| SPSethuraman PanchanathanExecutive | Janus Henderson Balanced Fund Class T Shares (JABAX)fund | Buy | $1,001 – $15,000 | Mar 31, 2023 | Oct 22, 2024 | 571 | Filing for Sethuraman Panchanathan Janus Henderson Balanced Fund Class T Shares (JABAX) trade |
| SPSethuraman PanchanathanExecutive | Fidelity Government Money Market Fundfund | Buy | $15,001 – $50,000 | Mar 31, 2023 | Oct 22, 2024 | 571 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund trade |
| SPSethuraman PanchanathanExecutive | American Balanced Fund Class F1 Shares (BALFX)fund | Buy | $1,001 – $15,000 | Mar 14, 2023 | Oct 22, 2024 | 588 | Filing for Sethuraman Panchanathan American Balanced Fund Class F1 Shares (BALFX) trade |
| SPSethuraman PanchanathanExecutive | George Putnam Balanced Fund CL Afund | Buy | $1,001 – $15,000 | Feb 28, 2023 | Oct 22, 2024 | 602 | Filing for Sethuraman Panchanathan George Putnam Balanced Fund CL A trade |
| SPSethuraman PanchanathanExecutive | GS SM CAP VALUE R6 to VANG SMCPVLother | Exchange | $250,001 – $500,000 | Feb 13, 2023 | Oct 22, 2024 | 617 | Filing for Sethuraman Panchanathan GS SM CAP VALUE R6 to VANG SMCPVL trade |
| SPSethuraman PanchanathanExecutive | Fidelity Government Money Market Fund (SPAXX)fund | Sell | $1,001 – $15,000 | Feb 3, 2023 | Oct 22, 2024 | 627 | Filing for Sethuraman Panchanathan Fidelity Government Money Market Fund (SPAXX) trade |
Virginia FoxxR-NCHouse | EFCEllington Financial Inc. | Buy | $1,001 – $15,000 | Sep 30, 2024 | Oct 21, 2024 | 21 | Filing for Virginia Foxx EFC trade |
John BoozmanR-ARSenate | IWMiShares Russell 2000 Index Fund | Partial sellJoint | $1,001 – $15,000 | Oct 9, 2024 | Oct 18, 2024 | 9 | Filing for John Boozman IWM trade |
John BoozmanR-ARSenate | IVViShares Core S&P 500 ETF | Partial sellJoint | $1,001 – $15,000 | Oct 6, 2024 | Oct 18, 2024 | 12 | Filing for John Boozman IVV trade |
John BoozmanR-ARSenate | FISVFiserv Inc. | Partial sellJoint | $1,001 – $15,000 | Sep 26, 2024 | Oct 18, 2024 | 22 | Filing for John Boozman FISV trade |
Rick W. AllenR-GAHouse | US Treasury Bill 912797HP5bond | Sell | $100,001 – $250,000 | Sep 13, 2024 | Oct 18, 2024 | 35 | Filing for Rick W. Allen US Treasury Bill 912797HP5 trade |
Rick W. AllenR-GAHouse | SCHWCharles Schwab Corporation (The) | SellSpouse | $15,001 – $50,000 | Sep 12, 2024 | Oct 18, 2024 | 36 | Filing for Rick W. Allen SCHW trade |
John BoozmanR-ARSenate | EFAiShares MSCI EAFE ETF | Partial sellJoint | $1,001 – $15,000 | Sep 9, 2024 | Oct 18, 2024 | 39 | Filing for John Boozman EFA trade |
John BoozmanR-ARSenate | MDYState Street SPDR S&P MIDCAP 400 ETF Trust | Partial sellJoint | $1,001 – $15,000 | Sep 9, 2024 | Oct 18, 2024 | 39 | Filing for John Boozman MDY trade |
John BoozmanR-ARSenate | VEAVanguard FTSE Developed Markets ETF | Partial sellJoint | $1,001 – $15,000 | Sep 9, 2024 | Oct 18, 2024 | 39 | Filing for John Boozman VEA trade |
John BoozmanR-ARSenate | Westwood Quality Smallcap Fund - Ultra Sharesstock | Partial sellJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman Westwood Quality Smallcap Fund - Ultra Shares trade |
John BoozmanR-ARSenate | EMLPFirst Trust North American Energy Infrastructure Fund | Partial sellJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman EMLP trade |
John BoozmanR-ARSenate | TPYPTortoise North American Pipeline ETF | Partial sellJoint | $15,001 – $50,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman TPYP trade |
John BoozmanR-ARSenate | VNQIVanguard Global ex-U.S. Real Estate ETF | Partial sellJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman VNQI trade |
John BoozmanR-ARSenate | PALLabrdn Physical Palladium Shares ETF | BuyJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman PALL trade |
John BoozmanR-ARSenate | PPLTabrdn Physical Platinum Shares ETF | BuyJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman PPLT trade |
John BoozmanR-ARSenate | FTGCFirst Trust Global Tactical Commodity Strategy Fund | BuyJoint | $15,001 – $50,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman FTGC trade |
John BoozmanR-ARSenate | GIGBGoldman Sachs Access Investment Grade Corporate Bond ETF | BuyJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman GIGB trade |
