| SBShailen BhattExecutive | Zuul Vested Stock Optionsstock | Sell | $1,001 – $15,000 | Mar 5, 2023 | Jul 10, 2024 | 493 | Filing for Shailen Bhatt Zuul Vested Stock Options trade |
| SBShailen BhattExecutive | Flow Labs Vested Stock Optionsstock | Sell | $1,001 – $15,000 | Mar 5, 2023 | Jul 10, 2024 | 493 | Filing for Shailen Bhatt Flow Labs Vested Stock Options trade |
| SBShailen BhattExecutive | EMC Equity, Convertible Notestock | Sell | $15,001 – $50,000 | Mar 5, 2023 | Jul 10, 2024 | 493 | Filing for Shailen Bhatt EMC Equity, Convertible Note trade |
| MBMichelle White BowmanExecutive | Berenberg Limited Volatility Equity Fundfund | Buy | $1,001 – $15,000 | Jan 12, 2023 | Jul 10, 2024 | 545 | Filing for Michelle White Bowman Berenberg Limited Volatility Equity Fund trade |
| JPJerome H. PowellExecutive | American Balanced Fund 529Afund | Sell | $15,001 – $50,000 | Nov 27, 2023 | Jul 2, 2024 | 218 | Filing for Jerome H. Powell American Balanced Fund 529A trade |
| JPJerome H. PowellExecutive | American Balanced Fund 529Afund | Sell | $1,001 – $15,000 | Aug 22, 2023 | Jul 2, 2024 | 315 | Filing for Jerome H. Powell American Balanced Fund 529A trade |
| JPJerome H. PowellExecutive | American Balanced Fund 529Afund | Sell | $15,001 – $50,000 | Aug 14, 2023 | Jul 2, 2024 | 323 | Filing for Jerome H. Powell American Balanced Fund 529A trade |
| JPJerome H. PowellExecutive | American Balanced Fund 529Afund | Sell | $1,001 – $15,000 | Aug 4, 2023 | Jul 2, 2024 | 333 | Filing for Jerome H. Powell American Balanced Fund 529A trade |
| JPJerome H. PowellExecutive | American Balanced Fund 529Afund | Sell | $1,001 – $15,000 | Aug 1, 2023 | Jul 2, 2024 | 336 | Filing for Jerome H. Powell American Balanced Fund 529A trade |
| JPJerome H. PowellExecutive | American Balanced Fund 529Afund | Sell | $1,001 – $15,000 | Apr 12, 2023 | Jul 2, 2024 | 447 | Filing for Jerome H. Powell American Balanced Fund 529A trade |
| JGJennifer GranholmExecutive | RSPInvesco S&P 500 Equal Weight ETF | Buy | $15,001 – $50,000 | Apr 24, 2024 | Jun 27, 2024 | 64 | Filing for Jennifer Granholm RSP trade |
| KHKathleen HicksExecutive | Schwab S&P 500 Index Fund (SWPPX)fund | Buy | $1,001 – $15,000 | Nov 15, 2023 | Jun 27, 2024 | 225 | Filing for Kathleen Hicks Schwab S&P 500 Index Fund (SWPPX) trade |
| KHKathleen HicksExecutive | Schwab S&P 500 Index Fund (SWPPX)fund | Buy | $15,001 – $50,000 | Jun 20, 2023 | Jun 27, 2024 | 373 | Filing for Kathleen Hicks Schwab S&P 500 Index Fund (SWPPX) trade |
| KHKathleen HicksExecutive | Schwab S&P 500 Index Fund (SWPPX)fund | Buy | $15,001 – $50,000 | Jun 10, 2023 | Jun 27, 2024 | 383 | Filing for Kathleen Hicks Schwab S&P 500 Index Fund (SWPPX) trade |
| KHKathleen HicksExecutive | Schwab S&P 500 Index Fund (SWPPX)fund | Buy | $50,001 – $100,000 | Jun 5, 2023 | Jun 27, 2024 | 388 | Filing for Kathleen Hicks Schwab S&P 500 Index Fund (SWPPX) trade |
| KHKathleen HicksExecutive | Principal Core Fixed Income Fund Class R-5fund | Sell | $50,001 – $100,000 | May 25, 2023 | Jun 27, 2024 | 399 | Filing for Kathleen Hicks Principal Core Fixed Income Fund Class R-5 trade |
| KHKathleen HicksExecutive | SCHFSchwab International Equity ETF | Buy | $50,001 – $100,000 | May 10, 2023 | Jun 27, 2024 | 414 | Filing for Kathleen Hicks SCHF trade |
| KHKathleen HicksExecutive | Calvert Equity Fund Class R6 Sharesfund | Sell | $100,001 – $250,000 | May 3, 2023 | Jun 27, 2024 | 421 | Filing for Kathleen Hicks Calvert Equity Fund Class R6 Shares trade |
| TVThomas J. VilsackExecutive | Municipal bond for Iowa Board of Regentsstock | Buy | $15,001 – $50,000 | Nov 20, 2023 | May 22, 2024 | 184 | Filing for Thomas J. Vilsack Municipal bond for Iowa Board of Regents trade |
