Dean PhillipsD-MNHouse | CMCSAComcast Corporation Class A | Buy | $1,001 – $15,000 | Nov 2, 2020 | Dec 11, 2020 | 39 | Filing for Dean Phillips CMCSA trade |
| ASAndrew SaulExecutive | NFLXNetflix Inc. | Buy | $50,001 – $100,000 | Oct 28, 2020 | Dec 11, 2020 | 44 | Filing for Andrew Saul NFLX trade |
| ASAndrew SaulExecutive | NFLXNetflix Inc. | Buy | $100,001 – $250,000 | Oct 28, 2020 | Dec 11, 2020 | 44 | Filing for Andrew Saul NFLX trade |
| ASAndrew SaulExecutive | ILMNIllumina Inc. | Buy | $100,001 – $250,000 | Oct 7, 2020 | Dec 11, 2020 | 65 | Filing for Andrew Saul ILMN trade |
| ASAndrew SaulExecutive | CACCCredit Acceptance Corporation | Buy | $1,001 – $15,000 | Oct 2, 2020 | Dec 11, 2020 | 70 | Filing for Andrew Saul CACC trade |
| ASAndrew SaulExecutive | CACCCredit Acceptance Corporation | Buy | $1,001 – $15,000 | Oct 2, 2020 | Dec 11, 2020 | 70 | Filing for Andrew Saul CACC trade |
| ASAndrew SaulExecutive | CACCCredit Acceptance Corporation | Buy | $1,001 – $15,000 | Oct 2, 2020 | Dec 11, 2020 | 70 | Filing for Andrew Saul CACC trade |
| ASAndrew SaulExecutive | CACCCredit Acceptance Corporation | Buy | $1,001 – $15,000 | Oct 1, 2020 | Dec 11, 2020 | 71 | Filing for Andrew Saul CACC trade |
| ASAndrew SaulExecutive | CACCCredit Acceptance Corporation | Buy | $1,001 – $15,000 | Oct 1, 2020 | Dec 11, 2020 | 71 | Filing for Andrew Saul CACC trade |
| ASAndrew SaulExecutive | CACCCredit Acceptance Corporation | Buy | $1,001 – $15,000 | Oct 1, 2020 | Dec 11, 2020 | 71 | Filing for Andrew Saul CACC trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | Sep 15, 2020 | Dec 11, 2020 | 87 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | AQR Small Cap Multi-Style Fund Class R6 Shares (QSERX)fund | Buy | $1,001 – $15,000 | Sep 15, 2020 | Dec 11, 2020 | 87 | Filing for Mitchell M. Zais AQR Small Cap Multi-Style Fund Class R6 Shares (QSERX) trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y Shares (ABEYX)fund | Buy | $1,001 – $15,000 | Sep 15, 2020 | Dec 11, 2020 | 87 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y Shares (ABEYX) trade |
| MZMitchell M. ZaisExecutive | USAA Short-Term Bond Fund Institutional Class Shares (UISBX)fund | Buy | $1,001 – $15,000 | Sep 15, 2020 | Dec 11, 2020 | 87 | Filing for Mitchell M. Zais USAA Short-Term Bond Fund Institutional Class Shares (UISBX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Class Shares (UIINX)fund | Buy | $1,001 – $15,000 | Sep 15, 2020 | Dec 11, 2020 | 87 | Filing for Mitchell M. Zais USAA Income Fund Institutional Class Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Institutional Class Shares (BCOIX)fund | Buy | $1,001 – $15,000 | Sep 15, 2020 | Dec 11, 2020 | 87 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Institutional Class Shares (BCOIX) trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Dec 11, 2020 | 88 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Dec 11, 2020 | 88 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | Hartford Schroders Emerging Markets Equity Fund Class F Shares (HHHFX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Dec 11, 2020 | 88 | Filing for Mitchell M. Zais Hartford Schroders Emerging Markets Equity Fund Class F Shares (HHHFX) trade |
| MZMitchell M. ZaisExecutive | Harding Loevner International Equity Portfolio Institutional Class Z Shares (HLIZX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Dec 11, 2020 | 88 | Filing for Mitchell M. Zais Harding Loevner International Equity Portfolio Institutional Class Z Shares (HLIZX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Dec 11, 2020 | 88 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX) trade |
| MZMitchell M. ZaisExecutive | AQR Style Premia Alternative Fund Class R6 Shares (QSPRX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Dec 11, 2020 | 88 | Filing for Mitchell M. Zais AQR Style Premia Alternative Fund Class R6 Shares (QSPRX) trade |
| MZMitchell M. ZaisExecutive | American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Dec 11, 2020 | 88 | Filing for Mitchell M. Zais American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX) trade |
| MZMitchell M. ZaisExecutive | Delaware Emerging Markets Fund Institutional Class Shares (DEMIX)fund | Buy | $1,001 – $15,000 | Sep 9, 2020 | Dec 11, 2020 | 93 | Filing for Mitchell M. Zais Delaware Emerging Markets Fund Institutional Class Shares (DEMIX) trade |
