| MZMitchell M. ZaisExecutive | American Beacon AHL Managed Futures Strategy F (AHLIX)stock | Buy | $1,001 – $15,000 | May 6, 2020 | Dec 11, 2020 | 219 | Filing for Mitchell M. Zais American Beacon AHL Managed Futures Strategy F (AHLIX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Class Shares (UIINX)fund | Buy | $1,001 – $15,000 | Apr 24, 2020 | Dec 11, 2020 | 231 | Filing for Mitchell M. Zais USAA Income Fund Institutional Class Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | USAA Short-Term Bond Fund Institutional Class Shares (UISBX)fund | Buy | $1,001 – $15,000 | Apr 24, 2020 | Dec 11, 2020 | 231 | Filing for Mitchell M. Zais USAA Short-Term Bond Fund Institutional Class Shares (UISBX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Institutional Class Shares (BCOIX)fund | Buy | $1,001 – $15,000 | Apr 24, 2020 | Dec 11, 2020 | 231 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Institutional Class Shares (BCOIX) trade |
| MZMitchell M. ZaisExecutive | American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX)fund | Buy | $1,001 – $15,000 | Apr 24, 2020 | Dec 11, 2020 | 231 | Filing for Mitchell M. Zais American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX) trade |
| MZMitchell M. ZaisExecutive | AQR Style Premia Alternative Fund Class R6 Shares (QSPRX)fund | Buy | $1,001 – $15,000 | Apr 24, 2020 | Dec 11, 2020 | 231 | Filing for Mitchell M. Zais AQR Style Premia Alternative Fund Class R6 Shares (QSPRX) trade |
| MZMitchell M. ZaisExecutive | EMBiShares J.P. Morgan USD Emerging Markets Bond ETF | Buy | $1,001 – $15,000 | Apr 3, 2020 | Dec 11, 2020 | 252 | Filing for Mitchell M. Zais EMB trade |
| MZMitchell M. ZaisExecutive | TSNTyson Foods Inc. | Buy | $1,001 – $15,000 | Apr 2, 2020 | Dec 11, 2020 | 253 | Filing for Mitchell M. Zais TSN trade |
| MZMitchell M. ZaisExecutive | TRVThe Travelers Companies Inc. | Buy | $1,001 – $15,000 | Apr 2, 2020 | Dec 11, 2020 | 253 | Filing for Mitchell M. Zais TRV trade |
| MZMitchell M. ZaisExecutive | EXCExelon Corporation | Buy | $1,001 – $15,000 | Apr 2, 2020 | Dec 11, 2020 | 253 | Filing for Mitchell M. Zais EXC trade |
| MZMitchell M. ZaisExecutive | IEFAiShares Core MSCI EAFE ETF | Buy | $1,001 – $15,000 | Mar 26, 2020 | Dec 11, 2020 | 260 | Filing for Mitchell M. Zais IEFA trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | Mar 25, 2020 | Dec 11, 2020 | 261 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | USAA High Income Fund INSTL (UIHIX)fund | Buy | $1,001 – $15,000 | Mar 25, 2020 | Dec 11, 2020 | 261 | Filing for Mitchell M. Zais USAA High Income Fund INSTL (UIHIX) trade |
Suzan K. DelBeneD-WAHouse | Sales Tax Securitization Corp 5.00% Due 01/01/31bond | BuyJoint | $250,001 – $500,000 | Nov 6, 2020 | Dec 10, 2020 | 34 | Filing for Suzan K. DelBene Sales Tax Securitization Corp 5.00% Due 01/01/31 trade |
Nancy PelosiD-CAHouse | REOF XX, LLCother | BuySpouse | $15,001 – $50,000 | Nov 5, 2020 | Dec 10, 2020 | 35 | Filing for Nancy Pelosi REOF XX, LLC trade |
