| KHKamala D. HarrisDExecutive | LQDiShares iBoxx $ Investment Grade Corporate Bond ETF | Sell | $1,001 – $15,000 | Feb 23, 2023 | May 15, 2024 | 447 | Filing for Kamala D. Harris LQD trade |
| KHKamala D. HarrisDExecutive | IJRiShares Core S&P Small-Cap ETF | Buy | $1,001 – $15,000 | Feb 23, 2023 | May 15, 2024 | 447 | Filing for Kamala D. Harris IJR trade |
| KHKamala D. HarrisDExecutive | IEMGiShares Core MSCI Emerging Markets ETF | Buy | $50,001 – $100,000 | Feb 23, 2023 | May 15, 2024 | 447 | Filing for Kamala D. Harris IEMG trade |
| KHKamala D. HarrisDExecutive | IEFAiShares Core MSCI EAFE ETF | Buy | $100,001 – $250,000 | Feb 23, 2023 | May 15, 2024 | 447 | Filing for Kamala D. Harris IEFA trade |
| KHKamala D. HarrisDExecutive | EMBiShares J.P. Morgan USD Emerging Markets Bond ETF | Buy | $15,001 – $50,000 | Feb 23, 2023 | May 15, 2024 | 447 | Filing for Kamala D. Harris EMB trade |
| KHKamala D. HarrisDExecutive | MBBiShares MBS ETF | Sell | $50,001 – $100,000 | Feb 23, 2023 | May 15, 2024 | 447 | Filing for Kamala D. Harris MBB trade |
| KHKamala D. HarrisDExecutive | USIGiShares Broad USD Investment Grade Corporate Bond ETF | Buy | $100,001 – $250,000 | Feb 23, 2023 | May 15, 2024 | 447 | Filing for Kamala D. Harris USIG trade |
| KHKamala D. HarrisDExecutive | TIPiShares TIPS Bond ETF | Sell | $1,001 – $15,000 | Feb 23, 2023 | May 15, 2024 | 447 | Filing for Kamala D. Harris TIP trade |
| KHKamala D. HarrisDExecutive | (Spouse) iShares 20+ Year Treasury Bond (TLT)bond | Buy | $15,001 – $50,000 | Feb 23, 2023 | May 15, 2024 | 447 | Filing for Kamala D. Harris (Spouse) iShares 20+ Year Treasury Bond (TLT) trade |
| KHKamala D. HarrisDExecutive | LQDiShares iBoxx $ Investment Grade Corporate Bond ETF | Sell | $50,001 – $100,000 | Feb 23, 2023 | May 15, 2024 | 447 | Filing for Kamala D. Harris LQD trade |
| KHKamala D. HarrisDExecutive | IJRiShares Core S&P Small-Cap ETF | Buy | $15,001 – $50,000 | Feb 23, 2023 | May 15, 2024 | 447 | Filing for Kamala D. Harris IJR trade |
| KHKamala D. HarrisDExecutive | HYLBXtrackers USD High Yield Corporate Bond ETF | Sell | $1,001 – $15,000 | Feb 23, 2023 | May 15, 2024 | 447 | Filing for Kamala D. Harris HYLB trade |
| DCDeanne CriswellExecutive | NVDANVIDIA Corporation | Sell | $1,001 – $15,000 | Mar 22, 2024 | May 1, 2024 | 40 | Filing for Deanne Criswell NVDA trade |
| DCDeanne CriswellExecutive | AMDAdvanced Micro Devices Inc. | Sell | $1,001 – $15,000 | Mar 22, 2024 | May 1, 2024 | 40 | Filing for Deanne Criswell AMD trade |
| DCDeanne CriswellExecutive | Schwab Value Advantage Money Fund Investorfund | Buy | $50,001 – $100,000 | Mar 21, 2024 | May 1, 2024 | 41 | Filing for Deanne Criswell Schwab Value Advantage Money Fund Investor trade |
| MWMichael WhitakerExecutive | AVGOBroadcom Inc. | Sell | $15,001 – $50,000 | Feb 22, 2024 | Apr 26, 2024 | 64 | Filing for Michael Whitaker AVGO trade |
| NFNuria FernandezExecutive | ABBVAbbVie Inc. | Buy | $1,001 – $15,000 | Feb 21, 2024 | Apr 26, 2024 | 65 | Filing for Nuria Fernandez ABBV trade |
