| WBWilliam J. BurnsExecutive | VIGVanguard Div Appreciation ETF | Buy | $1,001 – $15,000 | Jun 24, 2022 | Jun 3, 2023 | 344 | Filing for William J. Burns VIG trade |
| WBWilliam J. BurnsExecutive | EuroPacific Growth Fund Class F2 Shares (AEPFX)fund | Buy | $1,001 – $15,000 | Jun 15, 2022 | Jun 3, 2023 | 353 | Filing for William J. Burns EuroPacific Growth Fund Class F2 Shares (AEPFX) trade |
| WBWilliam J. BurnsExecutive | PIMCO All Asset Fund Class I-2 Shares (PALPX)fund | Buy | $1,001 – $15,000 | Jun 10, 2022 | Jun 3, 2023 | 358 | Filing for William J. Burns PIMCO All Asset Fund Class I-2 Shares (PALPX) trade |
| WBWilliam J. BurnsExecutive | VIGVanguard Div Appreciation ETF | Buy | $1,001 – $15,000 | Jun 2, 2022 | Jun 3, 2023 | 366 | Filing for William J. Burns VIG trade |
| WBWilliam J. BurnsExecutive | BlackRockGlobal Allocation Fund, Inc Institutional Shares (MALOX)fund | Buy | $1,001 – $15,000 | Jun 1, 2022 | Jun 3, 2023 | 367 | Filing for William J. Burns BlackRockGlobal Allocation Fund, Inc Institutional Shares (MALOX) trade |
| WBWilliam J. BurnsExecutive | Permanent Portfolio Class I Shares (PRPFX)fund | Buy | $1,001 – $15,000 | Jun 1, 2022 | Jun 3, 2023 | 367 | Filing for William J. Burns Permanent Portfolio Class I Shares (PRPFX) trade |
| WBWilliam J. BurnsExecutive | New World Fund, Inc Class F2 Shares (NFFFX)fund | Buy | $1,001 – $15,000 | Jun 1, 2022 | Jun 3, 2023 | 367 | Filing for William J. Burns New World Fund, Inc Class F2 Shares (NFFFX) trade |
| WBWilliam J. BurnsExecutive | EuroPacific Growth Fund Class F2 Shares (AEPFX)fund | Buy | $1,001 – $15,000 | Jun 1, 2022 | Jun 3, 2023 | 367 | Filing for William J. Burns EuroPacific Growth Fund Class F2 Shares (AEPFX) trade |
| WBWilliam J. BurnsExecutive | T Rowe Price Dividend Growth Fund, Inc (PRDGX)fund | Buy | $1,001 – $15,000 | Jun 1, 2022 | Jun 3, 2023 | 367 | Filing for William J. Burns T Rowe Price Dividend Growth Fund, Inc (PRDGX) trade |
| WBWilliam J. BurnsExecutive | First EagleGlobal Fund Class I Shares (SGIIX)fund | Buy | $1,001 – $15,000 | Jun 1, 2022 | Jun 3, 2023 | 367 | Filing for William J. Burns First EagleGlobal Fund Class I Shares (SGIIX) trade |
| WBWilliam J. BurnsExecutive | Vanguard Dividend Appreciation Index Fundetf | Sell | $15,001 – $50,000 | Apr 18, 2022 | Jun 3, 2023 | 411 | Filing for William J. Burns Vanguard Dividend Appreciation Index Fund trade |
| WBWilliam J. BurnsExecutive | BSVVanguard Short-Term Bond ETF | Buy | $1,001 – $15,000 | Apr 18, 2022 | Jun 3, 2023 | 411 | Filing for William J. Burns BSV trade |
| WBWilliam J. BurnsExecutive | Permanent Portfolio Class I Shares (PRPFX)fund | Sell | $1,001 – $15,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns Permanent Portfolio Class I Shares (PRPFX) trade |
| WBWilliam J. BurnsExecutive | Goldman Sachs GQG Partners International Opportunities Fund Institutional Class Shs (GSIMX)fund | Sell | $1,001 – $15,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns Goldman Sachs GQG Partners International Opportunities Fund Institutional Class Shs (GSIMX) trade |
| WBWilliam J. BurnsExecutive | PIMCO All Asset Fund Class I-2 Shares (PALPX)fund | Sell | $1,001 – $15,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns PIMCO All Asset Fund Class I-2 Shares (PALPX) trade |
| WBWilliam J. BurnsExecutive | Cullen High Dividend Equity Fund Class Ifund | Sell | $15,001 – $50,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns Cullen High Dividend Equity Fund Class I trade |
