| APAndrea PalmExecutive | BlackRock Technology Opportunities Fund Institutional Shares (BGSIX)fund | Sell | $1,001 – $15,000 | Jun 29, 2021 | Oct 18, 2022 | 476 | Filing for Andrea Palm BlackRock Technology Opportunities Fund Institutional Shares (BGSIX) trade |
| APAndrea PalmExecutive | AAPLApple Inc. | Sell | $1,001 – $15,000 | Jun 29, 2021 | Oct 18, 2022 | 476 | Filing for Andrea Palm AAPL trade |
| APAndrea PalmExecutive | AngloGold Ashanti Limited (AULGF)stock | Sell | $1,001 – $15,000 | Jun 29, 2021 | Oct 18, 2022 | 476 | Filing for Andrea Palm AngloGold Ashanti Limited (AULGF) trade |
| APAndrea PalmExecutive | AMCRAmcor plc | Sell | $1,001 – $15,000 | Jun 29, 2021 | Oct 18, 2022 | 476 | Filing for Andrea Palm AMCR trade |
| APAndrea PalmExecutive | Anglo American, PLCstock | Sell | $1,001 – $15,000 | Jun 29, 2021 | Oct 18, 2022 | 476 | Filing for Andrea Palm Anglo American, PLC trade |
| APAndrea PalmExecutive | AXPAmerican Express Company | Sell | $1,001 – $15,000 | Jun 29, 2021 | Oct 18, 2022 | 476 | Filing for Andrea Palm AXP trade |
| APAndrea PalmExecutive | AMZNAmazon.com Inc. | Sell | $1,001 – $15,000 | Jun 29, 2021 | Oct 18, 2022 | 476 | Filing for Andrea Palm AMZN trade |
| APAndrea PalmExecutive | Anglo American Platinum Limited (AGPPF)stock | Sell | $1,001 – $15,000 | Jun 29, 2021 | Oct 18, 2022 | 476 | Filing for Andrea Palm Anglo American Platinum Limited (AGPPF) trade |
| APAndrea PalmExecutive | MMM3M Company | Sell | $1,001 – $15,000 | Jun 29, 2021 | Oct 18, 2022 | 476 | Filing for Andrea Palm MMM trade |
| APAndrea PalmExecutive | Goldman Sachs Capital Growth Fund Institutional Share Class (GSPIX)fund | Sell | $1,001 – $15,000 | Jun 29, 2021 | Oct 18, 2022 | 476 | Filing for Andrea Palm Goldman Sachs Capital Growth Fund Institutional Share Class (GSPIX) trade |
| DCDeanne CriswellExecutive | GOOGLAlphabet Inc. Class A | Buy | $1,001 – $15,000 | Jul 11, 2022 | Oct 4, 2022 | 85 | Filing for Deanne Criswell GOOGL trade |
| DCDeanne CriswellExecutive | QQQInvesco QQQ Trust, Series 1 | Buy | $1,001 – $15,000 | Jul 11, 2022 | Oct 4, 2022 | 85 | Filing for Deanne Criswell QQQ trade |
| DCDeanne CriswellExecutive | VOOVanguard S&P 500 ETF | Buy | $1,001 – $15,000 | Jul 11, 2022 | Oct 4, 2022 | 85 | Filing for Deanne Criswell VOO trade |
| PBPeter P. ButtigiegExecutive | Passive Non-US Equitiesstock | Sell | $1,001 – $15,000 | Nov 24, 2021 | Sep 27, 2022 | 307 | Filing for Peter P. Buttigieg Passive Non-US Equities trade |
| PBPeter P. ButtigiegExecutive | Passive U.S. Equitiesstock | Sell | $15,001 – $50,000 | Nov 24, 2021 | Sep 27, 2022 | 307 | Filing for Peter P. Buttigieg Passive U.S. Equities trade |
| PBPeter P. ButtigiegExecutive | Special Situations Enhanced - Liquidity USDstock | Sell | $1,001 – $15,000 | Nov 24, 2021 | Sep 27, 2022 | 307 | Filing for Peter P. Buttigieg Special Situations Enhanced - Liquidity USD trade |
| PBPeter P. ButtigiegExecutive | Passive Non-US Equitiesstock | Sell | $1,001 – $15,000 | Apr 23, 2021 | Sep 27, 2022 | 522 | Filing for Peter P. Buttigieg Passive Non-US Equities trade |