John BoozmanR-ARSenate | TBLLInvesco Short Term Treasury ETF | BuyJoint | $15,001 – $50,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman TBLL trade |
John BoozmanR-ARSenate | AGZiShares Agency Bond ETF | BuyJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman AGZ trade |
John BoozmanR-ARSenate | MBBiShares MBS ETF | BuyJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman MBB trade |
John BoozmanR-ARSenate | TLTiShares 20+ Year Treasury Bond ETF | BuyJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman TLT trade |
John BoozmanR-ARSenate | IEIiShares 3-7 Year Treasury Bond ETF | BuyJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman IEI trade |
John BoozmanR-ARSenate | CMBSiShares CMBS Bond ETF | BuyJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman CMBS trade |
John BoozmanR-ARSenate | TLHiShares 10-20 Year Treasury Bond ETF | BuyJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman TLH trade |
John BoozmanR-ARSenate | SHYiShares 1-3 Year Treasury Bond ETF | BuyJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman SHY trade |
John BoozmanR-ARSenate | IEFiShares 7-10 Year Treasury Bond ETF | BuyJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman IEF trade |
John BoozmanR-ARSenate | IVViShares Core S&P 500 ETF | BuyJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman IVV trade |
John BoozmanR-ARSenate | JMBSJanus Henderson Mortgage-Backed Securities ETF | BuyJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman JMBS trade |
John BoozmanR-ARSenate | SCHPSchwab U.S. TIPS ETF | BuyJoint | $1,001 – $15,000 | Sep 6, 2024 | Oct 18, 2024 | 42 | Filing for John Boozman SCHP trade |
Rudy Yakym IIIR-INHouse | Treasury Bill 4-Week (Matures 11/12/24)bond | Buy | $50,001 – $100,000 | Oct 15, 2024 | Oct 17, 2024 | 2 | Filing for Rudy Yakym III Treasury Bill 4-Week (Matures 11/12/24) trade |
Rudy Yakym IIIR-INHouse | Treasury Bill 3-Month (Matures 1/16/25)bond | Buy | $15,001 – $50,000 | Oct 15, 2024 | Oct 17, 2024 | 2 | Filing for Rudy Yakym III Treasury Bill 3-Month (Matures 1/16/25) trade |
Scott H. PetersD-CAHouse | Sacramento CA WTR UTILbond | BuySpouse | $50,001 – $100,000 | Sep 27, 2024 | Oct 16, 2024 | 19 | Filing for Scott H. Peters Sacramento CA WTR UTIL trade |
Kevin HernR-OKHouse | Citigroup MTN 9/1/2026bond | SellJoint | $250,001 – $500,000 | Sep 23, 2024 | Oct 16, 2024 | 23 | Filing for Kevin Hern Citigroup MTN 9/1/2026 trade |
Scott H. PetersD-CAHouse | Allocate Premier Access Fundother | BuySpouse | $15,001 – $50,000 | Sep 20, 2024 | Oct 16, 2024 | 26 | Filing for Scott H. Peters Allocate Premier Access Fund trade |
Scott H. PetersD-CAHouse | Allocate Alpha Fund II LPother | BuySpouse | $15,001 – $50,000 | Sep 19, 2024 | Oct 16, 2024 | 27 | Filing for Scott H. Peters Allocate Alpha Fund II LP trade |
Scott H. PetersD-CAHouse | Kent Street Group GPother | BuySpouse | $15,001 – $50,000 | Sep 11, 2024 | Oct 16, 2024 | 35 | Filing for Scott H. Peters Kent Street Group GP trade |
Scott H. PetersD-CAHouse | GV Christi LLCother | BuySpouse | $50,001 – $100,000 | Sep 10, 2024 | Oct 16, 2024 | 36 | Filing for Scott H. Peters GV Christi LLC trade |
Scott H. PetersD-CAHouse | Lynett Capital Partners IIIother | BuySpouse | $100,001 – $250,000 | Sep 9, 2024 | Oct 16, 2024 | 37 | Filing for Scott H. Peters Lynett Capital Partners III trade |
Scott H. PetersD-CAHouse | San Mateo CA UHSD IMPT SCHbond | SellSpouse | $50,001 – $100,000 | Sep 3, 2024 | Oct 16, 2024 | 43 | Filing for Scott H. Peters San Mateo CA UHSD IMPT SCH trade |
Thomas H. Kean, Jr.R-NJHouse | JJacobs Solutions Inc. | Exchange | $1,001 – $15,000 | Sep 30, 2024 | Oct 15, 2024 | 15 | Filing for Thomas H. Kean, Jr. J trade |
Thomas H. Kean, Jr.R-NJHouse | JJacobs Solutions Inc. | Exchange | $15,001 – $50,000 | Sep 30, 2024 | Oct 15, 2024 | 15 | Filing for Thomas H. Kean, Jr. J trade |
Thomas H. Kean, Jr.R-NJHouse | JJacobs Solutions Inc. | Exchange | $15,001 – $50,000 | Sep 30, 2024 | Oct 15, 2024 | 15 | Filing for Thomas H. Kean, Jr. J trade |
Thomas H. Kean, Jr.R-NJHouse | JJacobs Solutions Inc. | Exchange | $15,001 – $50,000 | Sep 30, 2024 | Oct 15, 2024 | 15 | Filing for Thomas H. Kean, Jr. J trade |
Thomas H. Kean, Jr.R-NJHouse | JJacobs Solutions Inc. | Exchange | $15,001 – $50,000 | Sep 30, 2024 | Oct 15, 2024 | 15 | Filing for Thomas H. Kean, Jr. J trade |