| DTDavid TurkExecutive | Principal Core Plus Bond Fund Institutional Class Shares (PMSIX)fund | Buy | $1,001 – $15,000 | Jan 1, 2023 | Sep 6, 2024 | 614 | Filing for David Turk Principal Core Plus Bond Fund Institutional Class Shares (PMSIX) trade |
| DTDavid TurkExecutive | Principal Guaranteed Option Fundfund | Buy | $1,001 – $15,000 | Jan 1, 2023 | Sep 6, 2024 | 614 | Filing for David Turk Principal Guaranteed Option Fund trade |
| DTDavid TurkExecutive | Empower Lifetime 2035 Fundfund | Sell | $1,001 – $15,000 | Jan 1, 2023 | Sep 6, 2024 | 614 | Filing for David Turk Empower Lifetime 2035 Fund trade |
| DTDavid TurkExecutive | Catalyst Partners Retirement Plan -- 401k Principalother | Buy | $1,001 – $15,000 | Jan 1, 2023 | Sep 6, 2024 | 614 | Filing for David Turk Catalyst Partners Retirement Plan -- 401k Principal trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Buy | $1,001 – $15,000 | Aug 5, 2024 | Aug 31, 2024 | 26 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | TSLATesla Inc. | Buy | $1,001 – $15,000 | Aug 5, 2024 | Aug 31, 2024 | 26 | Filing for Rahul Gupta TSLA trade |
| RGRahul GuptaExecutive | CRWDCrowdStrike Holdings Inc. Class A | Buy | $1,001 – $15,000 | Jul 23, 2024 | Aug 31, 2024 | 39 | Filing for Rahul Gupta CRWD trade |
| RGRahul GuptaExecutive | TSLATesla Inc. | Sell | $1,001 – $15,000 | Jul 17, 2024 | Aug 31, 2024 | 45 | Filing for Rahul Gupta TSLA trade |
| RGRahul GuptaExecutive | TSLATesla Inc. | Sell | $1,001 – $15,000 | Jul 5, 2024 | Aug 31, 2024 | 57 | Filing for Rahul Gupta TSLA trade |
| RGRahul GuptaExecutive | NKENike Inc. | Buy | $1,001 – $15,000 | Jul 1, 2024 | Aug 31, 2024 | 61 | Filing for Rahul Gupta NKE trade |
| AKAdriana KuglerExecutive | NH College Portfoliofund | Sell | $50,001 – $100,000 | Jul 11, 2023 | Aug 29, 2024 | 415 | Filing for Adriana Kugler NH College Portfolio trade |
| AKAdriana KuglerExecutive | Residential Real Estate, Bethesda, MDstock | Sell | $1,000,001 – $5,000,000 | May 31, 2023 | Aug 29, 2024 | 456 | Filing for Adriana Kugler Residential Real Estate, Bethesda, MD trade |
| DCDeanne CriswellExecutive | NVDANVIDIA Corporation | Sell | $1,001 – $15,000 | Jun 12, 2024 | Aug 27, 2024 | 76 | Filing for Deanne Criswell NVDA trade |
| DCDeanne CriswellExecutive | METAMeta Platforms Inc. Class A | Sell | $1,001 – $15,000 | Jun 12, 2024 | Aug 27, 2024 | 76 | Filing for Deanne Criswell META trade |
| DCDeanne CriswellExecutive | AMDAdvanced Micro Devices Inc. | Sell | $1,001 – $15,000 | Jun 12, 2024 | Aug 27, 2024 | 76 | Filing for Deanne Criswell AMD trade |
| JGJennifer GranholmExecutive | JVALJPMorgan U.S. Value Factor ETF | Sell | $15,001 – $50,000 | Nov 14, 2023 | Aug 27, 2024 | 287 | Filing for Jennifer Granholm JVAL trade |
| JGJennifer GranholmExecutive | Janus Henderson Research Fund Class Dfund | Sell | $15,001 – $50,000 | Oct 12, 2023 | Aug 27, 2024 | 320 | Filing for Jennifer Granholm Janus Henderson Research Fund Class D trade |
| JGJennifer GranholmExecutive | Janus Henderson Research Fund (JNRFX)fund | Sell | $15,001 – $50,000 | Aug 30, 2023 | Aug 27, 2024 | 363 | Filing for Jennifer Granholm Janus Henderson Research Fund (JNRFX) trade |
