| AMAlejandro N. MayorkasExecutive | Russell Investment Grade Bond Fund Class S Shares (RFATX)fund | Buy | $1,001 – $15,000 | May 6, 2021 | Nov 11, 2022 | 554 | Filing for Alejandro N. Mayorkas Russell Investment Grade Bond Fund Class S Shares (RFATX) trade |
| AMAlejandro N. MayorkasExecutive | Russell International Developed Markets Fund Class S Shares (RINTX)fund | Buy | $1,001 – $15,000 | May 6, 2021 | Nov 11, 2022 | 554 | Filing for Alejandro N. Mayorkas Russell International Developed Markets Fund Class S Shares (RINTX) trade |
| AMAlejandro N. MayorkasExecutive | Russell US Small Cap Equity Fund Class S Shares (RLESX)fund | Buy | $1,001 – $15,000 | May 6, 2021 | Nov 11, 2022 | 554 | Filing for Alejandro N. Mayorkas Russell US Small Cap Equity Fund Class S Shares (RLESX) trade |
| AMAlejandro N. MayorkasExecutive | RussellEmerging Markets Fund Class S Shares (REMSX)fund | Buy | $1,001 – $15,000 | May 6, 2021 | Nov 11, 2022 | 554 | Filing for Alejandro N. Mayorkas RussellEmerging Markets Fund Class S Shares (REMSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Opportunistic Credit Fund Class S Shares (RGCSX)fund | Buy | $1,001 – $15,000 | May 6, 2021 | Nov 11, 2022 | 554 | Filing for Alejandro N. Mayorkas Russell Opportunistic Credit Fund Class S Shares (RGCSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Multi-Asset Growth Strategy Fund Class S Shares (RMGSX)fund | Buy | $1,001 – $15,000 | May 6, 2021 | Nov 11, 2022 | 554 | Filing for Alejandro N. Mayorkas Russell Multi-Asset Growth Strategy Fund Class S Shares (RMGSX) trade |
| AMAlejandro N. MayorkasExecutive | Goldman Sachs Financial Square Treasury Instruments Fund Institutional Class Shares (FTIXX)bond | Buy | $1,001 – $15,000 | May 6, 2021 | Nov 11, 2022 | 554 | Filing for Alejandro N. Mayorkas Goldman Sachs Financial Square Treasury Instruments Fund Institutional Class Shares (FTIXX) trade |
| AMAlejandro N. MayorkasExecutive | New York Life Insurance Anchor VI, Stablestock | Sell | $100,001 – $250,000 | Apr 30, 2021 | Nov 11, 2022 | 560 | Filing for Alejandro N. Mayorkas New York Life Insurance Anchor VI, Stable trade |
| AMAlejandro N. MayorkasExecutive | Goldman Sachs Financial Square Treasury Instruments Fund Premier Class Shares (GIPXX)bond | Buy | $1,001 – $15,000 | Mar 5, 2021 | Nov 11, 2022 | 616 | Filing for Alejandro N. Mayorkas Goldman Sachs Financial Square Treasury Instruments Fund Premier Class Shares (GIPXX) trade |
| AMAlejandro N. MayorkasExecutive | Goldman Sachs Financial Square Treasury Instruments Fund Premier Class Shares (GIPXX)bond | Buy | $1,001 – $15,000 | Mar 5, 2021 | Nov 11, 2022 | 616 | Filing for Alejandro N. Mayorkas Goldman Sachs Financial Square Treasury Instruments Fund Premier Class Shares (GIPXX) trade |
| WSWendy R. ShermanExecutive | SCWAB U.S. LARGE-CAP VALUEstock | Buy | $1,001 – $15,000 | Sep 30, 2022 | Nov 3, 2022 | 34 | Filing for Wendy R. Sherman SCWAB U.S. LARGE-CAP VALUE trade |