Suzan K. DelBeneD-WAHouse | New York ST Dorm Auth St Pers Income 5.00% due 03/15/27bond | BuyJoint | $15,001 – $50,000 | Nov 3, 2020 | Dec 10, 2020 | 37 | Filing for Suzan K. DelBene New York ST Dorm Auth St Pers Income 5.00% due 03/15/27 trade |
Suzan K. DelBeneD-WAHouse | los Angeles CNTY Calif Tax and rev 4.00% Due 06/30/21bond | BuyJoint | $250,001 – $500,000 | Nov 3, 2020 | Dec 10, 2020 | 37 | Filing for Suzan K. DelBene los Angeles CNTY Calif Tax and rev 4.00% Due 06/30/21 trade |
Mark R. WarnerD-VASenate | Acumen Pharmaceuticals, Inc.other | Buy | $50,001 – $100,000 | Nov 20, 2020 | Dec 9, 2020 | 19 | Filing for Mark R. Warner Acumen Pharmaceuticals, Inc. trade |
Josh GottheimerD-NJHouse | VTRSViatris Inc. | BuyJoint | $1,001 – $15,000 | Nov 19, 2020 | Dec 9, 2020 | 20 | Filing for Josh Gottheimer VTRS trade |
Josh GottheimerD-NJHouse | CRNCCerence Inc. | BuyJoint | $1,001 – $15,000 | Nov 19, 2020 | Dec 9, 2020 | 20 | Filing for Josh Gottheimer CRNC trade |
Josh GottheimerD-NJHouse | MSFTMicrosoft Corporation | BuyJoint | $500,001 – $1,000,000 | Nov 17, 2020 | Dec 9, 2020 | 22 | Filing for Josh Gottheimer MSFT trade |
Josh GottheimerD-NJHouse | MSFTMicrosoft Corporation | BuyJoint | $250,001 – $500,000 | Nov 17, 2020 | Dec 9, 2020 | 22 | Filing for Josh Gottheimer MSFT trade |
Josh GottheimerD-NJHouse | MSFTMicrosoft Corporation | BuyJoint | $100,001 – $250,000 | Nov 17, 2020 | Dec 9, 2020 | 22 | Filing for Josh Gottheimer MSFT trade |
Josh GottheimerD-NJHouse | MSFTMicrosoft Corporation | BuyJoint | $100,001 – $250,000 | Nov 17, 2020 | Dec 9, 2020 | 22 | Filing for Josh Gottheimer MSFT trade |
Josh GottheimerD-NJHouse | QCOMQUALCOMM Incorporated | BuyJoint | $1,001 – $15,000 | Nov 16, 2020 | Dec 9, 2020 | 23 | Filing for Josh Gottheimer QCOM trade |
Josh GottheimerD-NJHouse | LOWLowe's Companies Inc. | BuyJoint | $1,001 – $15,000 | Nov 16, 2020 | Dec 9, 2020 | 23 | Filing for Josh Gottheimer LOW trade |
Josh GottheimerD-NJHouse | HCAHCA Healthcare Inc. | BuyJoint | $1,001 – $15,000 | Nov 16, 2020 | Dec 9, 2020 | 23 | Filing for Josh Gottheimer HCA trade |
Josh GottheimerD-NJHouse | FDXFedEx Corporation | BuyJoint | $1,001 – $15,000 | Nov 16, 2020 | Dec 9, 2020 | 23 | Filing for Josh Gottheimer FDX trade |
Josh GottheimerD-NJHouse | CTSHCognizant Technology Solutions Corporation Class A | BuyJoint | $1,001 – $15,000 | Nov 16, 2020 | Dec 9, 2020 | 23 | Filing for Josh Gottheimer CTSH trade |
Josh GottheimerD-NJHouse | SCHWCharles Schwab Corporation (The) | BuyJoint | $1,001 – $15,000 | Nov 16, 2020 | Dec 9, 2020 | 23 | Filing for Josh Gottheimer SCHW trade |
Josh GottheimerD-NJHouse | MCKMcKesson Corporation | BuyJoint | $1,001 – $15,000 | Nov 13, 2020 | Dec 9, 2020 | 26 | Filing for Josh Gottheimer MCK trade |
Josh GottheimerD-NJHouse | MTCHMatch Group Inc. | BuyJoint | $1,001 – $15,000 | Nov 13, 2020 | Dec 9, 2020 | 26 | Filing for Josh Gottheimer MTCH trade |
