| SDStacey DixonExecutive | American Investment Company of Americastock | Sell | $15,001 – $50,000 | Dec 11, 2023 | Jul 24, 2024 | 226 | Filing for Stacey Dixon American Investment Company of America trade |
| SDStacey DixonExecutive | American SMALLCAP World Fund, Inc Class F2 Shares (SMCFX)fund | Sell | $1,001 – $15,000 | Dec 11, 2023 | Jul 24, 2024 | 226 | Filing for Stacey Dixon American SMALLCAP World Fund, Inc Class F2 Shares (SMCFX) trade |
| SDStacey DixonExecutive | American Balanced Fund Class F2 Shares (AMBFX)fund | Sell | $1,001 – $15,000 | Dec 11, 2023 | Jul 24, 2024 | 226 | Filing for Stacey Dixon American Balanced Fund Class F2 Shares (AMBFX) trade |
| SDStacey DixonExecutive | American Growth Fund of America Class F2 Shares (GFFFX)fund | Sell | $1,001 – $15,000 | Dec 11, 2023 | Jul 24, 2024 | 226 | Filing for Stacey Dixon American Growth Fund of America Class F2 Shares (GFFFX) trade |
| SDStacey DixonExecutive | American Capital World Growth & Income Fund Class F2 Shares (WGIFX)fund | Sell | $1,001 – $15,000 | Dec 11, 2023 | Jul 24, 2024 | 226 | Filing for Stacey Dixon American Capital World Growth & Income Fund Class F2 Shares (WGIFX) trade |
| SDStacey DixonExecutive | American Capital Income Builder Class F2 Shares (CAIFX)other | Sell | $1,001 – $15,000 | Dec 11, 2023 | Jul 24, 2024 | 226 | Filing for Stacey Dixon American Capital Income Builder Class F2 Shares (CAIFX) trade |
| SDStacey DixonExecutive | American Investment Company of America Class F2 Shares (ICAFX)other | Sell | $1,001 – $15,000 | Jun 29, 2023 | Jul 24, 2024 | 391 | Filing for Stacey Dixon American Investment Company of America Class F2 Shares (ICAFX) trade |
| SDStacey DixonExecutive | [IRA] AMERICAN EUROPACIFIC GRW F2 (AEPFX)other | Sell | $1,001 – $15,000 | Jun 29, 2023 | Jul 24, 2024 | 391 | Filing for Stacey Dixon [IRA] AMERICAN EUROPACIFIC GRW F2 (AEPFX) trade |
| SDStacey DixonExecutive | [IRA] AMERICAN NEW WORLD F2 (NFFFX)other | Buy | $1,001 – $15,000 | Jun 29, 2023 | Jul 24, 2024 | 391 | Filing for Stacey Dixon [IRA] AMERICAN NEW WORLD F2 (NFFFX) trade |
| SDStacey DixonExecutive | AOAiShares Core 80/20 Aggressive Allocation ETF | Sell | $1,001 – $15,000 | Jan 19, 2023 | Jul 24, 2024 | 552 | Filing for Stacey Dixon AOA trade |
| SDStacey DixonExecutive | American Capital World Growth & Income Fund Class F2 Shares (WGIFX)fund | Buy | $1,001 – $15,000 | Jan 19, 2023 | Jul 24, 2024 | 552 | Filing for Stacey Dixon American Capital World Growth & Income Fund Class F2 Shares (WGIFX) trade |
| GRGina M. RaimondoExecutive | Schwab Value Advantage Money Fund Investor Class Shares (SWVXX)fund | Sell | $1,001 – $15,000 | Dec 26, 2023 | Jul 20, 2024 | 207 | Filing for Gina M. Raimondo Schwab Value Advantage Money Fund Investor Class Shares (SWVXX) trade |
| WBWilliam J. BurnsExecutive | Goldman Sachs GQG Partners International Opportunities Fund Institutional Class Shs (GSIMX)fund | Buy | $1,001 – $15,000 | Dec 22, 2023 | Jul 20, 2024 | 211 | Filing for William J. Burns Goldman Sachs GQG Partners International Opportunities Fund Institutional Class Shs (GSIMX) trade |
| GRGina M. RaimondoExecutive | VTIPVanguard Short-Term Inflation-Protected Securities Index Fund ETF Shares | Buy | $1,001 – $15,000 | Dec 19, 2023 | Jul 20, 2024 | 214 | Filing for Gina M. Raimondo VTIP trade |
| GRGina M. RaimondoExecutive | VWOVanguard FTSE Emerging Markets ETF | Sell | $1,001 – $15,000 | Dec 19, 2023 | Jul 20, 2024 | 214 | Filing for Gina M. Raimondo VWO trade |
