| MEMark T. EsperExecutive | Residential Real Estate in Davis, WVstock | Sell | $100,001 – $250,000 | May 7, 2020 | Dec 18, 2020 | 225 | Filing for Mark T. Esper Residential Real Estate in Davis, WV trade |
| MEMark T. EsperExecutive | Schwab Stock Market Total Index Fundfund | Buy | $15,001 – $50,000 | Mar 26, 2020 | Dec 18, 2020 | 267 | Filing for Mark T. Esper Schwab Stock Market Total Index Fund trade |
| MEMark T. EsperExecutive | Fidelity Municipal Money Market Fundfund | Sell | $15,001 – $50,000 | Mar 25, 2020 | Dec 18, 2020 | 268 | Filing for Mark T. Esper Fidelity Municipal Money Market Fund trade |
| BBBarbara M. BarrettExecutive | E V GLOBAL MACRO ABS RET ADV I (EGRIX)stock | Buy | $250,001 – $500,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett E V GLOBAL MACRO ABS RET ADV I (EGRIX) trade |
| BBBarbara M. BarrettExecutive | IWRiShares Russell Mid-Cap ETF | Buy | $500,001 – $1,000,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett IWR trade |
| BBBarbara M. BarrettExecutive | DVYiShares Select Dividend ETF | Buy | $1,000,001 – $5,000,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett DVY trade |
| BBBarbara M. BarrettExecutive | AMERICAN BEACON AHL MNGD (AHLYX)stock | Buy | $100,001 – $250,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett AMERICAN BEACON AHL MNGD (AHLYX) trade |
| BBBarbara M. BarrettExecutive | LAZARD EMERG MKTS CORE EQ I (ECEIX)stock | Buy | $250,001 – $500,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett LAZARD EMERG MKTS CORE EQ I (ECEIX) trade |
| BBBarbara M. BarrettExecutive | JHF SEAPORT LONG/SHORT FUND I (JSFDX)fund | Buy | $250,001 – $500,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett JHF SEAPORT LONG/SHORT FUND I (JSFDX) trade |
| BBBarbara M. BarrettExecutive | VONGVanguard Russell 1000 Growth ETF | Buy | $1,000,001 – $5,000,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett VONG trade |
| BBBarbara M. BarrettExecutive | VONVVanguard Russell 1000 Value ETF | Buy | $500,001 – $1,000,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett VONV trade |
| BBBarbara M. BarrettExecutive | BLACKSTONE ALT MULT-STRAT INST (BXMIX)stock | Buy | $250,001 – $500,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett BLACKSTONE ALT MULT-STRAT INST (BXMIX) trade |
| BBBarbara M. BarrettExecutive | IEFAiShares Core MSCI EAFE ETF | Buy | $1,000,001 – $5,000,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett IEFA trade |
| BBBarbara M. BarrettExecutive | IEMGiShares Core MSCI Emerging Markets ETF | Buy | $500,001 – $1,000,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett IEMG trade |
| BBBarbara M. BarrettExecutive | WESTERN ASSET MACRO OPPORT I (LAOIX)stock | Buy | $100,001 – $250,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett WESTERN ASSET MACRO OPPORT I (LAOIX) trade |
| BBBarbara M. BarrettExecutive | EV HIGH YIELD MUNI INCOME I (EIHYX)bond | Buy | $500,001 – $1,000,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett EV HIGH YIELD MUNI INCOME I (EIHYX) trade |
| BBBarbara M. BarrettExecutive | FRANKLIN FED INTM TRM TXFR ADV (FITZX)stock | Buy | $1,000,001 – $5,000,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett FRANKLIN FED INTM TRM TXFR ADV (FITZX) trade |
