STK trade |
| SPSMState Street SPDR Portfolio S&P 600 Small Cap ETF | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SPSM trade |
| SPSMState Street SPDR Portfolio S&P 600 Small Cap ETF | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SPSM trade |
| SPDR PORTFOLIO S&P 500 ETF (SPLG)etf | Buy | $50,001 – $100,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SPDR PORTFOLIO S&P 500 ETF (SPLG) trade |
| SPMDState Street SPDR Portfolio S&P 400 Mid Cap ETF | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SPMD trade |
| SPMDState Street SPDR Portfolio S&P 400 Mid Cap ETF | Buy | $50,001 – $100,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SPMD trade |
| SPEMState Street SPDR Portfolio Emerging Markets ETF | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SPEM trade |
| SMEAD VALUE FUND I1 CLASS (SVFFX)fund | Buy | $50,001 – $100,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SMEAD VALUE FUND I1 CLASS (SVFFX) trade |
| NEUBERGER BERMAN LARGE CAP VALUEstock | Buy | $50,001 – $100,000 | Jul 15, 2021 | Filing for Lisa O. Monaco NEUBERGER BERMAN LARGE CAP VALUE trade |
| MAINSTAY MACKAY TAX FREE BONDstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco MAINSTAY MACKAY TAX FREE BOND trade |
| LOOMIS SAYLES GROWTH FUND CL Yfund | Buy | $50,001 – $100,000 | Jul 15, 2021 | Filing for Lisa O. Monaco LOOMIS SAYLES GROWTH FUND CL Y trade |
| JOHN HANCOCK INTL GROWTH FUND CL Ifund | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco JOHN HANCOCK INTL GROWTH FUND CL I trade |
| IUSViShares Core S&P U.S. Value ETF | Buy | $50,001 – $100,000 | Jul 15, 2021 | Filing for Lisa O. Monaco IUSV trade |
| IUSGiShares Core S&P U.S. Growth ETF | Buy | $50,001 – $100,000 | Jul 15, 2021 | Filing for Lisa O. Monaco IUSG trade |
| DGROiShares Core Dividend Growth ETF | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco DGRO trade |
| ALGER WEATHERBIE SPECIALIZED GR FDfund | Buy | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco ALGER WEATHERBIE SPECIALIZED GR FD trade |
| CBChubb Limited | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco CB trade |
| YUMYum! Brands Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco YUM trade |
| YUMCYum China Holdings Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco YUMC trade |
| WDAYWorkday Inc. Class A | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco WDAY trade |
| XELXcel Energy Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco XEL trade |
| WECWEC Energy Group Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco WEC trade |
| WMTWalmart Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco WMT trade |
| VVisa Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco V trade |
| VZVerizon Communications Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco VZ trade |
| UNHUnitedHealth Group Incorporated | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco UNH trade |
| Varian Medical Systems, Inc. (VAR)stock | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco Varian Medical Systems, Inc. (VAR) trade |
| USBU.S. Bancorp | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco USB trade |
| TFCTruist Financial Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco TFC trade |
| DISWalt Disney Company (The) | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco DIS trade |
| TJXTJX Companies Inc. (The) | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco TJX trade |
| PNCPNC Financial Services Group Inc. (The) | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco PNC trade |
| HDHome Depot Inc. (The) | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco HD trade |
| KOCoca-Cola Company (The) | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco KO trade |
| TXNTexas Instruments Incorporated | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco TXN trade |
| TROWT. Rowe Price Group Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco TROW trade |
| SYYSysco Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SYY trade |
| SBUXStarbucks Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SBUX trade |
| SREDBA Sempra | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SRE trade |
| SEICSEI Investments Company | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SEIC trade |
| SLBSLB Limited | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SLB trade |
| CRMSalesforce Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco CRM trade |
| Roche Holdings Ltd SPN ADR (RHHBY)stock | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco Roche Holdings Ltd SPN ADR (RHHBY) trade |
| REGNRegeneron Pharmaceuticals Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco REGN trade |
| RSGRepublic Services Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco RSG trade |
| REALTY INCM CRP MD PV$1other | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco REALTY INCM CRP MD PV$1 trade |
| RTXRTX Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco RTX trade |
| QCOMQUALCOMM Incorporated | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco QCOM trade |
| PLDPrologis Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco PLD trade |
| PGProcter & Gamble Company (The) | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco PG trade |
| PGRProgressive Corporation (The) | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco PGR trade |
| PPGPPG Industries Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco PPG trade |
| PMPhilip Morris International Inc | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco PM trade |
| PEPPepsiCo Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco PEP trade |
| PAYXPaychex Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco PAYX trade |
| PHParker-Hannifin Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco PH trade |
| ORCLOracle Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco ORCL trade |
| NVONovo Nordisk A/S | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco NVO trade |
| NVSNovartis AG | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco NVS trade |
| NSCNorfolk Southern Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco NSC trade |
| MSMorgan Stanley | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco MS trade |
| NEENextEra Energy Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco NEE trade |
| MNSTMonster Beverage Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco MNST trade |
| MDLZMondelez International Inc. Class A | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco MDLZ trade |
| MSFTMicrosoft Corporation | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco MSFT trade |
| METMetLife Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco MET trade |
| MRKMerck & Company Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco MRK trade |
| MDTMedtronic plc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco MDT trade |
| MCDMcDonald's Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco MCD trade |