| GRGina M. RaimondoExecutive | VTIPVanguard Short-Term Inflation-Protected Securities Index Fund ETF Shares | Buy | $1,001 – $15,000 | Dec 19, 2023 | Jul 20, 2024 | 214 | Filing for Gina M. Raimondo VTIP trade |
| GRGina M. RaimondoExecutive | VWOVanguard FTSE Emerging Markets ETF | Sell | $1,001 – $15,000 | Dec 19, 2023 | Jul 20, 2024 | 214 | Filing for Gina M. Raimondo VWO trade |
| GRGina M. RaimondoExecutive | SUBiShares Short-Term National Muni Bond ETF | Buy | $15,001 – $50,000 | Dec 19, 2023 | Jul 20, 2024 | 214 | Filing for Gina M. Raimondo SUB trade |
| GRGina M. RaimondoExecutive | VIOOVanguard S&P Small-Cap 600 ETF | Sell | $15,001 – $50,000 | Dec 19, 2023 | Jul 20, 2024 | 214 | Filing for Gina M. Raimondo VIOO trade |
| GRGina M. RaimondoExecutive | VTVVanguard Morningstar Value ETF | Buy | $1,001 – $15,000 | Dec 19, 2023 | Jul 20, 2024 | 214 | Filing for Gina M. Raimondo VTV trade |
| GRGina M. RaimondoExecutive | iShares 1-3 Year International Treasury Bond ETF (ISHG)bond | Buy | $1,001 – $15,000 | Dec 19, 2023 | Jul 20, 2024 | 214 | Filing for Gina M. Raimondo iShares 1-3 Year International Treasury Bond ETF (ISHG) trade |
| GRGina M. RaimondoExecutive | BNDXVanguard Total International Bond ETF | Buy | $1,001 – $15,000 | Dec 19, 2023 | Jul 20, 2024 | 214 | Filing for Gina M. Raimondo BNDX trade |
| LCLisa CookExecutive | XLVState Street Health Care Select Sector SPDR ETF | Sell | $1,001 – $15,000 | Dec 19, 2023 | Jul 20, 2024 | 214 | Filing for Lisa Cook XLV trade |
| LCLisa CookExecutive | IEMGiShares Core MSCI Emerging Markets ETF | Buy | $1,001 – $15,000 | Dec 19, 2023 | Jul 20, 2024 | 214 | Filing for Lisa Cook IEMG trade |
| LCLisa CookExecutive | Blackrock Emerging Markets FD INC INSL (MADCX)fund | Sell | $1,001 – $15,000 | Dec 18, 2023 | Jul 20, 2024 | 215 | Filing for Lisa Cook Blackrock Emerging Markets FD INC INSL (MADCX) trade |
| LCLisa CookExecutive | T Rowe PriceGlobal Multi-Sector Bond Fund Class I Shares (PGMSX)fund | Sell | $1,001 – $15,000 | Dec 18, 2023 | Jul 20, 2024 | 215 | Filing for Lisa Cook T Rowe PriceGlobal Multi-Sector Bond Fund Class I Shares (PGMSX) trade |
| LCLisa CookExecutive | Morgan Stanley Institutional Fund Trust International Advantage Portfolio Class I Shares (MFAIX)fund | Sell | $1,001 – $15,000 | Dec 18, 2023 | Jul 20, 2024 | 215 | Filing for Lisa Cook Morgan Stanley Institutional Fund Trust International Advantage Portfolio Class I Shares (MFAIX) trade |
| MBMichael BarrExecutive | Nuveen Large-Cap Value Index Fund R6fund | Buy | $1,001 – $15,000 | Dec 11, 2023 | Jul 20, 2024 | 222 | Filing for Michael Barr Nuveen Large-Cap Value Index Fund R6 trade |
| MBMichael BarrExecutive | Vanguard Emerging Markets Stock Index Institutional Plusetf | Buy | $1,001 – $15,000 | Dec 8, 2023 | Jul 20, 2024 | 225 | Filing for Michael Barr Vanguard Emerging Markets Stock Index Institutional Plus trade |
| MBMichael BarrExecutive | Nuveen Large-Cap Value Fund R6fund | Buy | $1,001 – $15,000 | Dec 8, 2023 | Jul 20, 2024 | 225 | Filing for Michael Barr Nuveen Large-Cap Value Fund R6 trade |
| MBMichael BarrExecutive | Nuveen Social Choice Low Carbon Equity Fund R6fund | Buy | $1,001 – $15,000 | Dec 8, 2023 | Jul 20, 2024 | 225 | Filing for Michael Barr Nuveen Social Choice Low Carbon Equity Fund R6 trade |
| MBMichael BarrExecutive | Nuveen Large-Cap Value Index Fund R6fund | Buy | $1,001 – $15,000 | Dec 8, 2023 | Jul 20, 2024 | 225 | Filing for Michael Barr Nuveen Large-Cap Value Index Fund R6 trade |