| TVThomas J. VilsackExecutive | Eaton Vance Floating-Rate Advantage Fund Class I Shares (EIFAX)fund | Sell | $1,001 – $15,000 | Sep 25, 2023 | May 22, 2024 | 240 | Filing for Thomas J. Vilsack Eaton Vance Floating-Rate Advantage Fund Class I Shares (EIFAX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Floating-Rate Fund Institutional Class Shares (EIBLX)fund | Buy | $1,001 – $15,000 | Sep 25, 2023 | May 22, 2024 | 240 | Filing for Thomas J. Vilsack Eaton Vance Floating-Rate Fund Institutional Class Shares (EIBLX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Floating-Rate Fund Institutional Class Shares (EIBLX)fund | Buy | $1,001 – $15,000 | Sep 25, 2023 | May 22, 2024 | 240 | Filing for Thomas J. Vilsack Eaton Vance Floating-Rate Fund Institutional Class Shares (EIBLX) trade |
| TVThomas J. VilsackExecutive | Trivalent International Small Cap CL Fundfund | Sell | $1,001 – $15,000 | Aug 2, 2023 | May 22, 2024 | 294 | Filing for Thomas J. Vilsack Trivalent International Small Cap CL Fund trade |
| TVThomas J. VilsackExecutive | Fidelity Advisor International Small Cap Fund Class I Shares (FIXIX)fund | Buy | $1,001 – $15,000 | Aug 2, 2023 | May 22, 2024 | 294 | Filing for Thomas J. Vilsack Fidelity Advisor International Small Cap Fund Class I Shares (FIXIX) trade |
| TVThomas J. VilsackExecutive | Vanguard Long-Term Treasury Index Fund Admiral Class Shares (VLGSX)bond | Sell | $1,001 – $15,000 | Aug 1, 2023 | May 22, 2024 | 295 | Filing for Thomas J. Vilsack Vanguard Long-Term Treasury Index Fund Admiral Class Shares (VLGSX) trade |
| TVThomas J. VilsackExecutive | Vanguard Long-Term Treasury Index Fund Admiral Class Shares (VLGSX)bond | Sell | $1,001 – $15,000 | Aug 1, 2023 | May 22, 2024 | 295 | Filing for Thomas J. Vilsack Vanguard Long-Term Treasury Index Fund Admiral Class Shares (VLGSX) trade |
| TVThomas J. VilsackExecutive | Fidelity Long-Term Treasury Bond Index Fund (FNBGX)bond | Buy | $1,001 – $15,000 | Aug 1, 2023 | May 22, 2024 | 295 | Filing for Thomas J. Vilsack Fidelity Long-Term Treasury Bond Index Fund (FNBGX) trade |
| TVThomas J. VilsackExecutive | Fidelity Long-Term Treasury Bond Index Fund (FNBGX)bond | Buy | $1,001 – $15,000 | Aug 1, 2023 | May 22, 2024 | 295 | Filing for Thomas J. Vilsack Fidelity Long-Term Treasury Bond Index Fund (FNBGX) trade |
| TVThomas J. VilsackExecutive | John Hancock Funds III International Growth Fund Class I Shares (GOGIX)fund | Sell | $1,001 – $15,000 | Jun 30, 2023 | May 22, 2024 | 327 | Filing for Thomas J. Vilsack John Hancock Funds III International Growth Fund Class I Shares (GOGIX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Short Duration Government Income Fund Class I Shares (EILDX)fund | Sell | $1,001 – $15,000 | Jun 28, 2023 | May 22, 2024 | 329 | Filing for Thomas J. Vilsack Eaton Vance Short Duration Government Income Fund Class I Shares (EILDX) trade |
| TVThomas J. VilsackExecutive | John Hancock Government Income Fund Class I Shares (JGIFX)fund | Sell | $1,001 – $15,000 | Jun 28, 2023 | May 22, 2024 | 329 | Filing for Thomas J. Vilsack John Hancock Government Income Fund Class I Shares (JGIFX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Short Duration Government Income Fund Class I Shares (EILDX)fund | Sell | $1,001 – $15,000 | Jun 28, 2023 | May 22, 2024 | 329 | Filing for Thomas J. Vilsack Eaton Vance Short Duration Government Income Fund Class I Shares (EILDX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Short Duration Government Income Fund Class I Shares (EILDX)fund | Sell | $1,001 – $15,000 | Jun 28, 2023 | May 22, 2024 | 329 | Filing for Thomas J. Vilsack Eaton Vance Short Duration Government Income Fund Class I Shares (EILDX) trade |
| TVThomas J. VilsackExecutive | John Hancock Government Income Fund Class I Shares (JGIFX)fund | Sell | $1,001 – $15,000 | Jun 28, 2023 | May 22, 2024 | 329 | Filing for Thomas J. Vilsack John Hancock Government Income Fund Class I Shares (JGIFX) trade |
| TVThomas J. VilsackExecutive | John Hancock Investment Grade Bond Fund Class I Shares (TIUSX)fund | Buy | $1,001 – $15,000 | Jun 28, 2023 | May 22, 2024 | 329 | Filing for Thomas J. Vilsack John Hancock Investment Grade Bond Fund Class I Shares (TIUSX) trade |
