| APArati PrabhakarExecutive | MetWest Total Return Bond Fund Class Ifund | Sell | $50,001 – $100,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar MetWest Total Return Bond Fund Class I trade |
| APArati PrabhakarExecutive | EMNTPIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund | Buy | $15,001 – $50,000 | Oct 24, 2022 | May 26, 2023 | 214 | Filing for Arati Prabhakar EMNT trade |
| APArati PrabhakarExecutive | ABNBAirbnb Inc. Class A | Sell | $15,001 – $50,000 | Oct 21, 2022 | May 26, 2023 | 217 | Filing for Arati Prabhakar ABNB trade |
| APArati PrabhakarExecutive | Inari Medical Inc. Common Stock (NARI)stock | Sell | $500,001 – $1,000,000 | Oct 21, 2022 | May 26, 2023 | 217 | Filing for Arati Prabhakar Inari Medical Inc. Common Stock (NARI) trade |
| APArati PrabhakarExecutive | PIMCO Gurtin California Municipalstock | Sell | $500,001 – $1,000,000 | Sep 26, 2022 | May 26, 2023 | 242 | Filing for Arati Prabhakar PIMCO Gurtin California Municipal trade |
| APArati PrabhakarExecutive | GMO Climate Change Fund Class I Sharesfund | Sell | $100,001 – $250,000 | Sep 26, 2022 | May 26, 2023 | 242 | Filing for Arati Prabhakar GMO Climate Change Fund Class I Shares trade |
| APArati PrabhakarExecutive | PIMCO Gurtin California Municipalstock | Sell | $15,001 – $50,000 | Sep 26, 2022 | May 26, 2023 | 242 | Filing for Arati Prabhakar PIMCO Gurtin California Municipal trade |
| APArati PrabhakarExecutive | Autogrid Systemsstock | Sell | $15,001 – $50,000 | Jul 15, 2022 | May 26, 2023 | 315 | Filing for Arati Prabhakar Autogrid Systems trade |
| APArati PrabhakarExecutive | PIMCO Gurtin California Municipalstock | Buy | $100,001 – $250,000 | Jun 7, 2022 | May 26, 2023 | 353 | Filing for Arati Prabhakar PIMCO Gurtin California Municipal trade |
| APArati PrabhakarExecutive | US Sustainability Core 1 Portfolio Institutionalfund | Buy | $15,001 – $50,000 | Jun 7, 2022 | May 26, 2023 | 353 | Filing for Arati Prabhakar US Sustainability Core 1 Portfolio Institutional trade |
| APArati PrabhakarExecutive | Matthews Asia Total Return Bond Fundfund | Buy | $15,001 – $50,000 | Jun 7, 2022 | May 26, 2023 | 353 | Filing for Arati Prabhakar Matthews Asia Total Return Bond Fund trade |
| APArati PrabhakarExecutive | MetWest Total Return Bond Fund Class Ifund | Sell | $50,001 – $100,000 | Jun 7, 2022 | May 26, 2023 | 353 | Filing for Arati Prabhakar MetWest Total Return Bond Fund Class I trade |
| APArati PrabhakarExecutive | ABNBAirbnb Inc. Class A | Sell | $1,001 – $15,000 | Jun 3, 2022 | May 26, 2023 | 357 | Filing for Arati Prabhakar ABNB trade |
| APArati PrabhakarExecutive | Inari Medical Inc. Common Stock (NARI)stock | Sell | $100,001 – $250,000 | Jun 3, 2022 | May 26, 2023 | 357 | Filing for Arati Prabhakar Inari Medical Inc. Common Stock (NARI) trade |
| NFNuria FernandezExecutive | ALCAlcon Inc. | Sell | $1,001 – $15,000 | Mar 31, 2023 | May 23, 2023 | 53 | Filing for Nuria Fernandez ALC trade |
| NFNuria FernandezExecutive | ITWIllinois Tool Works Inc. | Sell | $1,001 – $15,000 | Mar 28, 2023 | May 23, 2023 | 56 | Filing for Nuria Fernandez ITW trade |
| NFNuria FernandezExecutive | BACBank of America Corporation | Buy | $1,001 – $15,000 | Mar 28, 2023 | May 23, 2023 | 56 | Filing for Nuria Fernandez BAC trade |