| PBPeter P. ButtigiegExecutive | Passive U.S. Equitiesstock | Sell | $15,001 – $50,000 | Apr 23, 2021 | Sep 27, 2022 | 522 | Filing for Peter P. Buttigieg Passive U.S. Equities trade |
| PBPeter P. ButtigiegExecutive | Special Situations Enhanced - Liquidity USDstock | Sell | $15,001 – $50,000 | Apr 23, 2021 | Sep 27, 2022 | 522 | Filing for Peter P. Buttigieg Special Situations Enhanced - Liquidity USD trade |
| PBPeter P. ButtigiegExecutive | Residential Real Estate - South Bend, Indianastock | Sell | $250,001 – $500,000 | Mar 4, 2021 | Sep 27, 2022 | 572 | Filing for Peter P. Buttigieg Residential Real Estate - South Bend, Indiana trade |
| RGRahul GuptaExecutive | GEGE Aerospace | Sell | $1,001 – $15,000 | Aug 16, 2022 | Sep 23, 2022 | 38 | Filing for Rahul Gupta GE trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Sell | $1,001 – $15,000 | Aug 4, 2022 | Sep 23, 2022 | 50 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Sell | $1,001 – $15,000 | Aug 3, 2022 | Sep 23, 2022 | 51 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Sell | $1,001 – $15,000 | Aug 1, 2022 | Sep 23, 2022 | 53 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Sell | $15,001 – $50,000 | Jul 29, 2022 | Sep 23, 2022 | 56 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | NFLXNetflix Inc. | Sell | $15,001 – $50,000 | Jul 27, 2022 | Sep 23, 2022 | 58 | Filing for Rahul Gupta NFLX trade |
| RGRahul GuptaExecutive | NFLXNetflix Inc. | Sell | $1,001 – $15,000 | Jul 20, 2022 | Sep 23, 2022 | 65 | Filing for Rahul Gupta NFLX trade |
| CTCarlos Del ToroExecutive | TAT&T Inc. | Buy | $1,001 – $15,000 | Dec 30, 2021 | Sep 23, 2022 | 267 | Filing for Carlos Del Toro T trade |
| CTCarlos Del ToroExecutive | DPZDomino's Pizza Inc | Buy | $15,001 – $50,000 | Dec 30, 2021 | Sep 23, 2022 | 267 | Filing for Carlos Del Toro DPZ trade |
| CTCarlos Del ToroExecutive | DOVDover Corporation | Buy | $15,001 – $50,000 | Dec 30, 2021 | Sep 23, 2022 | 267 | Filing for Carlos Del Toro DOV trade |
| CTCarlos Del ToroExecutive | WCM Focused International Growth Fundfund | Buy | $100,001 – $250,000 | Dec 22, 2021 | Sep 23, 2022 | 275 | Filing for Carlos Del Toro WCM Focused International Growth Fund trade |
| CTCarlos Del ToroExecutive | Polen Growth Fund Institutional Class Sharesfund | Buy | $100,001 – $250,000 | Dec 22, 2021 | Sep 23, 2022 | 275 | Filing for Carlos Del Toro Polen Growth Fund Institutional Class Shares trade |
| CTCarlos Del ToroExecutive | Virtus KAR Small-Mid Cap Core Fund Class Ifund | Buy | $1,000,001 – $5,000,000 | Nov 5, 2021 | Sep 23, 2022 | 322 | Filing for Carlos Del Toro Virtus KAR Small-Mid Cap Core Fund Class I trade |
| CTCarlos Del ToroExecutive | WCM Focused International Growth Fundfund | Buy | $1,000,001 – $5,000,000 | Nov 4, 2021 | Sep 23, 2022 | 323 | Filing for Carlos Del Toro WCM Focused International Growth Fund trade |
