| MWMichael WhitakerExecutive | Jensen Quality Growth Fund Class I Shares (JENIX)fund | Buy | $1,001 – $15,000 | Dec 14, 2023 | Aug 17, 2024 | 247 | Filing for Michael Whitaker Jensen Quality Growth Fund Class I Shares (JENIX) trade |
| LALloyd AustinExecutive | Fidelity Mid Cap Index Fund (FSMDX)fund | Buy | $15,001 – $50,000 | Dec 14, 2023 | Aug 17, 2024 | 247 | Filing for Lloyd Austin Fidelity Mid Cap Index Fund (FSMDX) trade |
| LALloyd AustinExecutive | Fidelity Small Cap Index Fund (FSSNX)fund | Buy | $15,001 – $50,000 | Dec 14, 2023 | Aug 17, 2024 | 247 | Filing for Lloyd Austin Fidelity Small Cap Index Fund (FSSNX) trade |
| LALloyd AustinExecutive | Delaware Value Fund Institutional Classfund | Sell | $100,001 – $250,000 | Dec 14, 2023 | Aug 17, 2024 | 247 | Filing for Lloyd Austin Delaware Value Fund Institutional Class trade |
| LALloyd AustinExecutive | Delaware Small Cap Value Fund Institutionalfund | Sell | $50,001 – $100,000 | Dec 14, 2023 | Aug 17, 2024 | 247 | Filing for Lloyd Austin Delaware Small Cap Value Fund Institutional trade |
| LALloyd AustinExecutive | Delaware Smid Cap Growth Fund Institutionalfund | Sell | $15,001 – $50,000 | Dec 14, 2023 | Aug 17, 2024 | 247 | Filing for Lloyd Austin Delaware Smid Cap Growth Fund Institutional trade |
| MWMichael WhitakerExecutive | US Sustainability Core 1 Portfolio Institutional Class Shares (DFSIX)fund | Buy | $1,001 – $15,000 | Dec 13, 2023 | Aug 17, 2024 | 248 | Filing for Michael Whitaker US Sustainability Core 1 Portfolio Institutional Class Shares (DFSIX) trade |
| MWMichael WhitakerExecutive | DFA Investment Grade Portfolio (DFAPX)fund | Buy | $1,001 – $15,000 | Dec 13, 2023 | Aug 17, 2024 | 248 | Filing for Michael Whitaker DFA Investment Grade Portfolio (DFAPX) trade |
| MWMichael WhitakerExecutive | International Sustainability Core 1 Portfolio (DFSPX)fund | Buy | $1,001 – $15,000 | Dec 13, 2023 | Aug 17, 2024 | 248 | Filing for Michael Whitaker International Sustainability Core 1 Portfolio (DFSPX) trade |
| MWMichael WhitakerExecutive | DFAGlobal Sustainability Fixed Income Portfolio Instl Class Share (DGSFX)fund | Buy | $1,001 – $15,000 | Dec 13, 2023 | Aug 17, 2024 | 248 | Filing for Michael Whitaker DFAGlobal Sustainability Fixed Income Portfolio Instl Class Share (DGSFX) trade |
| MWMichael WhitakerExecutive | DFA Real Estate Securities Portfolio Institutional Class Shares (DFREX)fund | Buy | $1,001 – $15,000 | Dec 11, 2023 | Aug 17, 2024 | 250 | Filing for Michael Whitaker DFA Real Estate Securities Portfolio Institutional Class Shares (DFREX) trade |
| MWMichael WhitakerExecutive | DFAGlobal Core Plus Fixed Income Portfolio Institutional Class Shares (DGCFX)fund | Buy | $1,001 – $15,000 | Dec 11, 2023 | Aug 17, 2024 | 250 | Filing for Michael Whitaker DFAGlobal Core Plus Fixed Income Portfolio Institutional Class Shares (DGCFX) trade |
| MWMichael WhitakerExecutive | Baron Small Cap Fund Institutional Class Shares (BSFIX)fund | Buy | $1,001 – $15,000 | Dec 7, 2023 | Aug 17, 2024 | 254 | Filing for Michael Whitaker Baron Small Cap Fund Institutional Class Shares (BSFIX) trade |
| MWMichael WhitakerExecutive | First Eagle Overseas Fund Class I Shares (SGOIX)fund | Buy | $1,001 – $15,000 | Dec 5, 2023 | Aug 17, 2024 | 256 | Filing for Michael Whitaker First Eagle Overseas Fund Class I Shares (SGOIX) trade |