| WBWilliam J. BurnsExecutive | TDVGT. Rowe Price Dividend Growth ETF | Sell | $15,001 – $50,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns TDVG trade |
| WBWilliam J. BurnsExecutive | AMG Yacktman Fund Class I Shares (YACKX)fund | Sell | $1,001 – $15,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns AMG Yacktman Fund Class I Shares (YACKX) trade |
| WBWilliam J. BurnsExecutive | Invesco Balanced-Risk Allocation Fund Class Y Shares (ABRYX)fund | Sell | $1,001 – $15,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns Invesco Balanced-Risk Allocation Fund Class Y Shares (ABRYX) trade |
| WBWilliam J. BurnsExecutive | First EagleGlobal Fund Class I Shares (SGIIX)fund | Sell | $15,001 – $50,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns First EagleGlobal Fund Class I Shares (SGIIX) trade |
| WBWilliam J. BurnsExecutive | BlackRockGlobal Allocation Fund, Inc Institutional Shares (MALOX)fund | Buy | $1,001 – $15,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns BlackRockGlobal Allocation Fund, Inc Institutional Shares (MALOX) trade |
| WBWilliam J. BurnsExecutive | New World Fund, Inc Class F2 Sharesfund | Buy | $15,001 – $50,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns New World Fund, Inc Class F2 Shares trade |
| WBWilliam J. BurnsExecutive | EuroPacific Growth Fund Class F2 Sharesfund | Buy | $15,001 – $50,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns EuroPacific Growth Fund Class F2 Shares trade |
| WBWilliam J. BurnsExecutive | PIMCO Income Fund Class I-2 Shares (PONPX)fund | Buy | $1,001 – $15,000 | Apr 14, 2022 | Jun 3, 2023 | 415 | Filing for William J. Burns PIMCO Income Fund Class I-2 Shares (PONPX) trade |
| WBWilliam J. BurnsExecutive | VIGVanguard Div Appreciation ETF | Buy | $1,001 – $15,000 | Mar 24, 2022 | Jun 3, 2023 | 436 | Filing for William J. Burns VIG trade |
| WBWilliam J. BurnsExecutive | PIMCO Income Fund Class I-2 Shares (PONPX)fund | Buy | $1,001 – $15,000 | Mar 11, 2022 | Jun 3, 2023 | 449 | Filing for William J. Burns PIMCO Income Fund Class I-2 Shares (PONPX) trade |
| APArati PrabhakarExecutive | Vanguard Target Retirement 2025 Fund Investor Class Shares (VTTVX)fund | Sell | $1,001 – $15,000 | Dec 7, 2022 | May 26, 2023 | 170 | Filing for Arati Prabhakar Vanguard Target Retirement 2025 Fund Investor Class Shares (VTTVX) trade |
| APArati PrabhakarExecutive | Cohen & Steers Institutional Realty Sharesstock | Sell | $500,001 – $1,000,000 | Dec 5, 2022 | May 26, 2023 | 172 | Filing for Arati Prabhakar Cohen & Steers Institutional Realty Shares trade |
| APArati PrabhakarExecutive | DFSBDimensional Global Sustainability Fixed Income ETF | Buy | $1,000,001 – $5,000,000 | Nov 16, 2022 | May 26, 2023 | 191 | Filing for Arati Prabhakar DFSB trade |
| APArati PrabhakarExecutive | GMO Resources Fund Class I (GEACX)fund | Buy | $50,001 – $100,000 | Nov 15, 2022 | May 26, 2023 | 192 | Filing for Arati Prabhakar GMO Resources Fund Class I (GEACX) trade |
| APArati PrabhakarExecutive | DFAGlobal Sustainability Fixed Incomestock | Sell | $500,001 – $1,000,000 | Nov 15, 2022 | May 26, 2023 | 192 | Filing for Arati Prabhakar DFAGlobal Sustainability Fixed Income trade |
| APArati PrabhakarExecutive | DFAGlobal Sustainability Fixed Incomestock | Buy | $50,001 – $100,000 | Oct 25, 2022 | May 26, 2023 | 213 | Filing for Arati Prabhakar DFAGlobal Sustainability Fixed Income trade |