| MZMitchell M. ZaisExecutive | ISTBiShares Core 1-5 Year USD Bond ETF | Buy | $1,001 – $15,000 | Jul 24, 2020 | Dec 11, 2020 | 140 | Filing for Mitchell M. Zais ISTB trade |
| MZMitchell M. ZaisExecutive | VTIPVanguard Short-Term Inflation-Protected Securities Index Fund ETF Shares | Buy | $1,001 – $15,000 | Jul 22, 2020 | Dec 11, 2020 | 142 | Filing for Mitchell M. Zais VTIP trade |
| MZMitchell M. ZaisExecutive | COPConocoPhillips | Buy | $1,001 – $15,000 | Jun 24, 2020 | Dec 11, 2020 | 170 | Filing for Mitchell M. Zais COP trade |
| MZMitchell M. ZaisExecutive | AVGOBroadcom Inc. | Buy | $1,001 – $15,000 | Jun 24, 2020 | Dec 11, 2020 | 170 | Filing for Mitchell M. Zais AVGO trade |
| MZMitchell M. ZaisExecutive | HSYThe Hershey Company | Buy | $1,001 – $15,000 | Jun 22, 2020 | Dec 11, 2020 | 172 | Filing for Mitchell M. Zais HSY trade |
| MZMitchell M. ZaisExecutive | HSYThe Hershey Company | Buy | $1,001 – $15,000 | Jun 22, 2020 | Dec 11, 2020 | 172 | Filing for Mitchell M. Zais HSY trade |
| MZMitchell M. ZaisExecutive | COPConocoPhillips | Buy | $1,001 – $15,000 | Jun 22, 2020 | Dec 11, 2020 | 172 | Filing for Mitchell M. Zais COP trade |
| MZMitchell M. ZaisExecutive | AVGOBroadcom Inc. | Buy | $1,001 – $15,000 | Jun 22, 2020 | Dec 11, 2020 | 172 | Filing for Mitchell M. Zais AVGO trade |
| MZMitchell M. ZaisExecutive | Schwab Government Money Fund Sweep Class Shares (SWGXX)fund | Buy | $1,001 – $15,000 | May 27, 2020 | Dec 11, 2020 | 198 | Filing for Mitchell M. Zais Schwab Government Money Fund Sweep Class Shares (SWGXX) trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R Shares (GETGX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Dec 11, 2020 | 207 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R Shares (GETGX) trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Dec 11, 2020 | 207 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Shares (UIINX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Dec 11, 2020 | 207 | Filing for Mitchell M. Zais USAA Income Fund Institutional Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Dec 11, 2020 | 207 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | Harding Loevner International Equity Portfolio (HLMIX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Dec 11, 2020 | 207 | Filing for Mitchell M. Zais Harding Loevner International Equity Portfolio (HLMIX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund (GICIX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Dec 11, 2020 | 207 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund (GICIX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund (BCOIX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Dec 11, 2020 | 207 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund (BCOIX) trade |
| MZMitchell M. ZaisExecutive | TAT&T Inc. | Buy | $1,001 – $15,000 | May 14, 2020 | Dec 11, 2020 | 211 | Filing for Mitchell M. Zais T trade |
| MZMitchell M. ZaisExecutive | TAT&T Inc. | Buy | $1,001 – $15,000 | May 12, 2020 | Dec 11, 2020 | 213 | Filing for Mitchell M. Zais T trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y (ABEYX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Dec 11, 2020 | 219 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y (ABEYX) trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Dec 11, 2020 | 219 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth and Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Dec 11, 2020 | 219 | Filing for Mitchell M. Zais Vanguard Growth and Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Shares (UIINX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Dec 11, 2020 | 219 | Filing for Mitchell M. Zais USAA Income Fund Institutional Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Dec 11, 2020 | 219 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | Harding Loevner International Equity Portfolio (HLMIX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Dec 11, 2020 | 219 | Filing for Mitchell M. Zais Harding Loevner International Equity Portfolio (HLMIX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund (GICIX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Dec 11, 2020 | 219 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund (GICIX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond (BCOIX)stock | Buy | $1,001 – $15,000 | May 6, 2020 | Dec 11, 2020 | 219 | Filing for Mitchell M. Zais Baird Core Plus Bond (BCOIX) trade |