| NFNuria FernandezExecutive | DSDVY - DSV A S American Depository Receiptsstock | Buy | $1,001 – $15,000 | Mar 22, 2023 | May 23, 2023 | 62 | Filing for Nuria Fernandez DSDVY - DSV A S American Depository Receipts trade |
| NFNuria FernandezExecutive | ACGLArch Capital Group Ltd. | Buy | $1,001 – $15,000 | Mar 22, 2023 | May 23, 2023 | 62 | Filing for Nuria Fernandez ACGL trade |
| NFNuria FernandezExecutive | LULUlululemon athletica inc. | Sell | $1,001 – $15,000 | Mar 20, 2023 | May 23, 2023 | 64 | Filing for Nuria Fernandez LULU trade |
| NFNuria FernandezExecutive | ACNAccenture plc Class A | Sell | $1,001 – $15,000 | Mar 20, 2023 | May 23, 2023 | 64 | Filing for Nuria Fernandez ACN trade |
| NFNuria FernandezExecutive | EXPGY - EXPERIAN PLCstock | Sell | $1,001 – $15,000 | Mar 17, 2023 | May 23, 2023 | 67 | Filing for Nuria Fernandez EXPGY - EXPERIAN PLC trade |
| NFNuria FernandezExecutive | ADYEY -ADYEN N Vstock | Buy | $1,001 – $15,000 | Mar 16, 2023 | May 23, 2023 | 68 | Filing for Nuria Fernandez ADYEY -ADYEN N V trade |
| NFNuria FernandezExecutive | INTUIntuit Inc. | Buy | $1,001 – $15,000 | Mar 14, 2023 | May 23, 2023 | 70 | Filing for Nuria Fernandez INTU trade |
| NFNuria FernandezExecutive | BLKBlackRock Inc. | Sell | $1,001 – $15,000 | Mar 8, 2023 | May 23, 2023 | 76 | Filing for Nuria Fernandez BLK trade |
| NFNuria FernandezExecutive | BMYBristol-Myers Squibb Company | Sell | $1,001 – $15,000 | Mar 2, 2023 | May 23, 2023 | 82 | Filing for Nuria Fernandez BMY trade |
| NFNuria FernandezExecutive | SPGIS&P Global Inc. | Buy | $1,001 – $15,000 | Mar 2, 2023 | May 23, 2023 | 82 | Filing for Nuria Fernandez SPGI trade |
| NFNuria FernandezExecutive | SYKStryker Corporation | Buy | $1,001 – $15,000 | Mar 2, 2023 | May 23, 2023 | 82 | Filing for Nuria Fernandez SYK trade |
| DRDonald RemyExecutive | Callaway (MODG)stock | Sell | $1,001 – $15,000 | Dec 30, 2022 | May 20, 2023 | 141 | Filing for Donald Remy Callaway (MODG) trade |
| PJPhilip JeffersonExecutive | Schwab US Mid-Cap Index Fund (SWMCX)fund | Buy | $1,001 – $15,000 | Dec 30, 2022 | May 20, 2023 | 141 | Filing for Philip Jefferson Schwab US Mid-Cap Index Fund (SWMCX) trade |
| PJPhilip JeffersonExecutive | Parnassus Mid Cap Reinv Divs/Reinv Cap Gns (PARMX)stock | Sell | $1,001 – $15,000 | Dec 29, 2022 | May 20, 2023 | 142 | Filing for Philip Jefferson Parnassus Mid Cap Reinv Divs/Reinv Cap Gns (PARMX) trade |
| PJPhilip JeffersonExecutive | ICSHiShares Ultra Short Duration Bond Active ETF | Buy | $1,001 – $15,000 | Dec 29, 2022 | May 20, 2023 | 142 | Filing for Philip Jefferson ICSH trade |
| PJPhilip JeffersonExecutive | Schwab US Mid-Cap Index Fund (SWMCX)fund | Buy | $1,001 – $15,000 | Dec 28, 2022 | May 20, 2023 | 143 | Filing for Philip Jefferson Schwab US Mid-Cap Index Fund (SWMCX) trade |
| PJPhilip JeffersonExecutive | Schwab US Large-Cap Growth Index Fund (SWLGX)fund | Buy | $1,001 – $15,000 | Dec 28, 2022 | May 20, 2023 | 143 | Filing for Philip Jefferson Schwab US Large-Cap Growth Index Fund (SWLGX) trade |
| PJPhilip JeffersonExecutive | Metropolitan West Total Return Bd M Cash (MWTRX)bond | Sell | $1,001 – $15,000 | Dec 27, 2022 | May 20, 2023 | 144 | Filing for Philip Jefferson Metropolitan West Total Return Bd M Cash (MWTRX) trade |