| NFNuria FernandezExecutive | NSRGY - NESTLE SAstock | Sell | $1,001 – $15,000 | Feb 20, 2024 | Apr 26, 2024 | 66 | Filing for Nuria Fernandez NSRGY - NESTLE SA trade |
| NFNuria FernandezExecutive | USHYiShares Broad USD High Yield Corporate Bond ETF | Buy | $1,001 – $15,000 | Feb 13, 2024 | Apr 26, 2024 | 73 | Filing for Nuria Fernandez USHY trade |
| NFNuria FernandezExecutive | BMYBristol-Myers Squibb Company | Sell | $1,001 – $15,000 | Feb 2, 2024 | Apr 26, 2024 | 84 | Filing for Nuria Fernandez BMY trade |
| NFNuria FernandezExecutive | BNDXVanguard Total International Bond ETF | Sell | $1,001 – $15,000 | Jan 30, 2024 | Apr 26, 2024 | 87 | Filing for Nuria Fernandez BNDX trade |
| NFNuria FernandezExecutive | BNDVanguard Total Bond Market ETF | Sell | $1,001 – $15,000 | Jan 30, 2024 | Apr 26, 2024 | 87 | Filing for Nuria Fernandez BND trade |
| NFNuria FernandezExecutive | CRDOX - SIX CIRCLES TRUST CREDITstock | Buy | $15,001 – $50,000 | Jan 30, 2024 | Apr 26, 2024 | 87 | Filing for Nuria Fernandez CRDOX - SIX CIRCLES TRUST CREDIT trade |
| NFNuria FernandezExecutive | XOMExxonMobil Holdings Corporation | Buy | $1,001 – $15,000 | Jan 26, 2024 | Apr 26, 2024 | 91 | Filing for Nuria Fernandez XOM trade |
| NFNuria FernandezExecutive | BMYBristol-Myers Squibb Company | Sell | $1,001 – $15,000 | Jan 26, 2024 | Apr 26, 2024 | 91 | Filing for Nuria Fernandez BMY trade |
| NFNuria FernandezExecutive | iShares 3-7 Year Treasury Bond ETF (IEI)bond | Sell | $1,001 – $15,000 | Jan 23, 2024 | Apr 26, 2024 | 94 | Filing for Nuria Fernandez iShares 3-7 Year Treasury Bond ETF (IEI) trade |
| NFNuria FernandezExecutive | BlackRock Event Driven Equity Fund Institutional Shares (BILPX)fund | Buy | $1,001 – $15,000 | Jan 16, 2024 | Apr 26, 2024 | 101 | Filing for Nuria Fernandez BlackRock Event Driven Equity Fund Institutional Shares (BILPX) trade |
| NFNuria FernandezExecutive | UNHUnitedHealth Group Incorporated | Sell | $1,001 – $15,000 | Jan 10, 2024 | Apr 26, 2024 | 107 | Filing for Nuria Fernandez UNH trade |
| NFNuria FernandezExecutive | HCAHCA Healthcare Inc. | Buy | $1,001 – $15,000 | Jan 10, 2024 | Apr 26, 2024 | 107 | Filing for Nuria Fernandez HCA trade |
| NFNuria FernandezExecutive | UBSUBS Group AG Registered | Buy | $1,001 – $15,000 | Dec 28, 2023 | Apr 26, 2024 | 120 | Filing for Nuria Fernandez UBS trade |
| NFNuria FernandezExecutive | CNQCanadian Natural Resources Limited | Buy | $1,001 – $15,000 | Dec 22, 2023 | Apr 26, 2024 | 126 | Filing for Nuria Fernandez CNQ trade |
| NFNuria FernandezExecutive | INTUIntuit Inc. | Sell | $1,001 – $15,000 | Dec 21, 2023 | Apr 26, 2024 | 127 | Filing for Nuria Fernandez INTU trade |
| NFNuria FernandezExecutive | DEDeere & Company | Buy | $1,001 – $15,000 | Dec 19, 2023 | Apr 26, 2024 | 129 | Filing for Nuria Fernandez DE trade |
| NFNuria FernandezExecutive | IJHiShares Core S&P Mid-Cap ETF | Sell | $1,001 – $15,000 | Dec 15, 2023 | Apr 26, 2024 | 133 | Filing for Nuria Fernandez IJH trade |