| TVThomas J. VilsackExecutive | John Hancock Investment Grade Bond Fund Class I Shares (TIUSX)fund | Buy | $1,001 – $15,000 | Jun 28, 2023 | May 22, 2024 | 329 | Filing for Thomas J. Vilsack John Hancock Investment Grade Bond Fund Class I Shares (TIUSX) trade |
| TVThomas J. VilsackExecutive | Fidelity Mid Cap Index Fund (FSMDX)fund | Sell | $1,001 – $15,000 | Jun 6, 2023 | May 22, 2024 | 351 | Filing for Thomas J. Vilsack Fidelity Mid Cap Index Fund (FSMDX) trade |
| TVThomas J. VilsackExecutive | BNY MellonGlobal Fixed Income Fund Class I Shares (SDGIX)fund | Sell | $1,001 – $15,000 | Jun 6, 2023 | May 22, 2024 | 351 | Filing for Thomas J. Vilsack BNY MellonGlobal Fixed Income Fund Class I Shares (SDGIX) trade |
| TVThomas J. VilsackExecutive | PIMCO International Bond Fund (U.S. Dollar Hedged) I-2 (PFBPX)fund | Buy | $1,001 – $15,000 | Jun 6, 2023 | May 22, 2024 | 351 | Filing for Thomas J. Vilsack PIMCO International Bond Fund (U.S. Dollar Hedged) I-2 (PFBPX) trade |
| TVThomas J. VilsackExecutive | Vanguard Mid-Cap Index Fund Admiral Shares (VIMAX)etf | Buy | $1,001 – $15,000 | Jun 6, 2023 | May 22, 2024 | 351 | Filing for Thomas J. Vilsack Vanguard Mid-Cap Index Fund Admiral Shares (VIMAX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Emerging Markets Local Income Fund Class I Shares (EEIIX)fund | Buy | $1,001 – $15,000 | Jun 6, 2023 | May 22, 2024 | 351 | Filing for Thomas J. Vilsack Eaton Vance Emerging Markets Local Income Fund Class I Shares (EEIIX) trade |
| TVThomas J. VilsackExecutive | Credit Suisse Commodity Return Strategy Fund Institutional Class Shares (CRSOX)fund | Sell | $1,001 – $15,000 | May 10, 2023 | May 22, 2024 | 378 | Filing for Thomas J. Vilsack Credit Suisse Commodity Return Strategy Fund Institutional Class Shares (CRSOX) trade |
| TVThomas J. VilsackExecutive | YMARFT Vest International Equity Moderate Buffer ETF - March | Buy | $1,001 – $15,000 | Apr 21, 2023 | May 22, 2024 | 397 | Filing for Thomas J. Vilsack YMAR trade |
| TVThomas J. VilsackExecutive | Delaware Small Cap Value Fund Institutional Class Shares (DEVIX)fund | Sell | $1,001 – $15,000 | Apr 12, 2023 | May 22, 2024 | 406 | Filing for Thomas J. Vilsack Delaware Small Cap Value Fund Institutional Class Shares (DEVIX) trade |
| TVThomas J. VilsackExecutive | Columbia Small Cap Value Fund I Institutionalfund | Buy | $1,001 – $15,000 | Apr 12, 2023 | May 22, 2024 | 406 | Filing for Thomas J. Vilsack Columbia Small Cap Value Fund I Institutional trade |
| TVThomas J. VilsackExecutive | Delaware Small Cap Value Fund Institutional Class Shares (DEVIX)fund | Sell | $1,001 – $15,000 | Apr 12, 2023 | May 22, 2024 | 406 | Filing for Thomas J. Vilsack Delaware Small Cap Value Fund Institutional Class Shares (DEVIX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Short Duration Inflation Protected Income Fund Class I Shs (EIRRX)fund | Sell | $1,001 – $15,000 | Mar 28, 2023 | May 22, 2024 | 421 | Filing for Thomas J. Vilsack Eaton Vance Short Duration Inflation Protected Income Fund Class I Shs (EIRRX) trade |
| TVThomas J. VilsackExecutive | US Small Cap Value Portfolio Institutional Class Shares (DFSVX)fund | Sell | $1,001 – $15,000 | Mar 28, 2023 | May 22, 2024 | 421 | Filing for Thomas J. Vilsack US Small Cap Value Portfolio Institutional Class Shares (DFSVX) trade |
| TVThomas J. VilsackExecutive | AB Municipal Bond Inflation Strategy Advisor Class Shs (AUNYX)stock | Sell | $1,001 – $15,000 | Mar 28, 2023 | May 22, 2024 | 421 | Filing for Thomas J. Vilsack AB Municipal Bond Inflation Strategy Advisor Class Shs (AUNYX) trade |
| TVThomas J. VilsackExecutive | PIA High Yield Fund Institutional Class Shares (PHYSX)fund | Buy | $1,001 – $15,000 | Mar 28, 2023 | May 22, 2024 | 421 | Filing for Thomas J. Vilsack PIA High Yield Fund Institutional Class Shares (PHYSX) trade |