| APArati PrabhakarExecutive | MetWest Total Return Bond Fund Class Ifund | Sell | $50,001 – $100,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar MetWest Total Return Bond Fund Class I trade |
| APArati PrabhakarExecutive | DFCFDimensional Core Fixed Income ETF | Buy | $100,001 – $250,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar DFCF trade |
| APArati PrabhakarExecutive | DFAUDimensional US Core Equity Market ETF | Buy | $250,001 – $500,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar DFAU trade |
| APArati PrabhakarExecutive | iShares 1-3 Year Treasury Bond ETF (SHY)bond | Buy | $100,001 – $250,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar iShares 1-3 Year Treasury Bond ETF (SHY) trade |
| APArati PrabhakarExecutive | CSRIXstock | Sell | $100,001 – $250,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar CSRIX trade |
| APArati PrabhakarExecutive | Cohen & Steers Institutional Realty Sharesstock | Sell | $100,001 – $250,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar Cohen & Steers Institutional Realty Shares trade |
| APArati PrabhakarExecutive | DFAEmerging Markets Sustainability Core 1other | Sell | $50,001 – $100,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar DFAEmerging Markets Sustainability Core 1 trade |
| APArati PrabhakarExecutive | International Sustainability Core 1 Portfoliofund | Sell | $100,001 – $250,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar International Sustainability Core 1 Portfolio trade |
| APArati PrabhakarExecutive | EMNTPIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund | Buy | $1,000,001 – $5,000,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar EMNT trade |
| APArati PrabhakarExecutive | US Sustainability Core 1 Portfolio Institutionalfund | Sell | $250,001 – $500,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar US Sustainability Core 1 Portfolio Institutional trade |
| APArati PrabhakarExecutive | MatthewsPacific Tiger Fund Institutional Classfund | Sell | $100,001 – $250,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar MatthewsPacific Tiger Fund Institutional Class trade |
| APArati PrabhakarExecutive | Matthews Asia Total Return Bond Fundfund | Sell | $250,001 – $500,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar Matthews Asia Total Return Bond Fund trade |
| APArati PrabhakarExecutive | Cohen & Steers Preferred Securities andstock | Sell | $50,001 – $100,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar Cohen & Steers Preferred Securities and trade |
| APArati PrabhakarExecutive | DFAGlobal Sustainability Fixed Incomestock | Buy | $50,001 – $100,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar DFAGlobal Sustainability Fixed Income trade |
| APArati PrabhakarExecutive | GMO Resources Fund Class I (GEACX)fund | Buy | $50,001 – $100,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar GMO Resources Fund Class I (GEACX) trade |
| APArati PrabhakarExecutive | DFA US Small Sustainability (DAABX)stock | Buy | $50,001 – $100,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar DFA US Small Sustainability (DAABX) trade |
| APArati PrabhakarExecutive | International Sustainability Core 1 Portfoliofund | Sell | $100,001 – $250,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar International Sustainability Core 1 Portfolio trade |
| APArati PrabhakarExecutive | Matthews Asia Total Return Bond Fundfund | Sell | $50,001 – $100,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar Matthews Asia Total Return Bond Fund trade |