| JGJennifer GranholmExecutive | iShares 0-3 Month Treasury Bond ETFbond | Buy | $15,001 – $50,000 | Aug 18, 2023 | Aug 27, 2024 | 375 | Filing for Jennifer Granholm iShares 0-3 Month Treasury Bond ETF trade |
| JGJennifer GranholmExecutive | iShares 0-3 Month Treasury Bond ETFbond | Buy | $50,001 – $100,000 | Aug 18, 2023 | Aug 27, 2024 | 375 | Filing for Jennifer Granholm iShares 0-3 Month Treasury Bond ETF trade |
| JGJennifer GranholmExecutive | JVALJPMorgan U.S. Value Factor ETF | Sell | $15,001 – $50,000 | Aug 8, 2023 | Aug 27, 2024 | 385 | Filing for Jennifer Granholm JVAL trade |
| MRMichael ReganExecutive | State Street Global Advisors, SSgA Target Retirement 2040fund | Sell | $1,001 – $15,000 | Jun 1, 2023 | Aug 27, 2024 | 453 | Filing for Michael Regan State Street Global Advisors, SSgA Target Retirement 2040 trade |
| JGJennifer GranholmExecutive | BBHYJPMorgan BetaBuilders USD High Yield Corporate Bond ETF | Sell | $15,001 – $50,000 | May 30, 2023 | Aug 27, 2024 | 455 | Filing for Jennifer Granholm BBHY trade |
| JGJennifer GranholmExecutive | GSLCGoldman Sachs ActiveBeta U.S. Large Cap Equity ETF | Sell | $15,001 – $50,000 | May 30, 2023 | Aug 27, 2024 | 455 | Filing for Jennifer Granholm GSLC trade |
| JGJennifer GranholmExecutive | XSOEWisdomTree Emerging Markets Ex-State Owned Enterprises Fund | Sell | $15,001 – $50,000 | May 30, 2023 | Aug 27, 2024 | 455 | Filing for Jennifer Granholm XSOE trade |
| JGJennifer GranholmExecutive | Redfin Corp. (RDFN)stock | Sell | $1,001 – $15,000 | May 18, 2023 | Aug 27, 2024 | 467 | Filing for Jennifer Granholm Redfin Corp. (RDFN) trade |
| JGJennifer GranholmExecutive | IVZInvesco Ltd | Sell | $1,001 – $15,000 | May 18, 2023 | Aug 27, 2024 | 467 | Filing for Jennifer Granholm IVZ trade |
| JGJennifer GranholmExecutive | FUNSix Flags Entertainment Corporation | Sell | $1,001 – $15,000 | May 18, 2023 | Aug 27, 2024 | 467 | Filing for Jennifer Granholm FUN trade |
| JGJennifer GranholmExecutive | DNPDNP Select Income Fund Inc. | Sell | $1,001 – $15,000 | May 18, 2023 | Aug 27, 2024 | 467 | Filing for Jennifer Granholm DNP trade |
| JGJennifer GranholmExecutive | Redfin Corp. (RDFN)stock | Sell | $1,001 – $15,000 | May 18, 2023 | Aug 27, 2024 | 467 | Filing for Jennifer Granholm Redfin Corp. (RDFN) trade |
| JGJennifer GranholmExecutive | IVZInvesco Ltd | Sell | $1,001 – $15,000 | May 18, 2023 | Aug 27, 2024 | 467 | Filing for Jennifer Granholm IVZ trade |
| JGJennifer GranholmExecutive | FUNSix Flags Entertainment Corporation | Sell | $1,001 – $15,000 | May 18, 2023 | Aug 27, 2024 | 467 | Filing for Jennifer Granholm FUN trade |
| JGJennifer GranholmExecutive | DNPDNP Select Income Fund Inc. | Sell | $1,001 – $15,000 | May 18, 2023 | Aug 27, 2024 | 467 | Filing for Jennifer Granholm DNP trade |
| JGJennifer GranholmExecutive | Redfin Corp. (RDFN)stock | Sell | $1,001 – $15,000 | May 18, 2023 | Aug 27, 2024 | 467 | Filing for Jennifer Granholm Redfin Corp. (RDFN) trade |