| MBMichael BarrExecutive | Nuveen Quant Small-Cap Equity Fund R6fund | Buy | $1,001 – $15,000 | Dec 8, 2023 | Jul 20, 2024 | 225 | Filing for Michael Barr Nuveen Quant Small-Cap Equity Fund R6 trade |
| MBMichael BarrExecutive | Nuveen Large Cap Responsible Equity Fundfund | Buy | $1,001 – $15,000 | Dec 8, 2023 | Jul 20, 2024 | 225 | Filing for Michael Barr Nuveen Large Cap Responsible Equity Fund trade |
| MBMichael BarrExecutive | Nuveen International Equity Fund R6fund | Buy | $1,001 – $15,000 | Dec 8, 2023 | Jul 20, 2024 | 225 | Filing for Michael Barr Nuveen International Equity Fund R6 trade |
| MBMichael BarrExecutive | Nuveen International Equity Index Fund R6fund | Buy | $1,001 – $15,000 | Dec 8, 2023 | Jul 20, 2024 | 225 | Filing for Michael Barr Nuveen International Equity Index Fund R6 trade |
| GRGina M. RaimondoExecutive | Vanguard Small-Cap Value Index Fund ETFetf | Buy | $50,001 – $100,000 | Dec 1, 2023 | Jul 20, 2024 | 232 | Filing for Gina M. Raimondo Vanguard Small-Cap Value Index Fund ETF trade |
| GRGina M. RaimondoExecutive | VIOOVanguard S&P Small-Cap 600 ETF | Sell | $15,001 – $50,000 | Dec 1, 2023 | Jul 20, 2024 | 232 | Filing for Gina M. Raimondo VIOO trade |
| GRGina M. RaimondoExecutive | Vanguard Emerging Markets Stock Indexetf | Sell | $15,001 – $50,000 | Dec 1, 2023 | Jul 20, 2024 | 232 | Filing for Gina M. Raimondo Vanguard Emerging Markets Stock Index trade |
| GRGina M. RaimondoExecutive | VIOOVanguard S&P Small-Cap 600 ETF | Sell | $15,001 – $50,000 | Dec 1, 2023 | Jul 20, 2024 | 232 | Filing for Gina M. Raimondo VIOO trade |
| GRGina M. RaimondoExecutive | Vanguard Small-Cap Value Index Fund ETFetf | Buy | $15,001 – $50,000 | Dec 1, 2023 | Jul 20, 2024 | 232 | Filing for Gina M. Raimondo Vanguard Small-Cap Value Index Fund ETF trade |
| GRGina M. RaimondoExecutive | Vanguard Emerging Markets Stock Indexetf | Sell | $15,001 – $50,000 | Dec 1, 2023 | Jul 20, 2024 | 232 | Filing for Gina M. Raimondo Vanguard Emerging Markets Stock Index trade |
| GRGina M. RaimondoExecutive | Vanguard Value Index Fund ETF Sharesetf | Buy | $15,001 – $50,000 | Dec 1, 2023 | Jul 20, 2024 | 232 | Filing for Gina M. Raimondo Vanguard Value Index Fund ETF Shares trade |
| GRGina M. RaimondoExecutive | VTVVanguard Morningstar Value ETF | Buy | $1,001 – $15,000 | Dec 1, 2023 | Jul 20, 2024 | 232 | Filing for Gina M. Raimondo VTV trade |
| GRGina M. RaimondoExecutive | VTVVanguard Morningstar Value ETF | Buy | $1,001 – $15,000 | Dec 1, 2023 | Jul 20, 2024 | 232 | Filing for Gina M. Raimondo VTV trade |
| MBMichael BarrExecutive | Michigan Education Savings Program - Instock | Sell | $15,001 – $50,000 | Nov 6, 2023 | Jul 20, 2024 | 257 | Filing for Michael Barr Michigan Education Savings Program - In trade |
| MBMichael BarrExecutive | Michigan Education Savings Programstock | Sell | $15,001 – $50,000 | Nov 6, 2023 | Jul 20, 2024 | 257 | Filing for Michael Barr Michigan Education Savings Program trade |
| GRGina M. RaimondoExecutive | Vanguard Value Index Fund ETF Sharesetf | Buy | $15,001 – $50,000 | Oct 26, 2023 | Jul 20, 2024 | 268 | Filing for Gina M. Raimondo Vanguard Value Index Fund ETF Shares trade |
| GRGina M. RaimondoExecutive | SCHKSchwab 1000 Index ETF | Buy | $15,001 – $50,000 | Oct 26, 2023 | Jul 20, 2024 | 268 | Filing for Gina M. Raimondo SCHK trade |
| GRGina M. RaimondoExecutive | Schwab Value Advantage Money Fundfund | Sell | $50,001 – $100,000 | Oct 26, 2023 | Jul 20, 2024 | 268 | Filing for Gina M. Raimondo Schwab Value Advantage Money Fund trade |