| ASAndrew SaulExecutive | Liberty Broadband Corp. (LBRDK)stock | Sell | $1,001 – $15,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul Liberty Broadband Corp. (LBRDK) trade |
| ASAndrew SaulExecutive | Liberty Broadband Corp. (LBRDA)stock | Sell | $1,001 – $15,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul Liberty Broadband Corp. (LBRDA) trade |
| ASAndrew SaulExecutive | JJacobs Solutions Inc. | Sell | $1,001 – $15,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul J trade |
| ASAndrew SaulExecutive | ICEIntercontinental Exchange Inc. | Sell | $1,001 – $15,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul ICE trade |
| ASAndrew SaulExecutive | FISFidelity National Information Services Inc. | Sell | $1,001 – $15,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul FIS trade |
| ASAndrew SaulExecutive | FBProShares S&P 500 Dynamic Buffer ETF | Sell | $15,001 – $50,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul FB trade |
| ASAndrew SaulExecutive | Constellation Software Inc (CNSWF)stock | Sell | $1,001 – $15,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul Constellation Software Inc (CNSWF) trade |
| ASAndrew SaulExecutive | KMXCarMax Inc | Sell | $1,001 – $15,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul KMX trade |
| ASAndrew SaulExecutive | Prosus N V Bearer Shs (PROSF)stock | Sell | $1,001 – $15,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul Prosus N V Bearer Shs (PROSF) trade |
| ASAndrew SaulExecutive | Hiscox Ltd Shs (HCXLF)stock | Sell | $1,001 – $15,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul Hiscox Ltd Shs (HCXLF) trade |
| ASAndrew SaulExecutive | Vivendi Shs (VIVEF)stock | Sell | $1,001 – $15,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul Vivendi Shs (VIVEF) trade |
| ASAndrew SaulExecutive | Eurofins Scientific Shs (ERFSF)stock | Sell | $1,001 – $15,000 | Oct 27, 2020 | Dec 11, 2020 | 45 | Filing for Andrew Saul Eurofins Scientific Shs (ERFSF) trade |
| EDElisabeth (Betsy) P. DeVosExecutive | Myndlift LTD.stock | Exchange | $250,001 – $500,000 | Oct 16, 2020 | Dec 11, 2020 | 56 | Filing for Elisabeth (Betsy) P. DeVos Myndlift LTD. trade |
| EDElisabeth (Betsy) P. DeVosExecutive | HgCapital Stingray Co-Invest L.P.other | Sell | $5,000,001 – $25,000,000 | Oct 15, 2020 | Dec 11, 2020 | 57 | Filing for Elisabeth (Betsy) P. DeVos HgCapital Stingray Co-Invest L.P. trade |
| ASAndrew SaulExecutive | ILMNIllumina Inc. | Buy | $100,001 – $250,000 | Oct 7, 2020 | Dec 11, 2020 | 65 | Filing for Andrew Saul ILMN trade |
| ASAndrew SaulExecutive | CACCCredit Acceptance Corporation | Buy | $1,001 – $15,000 | Oct 2, 2020 | Dec 11, 2020 | 70 | Filing for Andrew Saul CACC trade |
| ASAndrew SaulExecutive | CACCCredit Acceptance Corporation | Buy | $1,001 – $15,000 | Oct 2, 2020 | Dec 11, 2020 | 70 | Filing for Andrew Saul CACC trade |
| ASAndrew SaulExecutive | CACCCredit Acceptance Corporation | Buy | $1,001 – $15,000 | Oct 2, 2020 | Dec 11, 2020 | 70 | Filing for Andrew Saul CACC trade |
| ASAndrew SaulExecutive | Vivendi Shs (VIVEF)stock | Sell | $1,001 – $15,000 | Oct 2, 2020 | Dec 11, 2020 | 70 | Filing for Andrew Saul Vivendi Shs (VIVEF) trade |
| ASAndrew SaulExecutive | Vivendi Shs (VIVEF)stock | Sell | $1,001 – $15,000 | Oct 2, 2020 | Dec 11, 2020 | 70 | Filing for Andrew Saul Vivendi Shs (VIVEF) trade |
| ASAndrew SaulExecutive | CACCCredit Acceptance Corporation | Buy | $1,001 – $15,000 | Oct 1, 2020 | Dec 11, 2020 | 71 | Filing for Andrew Saul CACC trade |
| ASAndrew SaulExecutive | CACCCredit Acceptance Corporation | Buy | $1,001 – $15,000 | Oct 1, 2020 | Dec 11, 2020 | 71 | Filing for Andrew Saul CACC trade |
| ASAndrew SaulExecutive | CACCCredit Acceptance Corporation | Buy | $1,001 – $15,000 | Oct 1, 2020 | Dec 11, 2020 | 71 | Filing for Andrew Saul CACC trade |
| ASAndrew SaulExecutive | Vivendi Shs (VIVEF)stock | Sell | $1,001 – $15,000 | Oct 1, 2020 | Dec 11, 2020 | 71 | Filing for Andrew Saul Vivendi Shs (VIVEF) trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | Sep 15, 2020 | Dec 11, 2020 | 87 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | AQR Small Cap Multi-Style Fund Class R6 Shares (QSERX)fund | Buy | $1,001 – $15,000 | Sep 15, 2020 | Dec 11, 2020 | 87 | Filing for Mitchell M. Zais AQR Small Cap Multi-Style Fund Class R6 Shares (QSERX) trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y Shares (ABEYX)fund | Buy | $1,001 – $15,000 | Sep 15, 2020 | Dec 11, 2020 | 87 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y Shares (ABEYX) trade |