Josh GottheimerD-NJHouse | ELEstee Lauder Companies Inc. (The) | BuyJoint | $1,001 – $15,000 | Nov 13, 2020 | Dec 9, 2020 | 26 | Filing for Josh Gottheimer EL trade |
Josh GottheimerD-NJHouse | APHAmphenol Corporation | BuyJoint | $1,001 – $15,000 | Nov 13, 2020 | Dec 9, 2020 | 26 | Filing for Josh Gottheimer APH trade |
Josh GottheimerD-NJHouse | ZZillow Group Inc. Class C | BuyJoint | $1,001 – $15,000 | Nov 12, 2020 | Dec 9, 2020 | 27 | Filing for Josh Gottheimer Z trade |
Josh GottheimerD-NJHouse | QCOMQUALCOMM Incorporated | BuyJoint | $1,001 – $15,000 | Nov 12, 2020 | Dec 9, 2020 | 27 | Filing for Josh Gottheimer QCOM trade |
Josh GottheimerD-NJHouse | Twitter, Inc.stock | BuyJoint | $1,001 – $15,000 | Nov 11, 2020 | Dec 9, 2020 | 28 | Filing for Josh Gottheimer Twitter, Inc. trade |
Josh GottheimerD-NJHouse | SPOTSpotify Technology S.A. | BuyJoint | $1,001 – $15,000 | Nov 11, 2020 | Dec 9, 2020 | 28 | Filing for Josh Gottheimer SPOT trade |
Josh GottheimerD-NJHouse | PINSPinterest Inc. Class A | BuyJoint | $1,001 – $15,000 | Nov 11, 2020 | Dec 9, 2020 | 28 | Filing for Josh Gottheimer PINS trade |
Josh GottheimerD-NJHouse | Exact Sciences Corporationstock | BuyJoint | $1,001 – $15,000 | Nov 11, 2020 | Dec 9, 2020 | 28 | Filing for Josh Gottheimer Exact Sciences Corporation trade |
Josh GottheimerD-NJHouse | ALGNAlign Technology Inc. | BuyJoint | $1,001 – $15,000 | Nov 11, 2020 | Dec 9, 2020 | 28 | Filing for Josh Gottheimer ALGN trade |
Josh GottheimerD-NJHouse | BABAAlibaba Group Holding Limited ADR | BuyJoint | $1,001 – $15,000 | Nov 11, 2020 | Dec 9, 2020 | 28 | Filing for Josh Gottheimer BABA trade |
Josh GottheimerD-NJHouse | SNOWSnowflake Inc. | BuyJoint | $1,001 – $15,000 | Nov 6, 2020 | Dec 9, 2020 | 33 | Filing for Josh Gottheimer SNOW trade |
Josh GottheimerD-NJHouse | SNAPSnap Inc. Class A | BuyJoint | $1,001 – $15,000 | Nov 6, 2020 | Dec 9, 2020 | 33 | Filing for Josh Gottheimer SNAP trade |
Josh GottheimerD-NJHouse | ALGNAlign Technology Inc. | BuyJoint | $1,001 – $15,000 | Nov 6, 2020 | Dec 9, 2020 | 33 | Filing for Josh Gottheimer ALGN trade |
Josh GottheimerD-NJHouse | SNAPSnap Inc. Class A | BuyJoint | $1,001 – $15,000 | Nov 2, 2020 | Dec 9, 2020 | 37 | Filing for Josh Gottheimer SNAP trade |
Susie LeeD-NVHouse | Avaya Holdings Corp.stock | BuyJoint | $1,001 – $15,000 | Nov 23, 2020 | Dec 8, 2020 | 15 | Filing for Susie Lee Avaya Holdings Corp. trade |
Susie LeeD-NVHouse | UAAUnder Armour Inc. Class A | BuyJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 8, 2020 | 18 | Filing for Susie Lee UAA trade |
Susie LeeD-NVHouse | ITGartner Inc. | BuyJoint | $1,001 – $15,000 | Nov 20, 2020 | Dec 8, 2020 | 18 | Filing for Susie Lee IT trade |
Susie LeeD-NVHouse | GFLGFL Environmental Inc. Subordinate voting shares no par value | BuyJoint | $1,001 – $15,000 | Nov 11, 2020 | Dec 8, 2020 | 27 | Filing for Susie Lee GFL trade |