| PJPhilip JeffersonExecutive | Thornburg Limited Term Income Fund Class A Shares (THIFX)fund | Sell | $1,001 – $15,000 | Dec 27, 2022 | May 20, 2023 | 144 | Filing for Philip Jefferson Thornburg Limited Term Income Fund Class A Shares (THIFX) trade |
| PJPhilip JeffersonExecutive | Parnassus Mid Cap Fund Investor Class Shares (PARMX)fund | Sell | $1,001 – $15,000 | Dec 27, 2022 | May 20, 2023 | 144 | Filing for Philip Jefferson Parnassus Mid Cap Fund Investor Class Shares (PARMX) trade |
| PJPhilip JeffersonExecutive | Allspring Growth A Reinv Divs/Reinv Cap Gans (SGRAX)stock | Sell | $1,001 – $15,000 | Dec 27, 2022 | May 20, 2023 | 144 | Filing for Philip Jefferson Allspring Growth A Reinv Divs/Reinv Cap Gans (SGRAX) trade |
| JPJerome H. PowellExecutive | SPYState Street SPDR S&P 500 ETF Trust | Sell | $1,000,001 – $5,000,000 | Dec 23, 2022 | May 20, 2023 | 148 | Filing for Jerome H. Powell SPY trade |
| DRDonald RemyExecutive | AMERICAN BEACON AHL MNGD FUTURES STRAT Y (Dividend reinvestment)stock | Buy | $1,001 – $15,000 | Dec 22, 2022 | May 20, 2023 | 149 | Filing for Donald Remy AMERICAN BEACON AHL MNGD FUTURES STRAT Y (Dividend reinvestment) trade |
| DRDonald RemyExecutive | AMERICAN BEACON AHL MNGD FUTURES STRAT Y (Dividend reinvestment)stock | Buy | $1,001 – $15,000 | Dec 22, 2022 | May 20, 2023 | 149 | Filing for Donald Remy AMERICAN BEACON AHL MNGD FUTURES STRAT Y (Dividend reinvestment) trade |
| DRDonald RemyExecutive | AMERICAN BEACON AHL MNGD FUTURES STRAT Y (Dividend reinvestment)stock | Buy | $1,001 – $15,000 | Dec 22, 2022 | May 20, 2023 | 149 | Filing for Donald Remy AMERICAN BEACON AHL MNGD FUTURES STRAT Y (Dividend reinvestment) trade |
| KHKathleen HicksExecutive | Vanguard S&P 500 Value Index FundETFetf | Buy | $15,001 – $50,000 | Dec 22, 2022 | May 20, 2023 | 149 | Filing for Kathleen Hicks Vanguard S&P 500 Value Index FundETF trade |
| KHKathleen HicksExecutive | Dodge & Cox Income Fund (DODIX)fund | Sell | $15,001 – $50,000 | Dec 21, 2022 | May 20, 2023 | 150 | Filing for Kathleen Hicks Dodge & Cox Income Fund (DODIX) trade |
| JPJerome H. PowellExecutive | GS U.S. EQUITY DIVIDEND AND PREMIUMstock | Sell | $250,001 – $500,000 | Dec 19, 2022 | May 20, 2023 | 152 | Filing for Jerome H. Powell GS U.S. EQUITY DIVIDEND AND PREMIUM trade |
| DRDonald RemyExecutive | VANGUARD WORLD FUND INTL GROWTH (VWILX)(Dividend Reinvestment)fund | Buy | $1,001 – $15,000 | Dec 15, 2022 | May 20, 2023 | 156 | Filing for Donald Remy VANGUARD WORLD FUND INTL GROWTH (VWILX)(Dividend Reinvestment) trade |
| DRDonald RemyExecutive | JPMORGAN TR I LARGE CAP VALUE FD CL (JLVMX) (Dividend Reinvestment)fund | Buy | $1,001 – $15,000 | Dec 14, 2022 | May 20, 2023 | 157 | Filing for Donald Remy JPMORGAN TR I LARGE CAP VALUE FD CL (JLVMX) (Dividend Reinvestment) trade |
| DRDonald RemyExecutive | JP MORGAN SHORT DURATION FUND (JSDRX)fund | Sell | $1,001 – $15,000 | Nov 18, 2022 | May 20, 2023 | 183 | Filing for Donald Remy JP MORGAN SHORT DURATION FUND (JSDRX) trade |
| DRDonald RemyExecutive | IJHiShares Core S&P Mid-Cap ETF | Sell | $1,001 – $15,000 | Nov 18, 2022 | May 20, 2023 | 183 | Filing for Donald Remy IJH trade |
| DRDonald RemyExecutive | COLUMBIA FDS SER TR I GLBL TECHNOLOGY GROWTH FS INSTIL (CGUTX)fund | Buy | $1,001 – $15,000 | Nov 18, 2022 | May 20, 2023 | 183 | Filing for Donald Remy COLUMBIA FDS SER TR I GLBL TECHNOLOGY GROWTH FS INSTIL (CGUTX) trade |