| BBBarbara M. BarrettExecutive | HARDING LOEVNER INTL EQTY INST (HLMIX)stock | Buy | $1,000,001 – $5,000,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett HARDING LOEVNER INTL EQTY INST (HLMIX) trade |
| BBBarbara M. BarrettExecutive | CLEARBRIDGE LARGE CAP GWTH I (SBLYX)stock | Buy | $500,001 – $1,000,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett CLEARBRIDGE LARGE CAP GWTH I (SBLYX) trade |
| BBBarbara M. BarrettExecutive | CAUSEWAY INTL VALUE INSTL (CIVIX)stock | Buy | $500,001 – $1,000,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett CAUSEWAY INTL VALUE INSTL (CIVIX) trade |
| BBBarbara M. BarrettExecutive | LORD ABBOT NATL TX FR INC F (LANFX)stock | Buy | $500,001 – $1,000,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett LORD ABBOT NATL TX FR INC F (LANFX) trade |
| BBBarbara M. BarrettExecutive | BLACKROCK EVENT DRIVEN EQ INST (BILPX)stock | Buy | $250,001 – $500,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett BLACKROCK EVENT DRIVEN EQ INST (BILPX) trade |
| BBBarbara M. BarrettExecutive | JP MORGAN EQUITY INCOME I (HLIEX)stock | Buy | $1,000,001 – $5,000,000 | Mar 2, 2020 | Dec 18, 2020 | 291 | Filing for Barbara M. Barrett JP MORGAN EQUITY INCOME I (HLIEX) trade |
| BBBarbara M. BarrettExecutive | USMViShares MSCI USA Min Vol Factor ETF | Buy | $5,000,001 – $25,000,000 | Feb 27, 2020 | Dec 18, 2020 | 295 | Filing for Barbara M. Barrett USMV trade |
| BBBarbara M. BarrettExecutive | DGROiShares Core Dividend Growth ETF | Buy | $5,000,001 – $25,000,000 | Feb 27, 2020 | Dec 18, 2020 | 295 | Filing for Barbara M. Barrett DGRO trade |
| BBBarbara M. BarrettExecutive | NEARiShares Short Duration Bond Active ETF | Buy | $1,000,001 – $5,000,000 | Feb 27, 2020 | Dec 18, 2020 | 295 | Filing for Barbara M. Barrett NEAR trade |
| BBBarbara M. BarrettExecutive | FLOTiShares Floating Rate Bond ETF | Buy | $1,000,001 – $5,000,000 | Feb 27, 2020 | Dec 18, 2020 | 295 | Filing for Barbara M. Barrett FLOT trade |
| BBBarbara M. BarrettExecutive | HDViShares Core High Dividend ETF | Buy | $5,000,001 – $25,000,000 | Feb 27, 2020 | Dec 18, 2020 | 295 | Filing for Barbara M. Barrett HDV trade |
| BBBarbara M. BarrettExecutive | IVWiShares S&P 500 Growth ETF | Buy | $5,000,001 – $25,000,000 | Feb 27, 2020 | Dec 18, 2020 | 295 | Filing for Barbara M. Barrett IVW trade |
| BBBarbara M. BarrettExecutive | ISHARES INTERMEDIATE TERM CORP BND ETFetf | Buy | $5,000,001 – $25,000,000 | Feb 27, 2020 | Dec 18, 2020 | 295 | Filing for Barbara M. Barrett ISHARES INTERMEDIATE TERM CORP BND ETF trade |
| BBBarbara M. BarrettExecutive | ISHARES EDGE MSCI MIN VOL EAFE ETFetf | Buy | $5,000,001 – $25,000,000 | Feb 27, 2020 | Dec 18, 2020 | 295 | Filing for Barbara M. Barrett ISHARES EDGE MSCI MIN VOL EAFE ETF trade |
| BBBarbara M. BarrettExecutive | TIPiShares TIPS Bond ETF | Buy | $1,000,001 – $5,000,000 | Feb 27, 2020 | Dec 18, 2020 | 295 | Filing for Barbara M. Barrett TIP trade |