| JGJennifer GranholmExecutive | GILDGilead Sciences Inc. | Sell | $1,001 – $15,000 | May 18, 2023 | Aug 27, 2024 | 467 | Filing for Jennifer Granholm GILD trade |
| JGJennifer GranholmExecutive | UBERUber Technologies Inc. | Sell | $1,001 – $15,000 | May 18, 2023 | Aug 27, 2024 | 467 | Filing for Jennifer Granholm UBER trade |
| JGJennifer GranholmExecutive | FFord Motor Company | Sell | $1,001 – $15,000 | May 15, 2023 | Aug 27, 2024 | 470 | Filing for Jennifer Granholm F trade |
| JGJennifer GranholmExecutive | JVALJPMorgan U.S. Value Factor ETF | Sell | $15,001 – $50,000 | Apr 17, 2023 | Aug 27, 2024 | 498 | Filing for Jennifer Granholm JVAL trade |
| JGJennifer GranholmExecutive | BBHYJPMorgan BetaBuilders USD High Yield Corporate Bond ETF | Sell | $50,001 – $100,000 | Apr 17, 2023 | Aug 27, 2024 | 498 | Filing for Jennifer Granholm BBHY trade |
| JGJennifer GranholmExecutive | Janus Henderson Forty Fund (JFRDX)fund | Sell | $50,001 – $100,000 | Feb 22, 2023 | Aug 27, 2024 | 552 | Filing for Jennifer Granholm Janus Henderson Forty Fund (JFRDX) trade |
| JGJennifer GranholmExecutive | GSLCGoldman Sachs ActiveBeta U.S. Large Cap Equity ETF | Sell | $15,001 – $50,000 | Feb 17, 2023 | Aug 27, 2024 | 557 | Filing for Jennifer Granholm GSLC trade |
| JGJennifer GranholmExecutive | US Treasury Bills 0% 07/13/23bond | Buy | $15,001 – $50,000 | Jan 18, 2023 | Aug 27, 2024 | 587 | Filing for Jennifer Granholm US Treasury Bills 0% 07/13/23 trade |
| JGJennifer GranholmExecutive | US Treasury Bills 0% 07/06/23bond | Buy | $15,001 – $50,000 | Jan 10, 2023 | Aug 27, 2024 | 595 | Filing for Jennifer Granholm US Treasury Bills 0% 07/06/23 trade |
| MRMichael ReganExecutive | State Street Target Retirement 2040 Class Pfund | Sell | $1,001 – $15,000 | Feb 1, 2022 | Aug 27, 2024 | 938 | Filing for Michael Regan State Street Target Retirement 2040 Class P trade |
| MWMichael WhitakerExecutive | FPA Crescent Fund (FPACX)fund | Sell | $15,001 – $50,000 | Dec 22, 2023 | Aug 17, 2024 | 239 | Filing for Michael Whitaker FPA Crescent Fund (FPACX) trade |
| MWMichael WhitakerExecutive | DFA Investment Grade Portfolio (DFAPX)fund | Sell | $15,001 – $50,000 | Dec 22, 2023 | Aug 17, 2024 | 239 | Filing for Michael Whitaker DFA Investment Grade Portfolio (DFAPX) trade |
| MWMichael WhitakerExecutive | FPA Crescent Fund (FPACX)fund | Buy | $1,001 – $15,000 | Dec 19, 2023 | Aug 17, 2024 | 242 | Filing for Michael Whitaker FPA Crescent Fund (FPACX) trade |
| MWMichael WhitakerExecutive | Vanguard Intermediate-Term Tax-Exemptstock | Sell | $100,001 – $250,000 | Dec 18, 2023 | Aug 17, 2024 | 243 | Filing for Michael Whitaker Vanguard Intermediate-Term Tax-Exempt trade |
| MWMichael WhitakerExecutive | DFA Intermediate-Term Municipal Bondstock | Buy | $50,001 – $100,000 | Dec 18, 2023 | Aug 17, 2024 | 243 | Filing for Michael Whitaker DFA Intermediate-Term Municipal Bond trade |
| LALloyd AustinExecutive | Capital Group Dividend Value ETF Shareetf | Buy | $100,001 – $250,000 | Dec 15, 2023 | Aug 17, 2024 | 246 | Filing for Lloyd Austin Capital Group Dividend Value ETF Share trade |