| WSWendy R. ShermanExecutive | ISHARES CORE TOTAL BOND ETFetf | Buy | $1,001 – $15,000 | Sep 30, 2022 | Nov 3, 2022 | 34 | Filing for Wendy R. Sherman ISHARES CORE TOTAL BOND ETF trade |
| WSWendy R. ShermanExecutive | CONS STAPLES SEL SECT SPDR FDetf | Buy | $1,001 – $15,000 | Sep 30, 2022 | Nov 3, 2022 | 34 | Filing for Wendy R. Sherman CONS STAPLES SEL SECT SPDR FD trade |
| WSWendy R. ShermanExecutive | iShares Core Total USD Bond Market ETFetf | Buy | $15,001 – $50,000 | Sep 30, 2022 | Nov 3, 2022 | 34 | Filing for Wendy R. Sherman iShares Core Total USD Bond Market ETF trade |
| WSWendy R. ShermanExecutive | VANGUARD SHORT TERM BNDstock | Buy | $1,001 – $15,000 | Sep 30, 2022 | Nov 3, 2022 | 34 | Filing for Wendy R. Sherman VANGUARD SHORT TERM BND trade |
| WSWendy R. ShermanExecutive | AGGiShares Core U.S. Aggregate Bond ETF | Sell | $50,001 – $100,000 | Sep 30, 2022 | Nov 3, 2022 | 34 | Filing for Wendy R. Sherman AGG trade |
| WSWendy R. ShermanExecutive | ISHARES 3-7 YR Treasury BD EFTetf | Buy | $50,001 – $100,000 | Sep 30, 2022 | Nov 3, 2022 | 34 | Filing for Wendy R. Sherman ISHARES 3-7 YR Treasury BD EFT trade |
| WSWendy R. ShermanExecutive | TCHPT. Rowe Price Blue Chip Growth ETF | Sell | $1,001 – $15,000 | Sep 29, 2022 | Nov 3, 2022 | 35 | Filing for Wendy R. Sherman TCHP trade |
| WSWendy R. ShermanExecutive | AQR MNGD FUTURES STRAT 1other | Sell | $15,001 – $50,000 | Sep 29, 2022 | Nov 3, 2022 | 35 | Filing for Wendy R. Sherman AQR MNGD FUTURES STRAT 1 trade |
| WSWendy R. ShermanExecutive | AQR MNGD FUTURES STRAT 1other | Sell | $1,001 – $15,000 | Sep 29, 2022 | Nov 3, 2022 | 35 | Filing for Wendy R. Sherman AQR MNGD FUTURES STRAT 1 trade |
| WSWendy R. ShermanExecutive | TCHPT. Rowe Price Blue Chip Growth ETF | Sell | $1,001 – $15,000 | Sep 29, 2022 | Nov 3, 2022 | 35 | Filing for Wendy R. Sherman TCHP trade |
| WSWendy R. ShermanExecutive | AQR MNGD FUTURES STRAT 1other | Sell | $15,001 – $50,000 | Sep 29, 2022 | Nov 3, 2022 | 35 | Filing for Wendy R. Sherman AQR MNGD FUTURES STRAT 1 trade |
| WSWendy R. ShermanExecutive | WCM FOCUSED INTL GWTH INSTstock | Sell | $1,001 – $15,000 | Sep 29, 2022 | Nov 3, 2022 | 35 | Filing for Wendy R. Sherman WCM FOCUSED INTL GWTH INST trade |
| KAKiran AhujaExecutive | VOOVanguard S&P 500 ETF | Buy | $1,001 – $15,000 | Nov 29, 2021 | Oct 29, 2022 | 334 | Filing for Kiran Ahuja VOO trade |
| KAKiran AhujaExecutive | Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares (VWIUX)fund | Buy | $1,001 – $15,000 | Nov 15, 2021 | Oct 29, 2022 | 348 | Filing for Kiran Ahuja Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares (VWIUX) trade |
| KAKiran AhujaExecutive | Vanguard Health Care Fund Admiral Shares (VGHAX)fund | Buy | $1,001 – $15,000 | Nov 15, 2021 | Oct 29, 2022 | 348 | Filing for Kiran Ahuja Vanguard Health Care Fund Admiral Shares (VGHAX) trade |