| NFNuria FernandezExecutive | Cohen & Steers Preferred Securities and Income Fund, Inc Class F Shares (CPXFX)fund | Buy | $1,001 – $15,000 | Dec 14, 2023 | Apr 26, 2024 | 134 | Filing for Nuria Fernandez Cohen & Steers Preferred Securities and Income Fund, Inc Class F Shares (CPXFX) trade |
| NFNuria FernandezExecutive | SIKA AG AMERICAN DEPOSITARYstock | Sell | $1,001 – $15,000 | Dec 11, 2023 | Apr 26, 2024 | 137 | Filing for Nuria Fernandez SIKA AG AMERICAN DEPOSITARY trade |
| NFNuria FernandezExecutive | DSV A S AMERICAN DEPOSITARY RECEIPTSstock | Sell | $1,001 – $15,000 | Dec 11, 2023 | Apr 26, 2024 | 137 | Filing for Nuria Fernandez DSV A S AMERICAN DEPOSITARY RECEIPTS trade |
| NFNuria FernandezExecutive | WisdomTree Floating Rate Treasury Fund (USFR)bond | Buy | $1,001 – $15,000 | Dec 8, 2023 | Apr 26, 2024 | 140 | Filing for Nuria Fernandez WisdomTree Floating Rate Treasury Fund (USFR) trade |
| NFNuria FernandezExecutive | Shenkman Capital Short Duration High Income Fund Institutional Class Shares (SCFIX)fund | Buy | $1,001 – $15,000 | Dec 8, 2023 | Apr 26, 2024 | 140 | Filing for Nuria Fernandez Shenkman Capital Short Duration High Income Fund Institutional Class Shares (SCFIX) trade |
| NFNuria FernandezExecutive | UNPUnion Pacific Corporation | Sell | $1,001 – $15,000 | Dec 8, 2023 | Apr 26, 2024 | 140 | Filing for Nuria Fernandez UNP trade |
| NFNuria FernandezExecutive | DEDeere & Company | Buy | $1,001 – $15,000 | Dec 8, 2023 | Apr 26, 2024 | 140 | Filing for Nuria Fernandez DE trade |
| NFNuria FernandezExecutive | VCITVanguard Intermediate-Term Corporate Bond ETF | Buy | $1,001 – $15,000 | Dec 7, 2023 | Apr 26, 2024 | 141 | Filing for Nuria Fernandez VCIT trade |
| NFNuria FernandezExecutive | BNDVanguard Total Bond Market ETF | Sell | $1,001 – $15,000 | Dec 7, 2023 | Apr 26, 2024 | 141 | Filing for Nuria Fernandez BND trade |
| NFNuria FernandezExecutive | iShares US Treasury Bond ETF (GOVT)bond | Sell | $1,001 – $15,000 | Dec 7, 2023 | Apr 26, 2024 | 141 | Filing for Nuria Fernandez iShares US Treasury Bond ETF (GOVT) trade |
| NFNuria FernandezExecutive | BMYBristol-Myers Squibb Company | Sell | $1,001 – $15,000 | Dec 5, 2023 | Apr 26, 2024 | 143 | Filing for Nuria Fernandez BMY trade |
| NFNuria FernandezExecutive | VGITVanguard Intermediate-Term Treasury ETF | Sell | $1,001 – $15,000 | Dec 4, 2023 | Apr 26, 2024 | 144 | Filing for Nuria Fernandez VGIT trade |
| NFNuria FernandezExecutive | HCAHCA Healthcare Inc. | Buy | $1,001 – $15,000 | Dec 4, 2023 | Apr 26, 2024 | 144 | Filing for Nuria Fernandez HCA trade |
| NFNuria FernandezExecutive | MELIMercadoLibre Inc. | Buy | $1,001 – $15,000 | Dec 1, 2023 | Apr 26, 2024 | 147 | Filing for Nuria Fernandez MELI trade |
| NFNuria FernandezExecutive | BNDXVanguard Total International Bond ETF | Buy | $1,001 – $15,000 | Nov 29, 2023 | Apr 26, 2024 | 149 | Filing for Nuria Fernandez BNDX trade |
| NFNuria FernandezExecutive | BNDXVanguard Total International Bond ETF | Buy | $1,001 – $15,000 | Nov 29, 2023 | Apr 26, 2024 | 149 | Filing for Nuria Fernandez BNDX trade |