| CTCarlos Del ToroExecutive | Polen Growth Fund Institutional Class Sharesfund | Buy | $1,000,001 – $5,000,000 | Nov 4, 2021 | Sep 23, 2022 | 323 | Filing for Carlos Del Toro Polen Growth Fund Institutional Class Shares trade |
| CTCarlos Del ToroExecutive | Lord Abbett Short Duration Income Fundfund | Buy | $1,000,001 – $5,000,000 | Nov 4, 2021 | Sep 23, 2022 | 323 | Filing for Carlos Del Toro Lord Abbett Short Duration Income Fund trade |
| CTCarlos Del ToroExecutive | Guggenheim Total Return Bond Fundfund | Buy | $1,000,001 – $5,000,000 | Nov 4, 2021 | Sep 23, 2022 | 323 | Filing for Carlos Del Toro Guggenheim Total Return Bond Fund trade |
| CTCarlos Del ToroExecutive | Guggenheim Macro Opportunities Fundfund | Buy | $1,000,001 – $5,000,000 | Nov 4, 2021 | Sep 23, 2022 | 323 | Filing for Carlos Del Toro Guggenheim Macro Opportunities Fund trade |
| CTCarlos Del ToroExecutive | Guggenheim Floating Rate Strategies Fundfund | Buy | $1,000,001 – $5,000,000 | Nov 4, 2021 | Sep 23, 2022 | 323 | Filing for Carlos Del Toro Guggenheim Floating Rate Strategies Fund trade |
| CTCarlos Del ToroExecutive | DoubleLine Total Return Bond Fund Class Ifund | Buy | $1,000,001 – $5,000,000 | Nov 4, 2021 | Sep 23, 2022 | 323 | Filing for Carlos Del Toro DoubleLine Total Return Bond Fund Class I trade |
| CTCarlos Del ToroExecutive | Bramshill Income Performance Fundfund | Buy | $1,000,001 – $5,000,000 | Nov 4, 2021 | Sep 23, 2022 | 323 | Filing for Carlos Del Toro Bramshill Income Performance Fund trade |
| CTCarlos Del ToroExecutive | TLIEAmerican Beacon The London Company Income Equity ETF | Buy | $1,000,001 – $5,000,000 | Nov 4, 2021 | Sep 23, 2022 | 323 | Filing for Carlos Del Toro TLIE trade |
| CTCarlos Del ToroExecutive | DOVDover Corporation | Sell | $15,001 – $50,000 | Oct 20, 2021 | Sep 23, 2022 | 338 | Filing for Carlos Del Toro DOV trade |
| CTCarlos Del ToroExecutive | Residential Real Estate, Jacksonville, FLstock | Sell | $100,001 – $250,000 | Sep 17, 2021 | Sep 23, 2022 | 371 | Filing for Carlos Del Toro Residential Real Estate, Jacksonville, FL trade |
| CTCarlos Del ToroExecutive | SBG Technology Solutionsstock | Sell | $5,000,001 – $25,000,000 | Sep 8, 2021 | Sep 23, 2022 | 380 | Filing for Carlos Del Toro SBG Technology Solutions trade |
| DRDonald RemyExecutive | Vermont St. Gov 5% 08/15/31 FAbond | Buy | $1,001 – $15,000 | Jul 6, 2022 | Sep 2, 2022 | 58 | Filing for Donald Remy Vermont St. Gov 5% 08/15/31 FA trade |
| DRDonald RemyExecutive | TCNNFstock | Sell | $1,001 – $15,000 | Jun 27, 2022 | Sep 2, 2022 | 67 | Filing for Donald Remy TCNNF trade |
| DCDeanne CriswellExecutive | QQQInvesco QQQ Trust, Series 1 | Buy | $1,001 – $15,000 | Jun 13, 2022 | Sep 2, 2022 | 81 | Filing for Deanne Criswell QQQ trade |
| DCDeanne CriswellExecutive | SPYState Street SPDR S&P 500 ETF Trust | Buy | $1,001 – $15,000 | Jun 13, 2022 | Sep 2, 2022 | 81 | Filing for Deanne Criswell SPY trade |
| DCDeanne CriswellExecutive | AMZNAmazon.com Inc. | Sell | $1,001 – $15,000 | Jun 10, 2022 | Sep 2, 2022 | 84 | Filing for Deanne Criswell AMZN trade |