| Marsh & McLennan Cos., Inc. (MMC)stock | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco Marsh & McLennan Cos., Inc. (MMC) trade |
| LMTLockheed Martin Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco LMT trade |
| JPMJP Morgan Chase & Co. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco JPM trade |
| JNJJohnson & Johnson | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco JNJ trade |
| IBBiShares Biotechnology ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco IBB trade |
| ISRGIntuitive Surgical Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco ISRG trade |
| ILMNIllumina Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco ILMN trade |
| ITWIllinois Tool Works Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco ITW trade |
| XLVState Street Health Care Select Sector SPDR ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco XLV trade |
| HONHoneywell International Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco HON trade |
| HASHasbro Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco HAS trade |
| GDGeneral Dynamics Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco GD trade |
| HIGThe Hartford Insurance Group Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco HIG trade |
| SKYYFirst Trust Cloud Computing ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco SKYY trade |
| XLFState Street Financial Select Sector SPDR ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco XLF trade |
| FISFidelity National Information Services Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco FIS trade |
| FDSFactSet Research Systems Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco FDS trade |
| EXPDExpeditors International of Washington Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco EXPD trade |
| XLEState Street Energy Select Sector SPDR ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco XLE trade |
| LLYEli Lilly and Company | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco LLY trade |
| ETNEaton Corporation PLC | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco ETN trade |
| DOVDover Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco DOV trade |
| CVSCVS Health Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco CVS trade |
| DEDeere & Company | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco DE trade |
| CCICrown Castle Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco CCI trade |
| COPConocoPhillips | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco COP trade |
| XLCState Street Communication Services Select Sector SPDR ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco XLC trade |
| CMCSAComcast Corporation Class A | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco CMCSA trade |
| CLColgate-Palmolive Company | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco CL trade |
| CMSCMS Energy Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco CMS trade |
| CMECME Group Inc. Class A | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco CME trade |
| CSCOCisco Systems Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco CSCO trade |
| CVXChevron Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco CVX trade |
| Cerner Corp. (CERN)stock | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco Cerner Corp. (CERN) trade |
| AVGOBroadcom Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco AVGO trade |
| BMYBristol-Myers Squibb Company | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco BMY trade |
| BABoeing Company (The) | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco BA trade |
| BLKBlackRock Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco BLK trade |
| ADPAutomatic Data Processing Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco ADP trade |
| BDXBecton Dickinson and Company | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco BDX trade |
| ADSKAutodesk Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco ADSK trade |
| AJGArthur J. Gallagher & Co. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco AJG trade |
| AAPLApple Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco AAPL trade |
| ADIAnalog Devices Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco ADI trade |
| AMGNAmgen Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco AMGN trade |
| AXPAmerican Express Company | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco AXP trade |
| AMZNAmazon.com Inc. | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco AMZN trade |
| GOOGLAlphabet Inc. Class A | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco GOOGL trade |
| GOOGAlphabet Inc. Class C | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco GOOG trade |
| BABAAlibaba Group Holding Limited ADR | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco BABA trade |
| APDAir Products and Chemicals Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco APD trade |
| ABBVAbbVie Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco ABBV trade |
| ABTAbbott Laboratories | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco ABT trade |
| NVDANVIDIA Corporation | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco NVDA trade |
| FBProShares S&P 500 Dynamic Buffer ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Filing for Lisa O. Monaco FB trade |
| CBChubb Limited | Sell | $1,001 – $15,000 | Jul 15, 2021 | Filing for Lisa O. Monaco CB trade |
Showing the 300 most recent of 407 transactions on file.
Source: House Clerk and Senate EFD public disclosures. Trades are reported as dollar ranges and may be disclosed up to 45 days after the transaction.
Frequently asked questions
- What stocks does Lisa O. Monaco trade?
- Based on STOCK Act disclosures, Lisa O. Monaco's most frequently reported holdings and trades include IUSV, SPYG, XLF, MSFT and YUM. Disclosures show transactions, not a complete current portfolio, and may include assets held by a spouse or dependent child.
- When did Lisa O. Monaco last report a trade?
- The latest transaction on file is dated Dec 27, 2024 and the most recent report was filed on Mar 26, 2025. Members have up to 45 days after a trade to disclose it, so newer trades may not be public yet.
- How many stock trades has Lisa O. Monaco disclosed?
- MetaCap has 407 transactions on file for Lisa O. Monaco.
- How much money is involved in Lisa O. Monaco's trades?
- Exact values are not disclosed. Each trade is reported within a dollar range, most commonly $1,001 – $15,000.
- Where does this data come from?
- Executive-branch reports (OGE Form 278e and 278-T) come from the U.S. Office of Government Ethics. Each row links to the original filing.
More Congress trading
Latest filing Mar 26, 2025. Source: House Clerk and Senate EFD public disclosures. Trades are reported as dollar ranges and may be disclosed up to 45 days after the transaction. Disclosures are shown as filed and are not a recommendation to buy or sell any security. Market data is delayed at least 15 minutes and provided for informational purposes only. Not investment advice. Full disclaimer