| KAKiran AhujaExecutive | Vanguard Total Stock Market Index Fundetf | Buy | $15,001 – $50,000 | Nov 1, 2021 | Oct 29, 2022 | 362 | Filing for Kiran Ahuja Vanguard Total Stock Market Index Fund trade |
| KAKiran AhujaExecutive | Vanguard FTSE Social Index Fund Admiral Class Shares (VFTAX)etf | Buy | $1,001 – $15,000 | Nov 1, 2021 | Oct 29, 2022 | 362 | Filing for Kiran Ahuja Vanguard FTSE Social Index Fund Admiral Class Shares (VFTAX) trade |
| KAKiran AhujaExecutive | Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares (VWIUX)fund | Buy | $1,001 – $15,000 | Oct 14, 2021 | Oct 29, 2022 | 380 | Filing for Kiran Ahuja Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares (VWIUX) trade |
| KAKiran AhujaExecutive | Vanguard Total Stock Market Index Fund Admiral Class Shares (VTSAX)etf | Buy | $1,001 – $15,000 | Oct 11, 2021 | Oct 29, 2022 | 383 | Filing for Kiran Ahuja Vanguard Total Stock Market Index Fund Admiral Class Shares (VTSAX) trade |
| KAKiran AhujaExecutive | Vanguard Health Care Fund Admiral Shares (VGHAX)fund | Buy | $1,001 – $15,000 | Oct 11, 2021 | Oct 29, 2022 | 383 | Filing for Kiran Ahuja Vanguard Health Care Fund Admiral Shares (VGHAX) trade |
| KAKiran AhujaExecutive | Vanguard FTSE Social Index Fund Admiral Class Shares (VFTAX)etf | Buy | $1,001 – $15,000 | Oct 11, 2021 | Oct 29, 2022 | 383 | Filing for Kiran Ahuja Vanguard FTSE Social Index Fund Admiral Class Shares (VFTAX) trade |
| KAKiran AhujaExecutive | Vanguard LifeStrategy Growth Fund Investor Shares (VASGX)fund | Buy | $1,001 – $15,000 | Sep 27, 2021 | Oct 29, 2022 | 397 | Filing for Kiran Ahuja Vanguard LifeStrategy Growth Fund Investor Shares (VASGX) trade |
| KAKiran AhujaExecutive | Vanguard Health Care Fund Admiral Shares (VGHAX)fund | Buy | $1,001 – $15,000 | Sep 27, 2021 | Oct 29, 2022 | 397 | Filing for Kiran Ahuja Vanguard Health Care Fund Admiral Shares (VGHAX) trade |
| KAKiran AhujaExecutive | Vanguard FTSE Social Index Fund Admiral Class Shares (VFTAX)etf | Buy | $1,001 – $15,000 | Sep 27, 2021 | Oct 29, 2022 | 397 | Filing for Kiran Ahuja Vanguard FTSE Social Index Fund Admiral Class Shares (VFTAX) trade |
| KAKiran AhujaExecutive | Vanguard Wellesley Income Fund Admiral Shares (VWIAX)fund | Buy | $1,001 – $15,000 | Aug 19, 2021 | Oct 29, 2022 | 436 | Filing for Kiran Ahuja Vanguard Wellesley Income Fund Admiral Shares (VWIAX) trade |
| KAKiran AhujaExecutive | Vanguard Total Stock Market Index Fund Admiral Class Shares (VTSAX)etf | Buy | $1,001 – $15,000 | Aug 19, 2021 | Oct 29, 2022 | 436 | Filing for Kiran Ahuja Vanguard Total Stock Market Index Fund Admiral Class Shares (VTSAX) trade |
| KAKiran AhujaExecutive | Vanguard LifeStrategy Growth Fund Investor Shares (VASGX)fund | Buy | $1,001 – $15,000 | Aug 19, 2021 | Oct 29, 2022 | 436 | Filing for Kiran Ahuja Vanguard LifeStrategy Growth Fund Investor Shares (VASGX) trade |