| MWMichael WhitakerExecutive | PIMCO Income Fund Institutional Classfund | Buy | $15,001 – $50,000 | Nov 15, 2023 | Aug 17, 2024 | 276 | Filing for Michael Whitaker PIMCO Income Fund Institutional Class trade |
| MWMichael WhitakerExecutive | TFCTruist Financial Corporation | Sell | $15,001 – $50,000 | Nov 14, 2023 | Aug 17, 2024 | 277 | Filing for Michael Whitaker TFC trade |
| MWMichael WhitakerExecutive | TGTTarget Corporation | Sell | $15,001 – $50,000 | Nov 14, 2023 | Aug 17, 2024 | 277 | Filing for Michael Whitaker TGT trade |
| MWMichael WhitakerExecutive | PNCPNC Financial Services Group Inc. (The) | Sell | $15,001 – $50,000 | Nov 14, 2023 | Aug 17, 2024 | 277 | Filing for Michael Whitaker PNC trade |
| MWMichael WhitakerExecutive | PFEPfizer Inc. | Sell | $1,001 – $15,000 | Nov 14, 2023 | Aug 17, 2024 | 277 | Filing for Michael Whitaker PFE trade |
| MWMichael WhitakerExecutive | JPM (JP Morgan stock)stock | Sell | $1,001 – $15,000 | Nov 14, 2023 | Aug 17, 2024 | 277 | Filing for Michael Whitaker JPM (JP Morgan stock) trade |
| MWMichael WhitakerExecutive | AVGOBroadcom Inc. | Sell | $15,001 – $50,000 | Nov 14, 2023 | Aug 17, 2024 | 277 | Filing for Michael Whitaker AVGO trade |
| MWMichael WhitakerExecutive | AMZNAmazon.com Inc. | Sell | $15,001 – $50,000 | Nov 7, 2023 | Aug 17, 2024 | 284 | Filing for Michael Whitaker AMZN trade |
| MWMichael WhitakerExecutive | AAPLApple Inc. | Sell | $15,001 – $50,000 | Jun 11, 2024 | Aug 13, 2024 | 63 | Filing for Michael Whitaker AAPL trade |
| RVRichard Rahul VermaExecutive | DWS Core Equity Fund Institional Classfund | Buy | $100,001 – $250,000 | May 2, 2023 | Aug 9, 2024 | 465 | Filing for Richard Rahul Verma DWS Core Equity Fund Institional Class trade |
| RVRichard Rahul VermaExecutive | American Mutual Fund Class F2 Sharesfund | Buy | $100,001 – $250,000 | May 2, 2023 | Aug 9, 2024 | 465 | Filing for Richard Rahul Verma American Mutual Fund Class F2 Shares trade |
| RVRichard Rahul VermaExecutive | American Funds Growth Portfolio Class F2fund | Buy | $100,001 – $250,000 | May 2, 2023 | Aug 9, 2024 | 465 | Filing for Richard Rahul Verma American Funds Growth Portfolio Class F2 trade |
| RVRichard Rahul VermaExecutive | Putnam Core Equity Y (PMYX)stock | Buy | $100,001 – $250,000 | May 2, 2023 | Aug 9, 2024 | 465 | Filing for Richard Rahul Verma Putnam Core Equity Y (PMYX) trade |
| RVRichard Rahul VermaExecutive | MFS Core Equity Fund Class I Sharesfund | Buy | $100,001 – $250,000 | May 1, 2023 | Aug 9, 2024 | 466 | Filing for Richard Rahul Verma MFS Core Equity Fund Class I Shares trade |
| RVRichard Rahul VermaExecutive | Invesco Equally-Weighted S&P 500 Fund Cl Yfund | Buy | $100,001 – $250,000 | May 1, 2023 | Aug 9, 2024 | 466 | Filing for Richard Rahul Verma Invesco Equally-Weighted S&P 500 Fund Cl Y trade |
| JGJennifer GranholmExecutive | TTWOTake-Two Interactive Software Inc. | Sell | $1,001 – $15,000 | Jan 16, 2024 | Aug 7, 2024 | 204 | Filing for Jennifer Granholm TTWO trade |
| NCNani A. ColorettiExecutive | Growth Fund of America Class A Shares (AGTHX)fund | Sell | $1,001 – $15,000 | Jul 13, 2023 | Aug 7, 2024 | 391 | Filing for Nani A. Coloretti Growth Fund of America Class A Shares (AGTHX) trade |
| NCNani A. ColorettiExecutive | Investment Company of America Class A Shares (AIVSX)stock | Sell | $1,001 – $15,000 | Jul 13, 2023 | Aug 7, 2024 | 391 | Filing for Nani A. Coloretti Investment Company of America Class A Shares (AIVSX) trade |