| BBBarbara M. BarrettExecutive | IJRiShares Core S&P Small-Cap ETF | Buy | $1,000,001 – $5,000,000 | Feb 27, 2020 | Dec 18, 2020 | 295 | Filing for Barbara M. Barrett IJR trade |
| BBBarbara M. BarrettExecutive | ISHARES CORE S&P MID-CAP ETF (IJF)etf | Buy | $1,000,001 – $5,000,000 | Feb 27, 2020 | Dec 18, 2020 | 295 | Filing for Barbara M. Barrett ISHARES CORE S&P MID-CAP ETF (IJF) trade |
| BBBarbara M. BarrettExecutive | US TSY NOTE 02.250%bond | Buy | $1,000,001 – $5,000,000 | Feb 21, 2020 | Dec 18, 2020 | 301 | Filing for Barbara M. Barrett US TSY NOTE 02.250% trade |
| BBBarbara M. BarrettExecutive | Eaton Vance Tax-Managed Global Div Inc I (EIDIX)stock | Buy | $5,000,001 – $25,000,000 | Feb 21, 2020 | Dec 18, 2020 | 301 | Filing for Barbara M. Barrett Eaton Vance Tax-Managed Global Div Inc I (EIDIX) trade |
| BBBarbara M. BarrettExecutive | BLACKSTONE REAL ESTATE INCOME TRUSTstock | Buy | $5,000,001 – $25,000,000 | Feb 21, 2020 | Dec 18, 2020 | 301 | Filing for Barbara M. Barrett BLACKSTONE REAL ESTATE INCOME TRUST trade |
| BBBarbara M. BarrettExecutive | LUMNLumen Technologies Inc. | Sell | $50,001 – $100,000 | Feb 10, 2020 | Dec 18, 2020 | 312 | Filing for Barbara M. Barrett LUMN trade |
| BBBarbara M. BarrettExecutive | TALLWAVE CAPITALstock | Buy | $50,001 – $100,000 | Feb 10, 2020 | Dec 18, 2020 | 312 | Filing for Barbara M. Barrett TALLWAVE CAPITAL trade |
| BBBarbara M. BarrettExecutive | IMPELE HOLDINGSstock | Buy | $50,001 – $100,000 | Feb 10, 2020 | Dec 18, 2020 | 312 | Filing for Barbara M. Barrett IMPELE HOLDINGS trade |
| BBBarbara M. BarrettExecutive | SVG THRIVE FUND LLCfund | Buy | $100,001 – $250,000 | Feb 10, 2020 | Dec 18, 2020 | 312 | Filing for Barbara M. Barrett SVG THRIVE FUND LLC trade |
| BBBarbara M. BarrettExecutive | GEOTHERMIC SOLUTIONstock | Buy | $1,001 – $15,000 | Feb 9, 2020 | Dec 18, 2020 | 313 | Filing for Barbara M. Barrett GEOTHERMIC SOLUTION trade |
| BBBarbara M. BarrettExecutive | IVWiShares S&P 500 Growth ETF | Sell | $500,001 – $1,000,000 | Nov 18, 2020 | Dec 15, 2020 | 27 | Filing for Barbara M. Barrett IVW trade |
| BBBarbara M. BarrettExecutive | Impele Holdings, LLCother | Buy | $100,001 – $250,000 | Nov 2, 2020 | Dec 15, 2020 | 43 | Filing for Barbara M. Barrett Impele Holdings, LLC trade |
| ASAndrew SaulExecutive | NFLXNetflix Inc. | Buy | $50,001 – $100,000 | Oct 28, 2020 | Dec 11, 2020 | 44 | Filing for Andrew Saul NFLX trade |
| ASAndrew SaulExecutive | NFLXNetflix Inc. | Buy | $100,001 – $250,000 | Oct 28, 2020 | Dec 11, 2020 | 44 | Filing for Andrew Saul NFLX trade |
| ASAndrew SaulExecutive | A2 Milk Co Ltd (ACOPF)stock | Sell | $1,001 – $15,000 | Oct 28, 2020 | Dec 11, 2020 | 44 | Filing for Andrew Saul A2 Milk Co Ltd (ACOPF) trade |
| ASAndrew SaulExecutive | TSMTaiwan Semiconductor Manufacturing Company Ltd. | Sell | $15,001 – $50,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul TSM trade |
| ASAndrew SaulExecutive | SCHWCharles Schwab Corporation (The) | Sell | $1,001 – $15,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul SCHW trade |
| ASAndrew SaulExecutive | MAMastercard Incorporated | Sell | $1,001 – $15,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul MA trade |