| KAKiran AhujaExecutive | Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares (VWIUX)fund | Buy | $1,001 – $15,000 | Aug 19, 2021 | Oct 29, 2022 | 436 | Filing for Kiran Ahuja Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares (VWIUX) trade |
| KAKiran AhujaExecutive | Vanguard Health Care Fund Admiral Shares (VGHAX)fund | Buy | $1,001 – $15,000 | Aug 19, 2021 | Oct 29, 2022 | 436 | Filing for Kiran Ahuja Vanguard Health Care Fund Admiral Shares (VGHAX) trade |
| KAKiran AhujaExecutive | Vanguard Balanced Index Fund Admiral Shares (VBIAX)etf | Buy | $1,001 – $15,000 | Aug 19, 2021 | Oct 29, 2022 | 436 | Filing for Kiran Ahuja Vanguard Balanced Index Fund Admiral Shares (VBIAX) trade |
| KAKiran AhujaExecutive | Vanguard FTSE Social Index Fund Admiral Class Shares (VFTAX)etf | Buy | $1,001 – $15,000 | Aug 19, 2021 | Oct 29, 2022 | 436 | Filing for Kiran Ahuja Vanguard FTSE Social Index Fund Admiral Class Shares (VFTAX) trade |
| KAKiran AhujaExecutive | Vanguard Wellesley Income Fund Admiralfund | Buy | $50,001 – $100,000 | Jul 26, 2021 | Oct 29, 2022 | 460 | Filing for Kiran Ahuja Vanguard Wellesley Income Fund Admiral trade |
| KAKiran AhujaExecutive | Vanguard Wellesley Income Fund Investorfund | Sell | $15,001 – $50,000 | Jul 26, 2021 | Oct 29, 2022 | 460 | Filing for Kiran Ahuja Vanguard Wellesley Income Fund Investor trade |
| KAKiran AhujaExecutive | Vanguard Target Retirement 2030 Fundfund | Buy | $100,001 – $250,000 | Jul 26, 2021 | Oct 29, 2022 | 460 | Filing for Kiran Ahuja Vanguard Target Retirement 2030 Fund trade |
| KAKiran AhujaExecutive | Vanguard Institutional Target Retirement 2030fund | Sell | $100,001 – $250,000 | Jul 26, 2021 | Oct 29, 2022 | 460 | Filing for Kiran Ahuja Vanguard Institutional Target Retirement 2030 trade |
| KAKiran AhujaExecutive | Vanguard Total Stock Market Index Fund Admiral Class Shares (VTSAX)etf | Buy | $1,001 – $15,000 | Jul 26, 2021 | Oct 29, 2022 | 460 | Filing for Kiran Ahuja Vanguard Total Stock Market Index Fund Admiral Class Shares (VTSAX) trade |
| KAKiran AhujaExecutive | Vanguard Health Care Fund Admiral Shares (VGHAX)fund | Buy | $1,001 – $15,000 | Jul 26, 2021 | Oct 29, 2022 | 460 | Filing for Kiran Ahuja Vanguard Health Care Fund Admiral Shares (VGHAX) trade |
| KAKiran AhujaExecutive | Vanguard FTSE Social Index Fund Admiral Class Shares (VFTAX)etf | Buy | $1,001 – $15,000 | Jul 26, 2021 | Oct 29, 2022 | 460 | Filing for Kiran Ahuja Vanguard FTSE Social Index Fund Admiral Class Shares (VFTAX) trade |
| KAKiran AhujaExecutive | Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares (VWIUX)fund | Buy | $1,001 – $15,000 | Jul 6, 2021 | Oct 29, 2022 | 480 | Filing for Kiran Ahuja Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares (VWIUX) trade |