| MZMitchell M. ZaisExecutive | USAA Short-Term Bond Fund Institutional Class Shares (UISBX)fund | Buy | $1,001 – $15,000 | Sep 15, 2020 | Dec 11, 2020 | 87 | Filing for Mitchell M. Zais USAA Short-Term Bond Fund Institutional Class Shares (UISBX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Class Shares (UIINX)fund | Buy | $1,001 – $15,000 | Sep 15, 2020 | Dec 11, 2020 | 87 | Filing for Mitchell M. Zais USAA Income Fund Institutional Class Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Institutional Class Shares (BCOIX)fund | Buy | $1,001 – $15,000 | Sep 15, 2020 | Dec 11, 2020 | 87 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Institutional Class Shares (BCOIX) trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Dec 11, 2020 | 88 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Dec 11, 2020 | 88 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | Hartford Schroders Emerging Markets Equity Fund Class F Shares (HHHFX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Dec 11, 2020 | 88 | Filing for Mitchell M. Zais Hartford Schroders Emerging Markets Equity Fund Class F Shares (HHHFX) trade |
| MZMitchell M. ZaisExecutive | Harding Loevner International Equity Portfolio Institutional Class Z Shares (HLIZX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Dec 11, 2020 | 88 | Filing for Mitchell M. Zais Harding Loevner International Equity Portfolio Institutional Class Z Shares (HLIZX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Dec 11, 2020 | 88 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX) trade |
| MZMitchell M. ZaisExecutive | AQR Style Premia Alternative Fund Class R6 Shares (QSPRX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Dec 11, 2020 | 88 | Filing for Mitchell M. Zais AQR Style Premia Alternative Fund Class R6 Shares (QSPRX) trade |
| MZMitchell M. ZaisExecutive | American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Dec 11, 2020 | 88 | Filing for Mitchell M. Zais American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX) trade |
| MZMitchell M. ZaisExecutive | Delaware Emerging Markets Fund Institutional Class Shares (DEMIX)fund | Buy | $1,001 – $15,000 | Sep 9, 2020 | Dec 11, 2020 | 93 | Filing for Mitchell M. Zais Delaware Emerging Markets Fund Institutional Class Shares (DEMIX) trade |
| MZMitchell M. ZaisExecutive | PIMCO RAEEmerging Markets Fund Institutional Class Shares (PEIFX)fund | Sell | $1,001 – $15,000 | Sep 8, 2020 | Dec 11, 2020 | 94 | Filing for Mitchell M. Zais PIMCO RAEEmerging Markets Fund Institutional Class Shares (PEIFX) trade |
| MZMitchell M. ZaisExecutive | ISTBiShares Core 1-5 Year USD Bond ETF | Buy | $1,001 – $15,000 | Jul 24, 2020 | Dec 11, 2020 | 140 | Filing for Mitchell M. Zais ISTB trade |
| MZMitchell M. ZaisExecutive | VTIPVanguard Short-Term Inflation-Protected Securities Index Fund ETF Shares | Buy | $1,001 – $15,000 | Jul 22, 2020 | Dec 11, 2020 | 142 | Filing for Mitchell M. Zais VTIP trade |
| MZMitchell M. ZaisExecutive | COPConocoPhillips | Buy | $1,001 – $15,000 | Jun 24, 2020 | Dec 11, 2020 | 170 | Filing for Mitchell M. Zais COP trade |
| MZMitchell M. ZaisExecutive | AVGOBroadcom Inc. | Buy | $1,001 – $15,000 | Jun 24, 2020 | Dec 11, 2020 | 170 | Filing for Mitchell M. Zais AVGO trade |
| MZMitchell M. ZaisExecutive | Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX)fund | Sell | $1,001 – $15,000 | Jun 24, 2020 | Dec 11, 2020 | 170 | Filing for Mitchell M. Zais Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX) trade |
| MZMitchell M. ZaisExecutive | Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX)fund | Sell | $1,001 – $15,000 | Jun 22, 2020 | Dec 11, 2020 | 172 | Filing for Mitchell M. Zais Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX) trade |
| MZMitchell M. ZaisExecutive | HSYThe Hershey Company | Buy | $1,001 – $15,000 | Jun 22, 2020 | Dec 11, 2020 | 172 | Filing for Mitchell M. Zais HSY trade |
| MZMitchell M. ZaisExecutive | HSYThe Hershey Company | Buy | $1,001 – $15,000 | Jun 22, 2020 | Dec 11, 2020 | 172 | Filing for Mitchell M. Zais HSY trade |
| MZMitchell M. ZaisExecutive | COPConocoPhillips | Buy | $1,001 – $15,000 | Jun 22, 2020 | Dec 11, 2020 | 172 | Filing for Mitchell M. Zais COP trade |
| MZMitchell M. ZaisExecutive | AVGOBroadcom Inc. | Buy | $1,001 – $15,000 | Jun 22, 2020 | Dec 11, 2020 | 172 | Filing for Mitchell M. Zais AVGO trade |
| MZMitchell M. ZaisExecutive | Schwab Government Money Fund Sweep Class Shares (SWGXX)fund | Buy | $1,001 – $15,000 | May 27, 2020 | Dec 11, 2020 | 198 | Filing for Mitchell M. Zais Schwab Government Money Fund Sweep Class Shares (SWGXX) trade |