| ABAntony J. BlinkenExecutive | VTIVanguard Morningstar Total Stock Market ETF | Buy | $1,001 – $15,000 | Jun 29, 2023 | Aug 7, 2024 | 405 | Filing for Antony J. Blinken VTI trade |
| ABAntony J. BlinkenExecutive | VTIVanguard Morningstar Total Stock Market ETF | Buy | $1,001 – $15,000 | Mar 14, 2023 | Aug 7, 2024 | 512 | Filing for Antony J. Blinken VTI trade |
| ABAntony J. BlinkenExecutive | VTIVanguard Morningstar Total Stock Market ETF | Buy | $1,001 – $15,000 | Mar 14, 2023 | Aug 7, 2024 | 512 | Filing for Antony J. Blinken VTI trade |
| CWChristine E. WormuthExecutive | ARKKARK Innovation ETF | Sell | $1,001 – $15,000 | Nov 2, 2023 | Aug 3, 2024 | 275 | Filing for Christine E. Wormuth ARKK trade |
| CWChristine E. WormuthExecutive | XLGInvesco S&P 500 Top 50 ETF | Buy | $15,001 – $50,000 | Nov 2, 2023 | Aug 3, 2024 | 275 | Filing for Christine E. Wormuth XLG trade |
| CWChristine E. WormuthExecutive | ARKKARK Innovation ETF | Sell | $1,001 – $15,000 | Nov 2, 2023 | Aug 3, 2024 | 275 | Filing for Christine E. Wormuth ARKK trade |
| CWChristine E. WormuthExecutive | XLGInvesco S&P 500 Top 50 ETF | Buy | $1,001 – $15,000 | Nov 2, 2023 | Aug 3, 2024 | 275 | Filing for Christine E. Wormuth XLG trade |
| CWChristine E. WormuthExecutive | ARKKARK Innovation ETF | Sell | $1,001 – $15,000 | Nov 2, 2023 | Aug 3, 2024 | 275 | Filing for Christine E. Wormuth ARKK trade |
| CWChristine E. WormuthExecutive | XLGInvesco S&P 500 Top 50 ETF | Buy | $1,001 – $15,000 | Nov 2, 2023 | Aug 3, 2024 | 275 | Filing for Christine E. Wormuth XLG trade |
| CWChristine E. WormuthExecutive | ARKKARK Innovation ETF | Sell | $1,001 – $15,000 | Nov 2, 2023 | Aug 3, 2024 | 275 | Filing for Christine E. Wormuth ARKK trade |
| CWChristine E. WormuthExecutive | XLGInvesco S&P 500 Top 50 ETF | Buy | $1,001 – $15,000 | Nov 2, 2023 | Aug 3, 2024 | 275 | Filing for Christine E. Wormuth XLG trade |
| CWChristine E. WormuthExecutive | ARKKARK Innovation ETF | Sell | $1,001 – $15,000 | Nov 2, 2023 | Aug 3, 2024 | 275 | Filing for Christine E. Wormuth ARKK trade |
| APArati PrabhakarExecutive | EMNTPIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund | Sell | $15,001 – $50,000 | Oct 10, 2023 | Aug 3, 2024 | 298 | Filing for Arati Prabhakar EMNT trade |
| APArati PrabhakarExecutive | DFA US Small Sustainability Targeted Value (DAABX)stock | Sell | $1,001 – $15,000 | Oct 10, 2023 | Aug 3, 2024 | 298 | Filing for Arati Prabhakar DFA US Small Sustainability Targeted Value (DAABX) trade |
| APArati PrabhakarExecutive | GMO Resources Fund Class I (GEACX)fund | Sell | $100,001 – $250,000 | Oct 10, 2023 | Aug 3, 2024 | 298 | Filing for Arati Prabhakar GMO Resources Fund Class I (GEACX) trade |
| APArati PrabhakarExecutive | DFA Global Sustainability Fixed Incomestock | Buy | $250,001 – $500,000 | Oct 10, 2023 | Aug 3, 2024 | 298 | Filing for Arati Prabhakar DFA Global Sustainability Fixed Income trade |
| APArati PrabhakarExecutive | Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX)fund | Sell | $1,001 – $15,000 | Oct 10, 2023 | Aug 3, 2024 | 298 | Filing for Arati Prabhakar Cohen & Steers Preferred Securities and Income Fund, Inc Class I Shares (CPXIX) trade |
| APArati PrabhakarExecutive | International Sustainability Core 1 Portfoliofund | Sell | $100,001 – $250,000 | Oct 10, 2023 | Aug 3, 2024 | 298 | Filing for Arati Prabhakar International Sustainability Core 1 Portfolio trade |