| LMLisa O. MonacoExecutive | VIRTUS KAR INTERNATIONAL SMALL MID CAP FUND CL I (VIISX)fund | Sell | $1,001 – $15,000 | Nov 6, 2023 | Jul 13, 2024 | 250 | Filing for Lisa O. Monaco VIRTUS KAR INTERNATIONAL SMALL MID CAP FUND CL I (VIISX) trade |
| LMLisa O. MonacoExecutive | VIRTUS KAR INTERNATIONAL SMALL MID CAP FUND CL I (VIISX)fund | Sell | $1,001 – $15,000 | Nov 6, 2023 | Jul 13, 2024 | 250 | Filing for Lisa O. Monaco VIRTUS KAR INTERNATIONAL SMALL MID CAP FUND CL I (VIISX) trade |
| LMLisa O. MonacoExecutive | ALGER WEATHERBIE SPECIALIZED GROWTH FUND CLASS Z (ASMZX)fund | Sell | $1,001 – $15,000 | Nov 6, 2023 | Jul 13, 2024 | 250 | Filing for Lisa O. Monaco ALGER WEATHERBIE SPECIALIZED GROWTH FUND CLASS Z (ASMZX) trade |
| LMLisa O. MonacoExecutive | ALGER WEATHERBIE SPECIALIZED GROWTH FUND CLASS Z (ASMZX)fund | Sell | $1,001 – $15,000 | Nov 6, 2023 | Jul 13, 2024 | 250 | Filing for Lisa O. Monaco ALGER WEATHERBIE SPECIALIZED GROWTH FUND CLASS Z (ASMZX) trade |
| LMLisa O. MonacoExecutive | ALGER WEATHERBIE SPECIALIZED GROWTH FUND CLASS Z (ASMZX)fund | Sell | $1,001 – $15,000 | Nov 6, 2023 | Jul 13, 2024 | 250 | Filing for Lisa O. Monaco ALGER WEATHERBIE SPECIALIZED GROWTH FUND CLASS Z (ASMZX) trade |
| LMLisa O. MonacoExecutive | IWMiShares Russell 2000 Index Fund | Sell | $1,001 – $15,000 | Nov 6, 2023 | Jul 13, 2024 | 250 | Filing for Lisa O. Monaco IWM trade |
| LMLisa O. MonacoExecutive | FedFund Institutional Shares (TFDXX)stock | Sell | $1,001 – $15,000 | Apr 4, 2023 | Jul 13, 2024 | 466 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
| LMLisa O. MonacoExecutive | TRANSAMERICA SHORT TERM BONDstock | Sell | $15,001 – $50,000 | Apr 3, 2023 | Jul 13, 2024 | 467 | Filing for Lisa O. Monaco TRANSAMERICA SHORT TERM BOND trade |
| LMLisa O. MonacoExecutive | ALPS SMITH SHORT DURATION BD CLbond | Sell | $15,001 – $50,000 | Apr 3, 2023 | Jul 13, 2024 | 467 | Filing for Lisa O. Monaco ALPS SMITH SHORT DURATION BD CL trade |
| LMLisa O. MonacoExecutive | SPDR Portfolio S&P 500 ETF (SPLG)etf | Sell | $1,001 – $15,000 | Apr 3, 2023 | Jul 13, 2024 | 467 | Filing for Lisa O. Monaco SPDR Portfolio S&P 500 ETF (SPLG) trade |
| LMLisa O. MonacoExecutive | Lord Abbett Ultra Short Bond Fund Class Ifund | Sell | $50,001 – $100,000 | Apr 3, 2023 | Jul 13, 2024 | 467 | Filing for Lisa O. Monaco Lord Abbett Ultra Short Bond Fund Class I trade |
| LMLisa O. MonacoExecutive | PIMCO Low Duration Income Fund Class I-2fund | Sell | $15,001 – $50,000 | Apr 3, 2023 | Jul 13, 2024 | 467 | Filing for Lisa O. Monaco PIMCO Low Duration Income Fund Class I-2 trade |
| LMLisa O. MonacoExecutive | SPYGState Street SPDR Portfolio S&P 500 Growth ETF | Sell | $1,001 – $15,000 | Apr 3, 2023 | Jul 13, 2024 | 467 | Filing for Lisa O. Monaco SPYG trade |
| LMLisa O. MonacoExecutive | GUGGENHEIM FLOATING RATEstock | Sell | $15,001 – $50,000 | Apr 3, 2023 | Jul 13, 2024 | 467 | Filing for Lisa O. Monaco GUGGENHEIM FLOATING RATE trade |
| LMLisa O. MonacoExecutive | GUGGENHEIM FLOATING RATE STRATEGIES FD INSTL CL (GIFIX)fund | Sell | $1,001 – $15,000 | Apr 3, 2023 | Jul 13, 2024 | 467 | Filing for Lisa O. Monaco GUGGENHEIM FLOATING RATE STRATEGIES FD INSTL CL (GIFIX) trade |
| LMLisa O. MonacoExecutive | GUGGENHEIM FLOATING RATE STRATEGIES FD INSTL CL (GIFIX)fund | Sell | $1,001 – $15,000 | Apr 3, 2023 | Jul 13, 2024 | 467 | Filing for Lisa O. Monaco GUGGENHEIM FLOATING RATE STRATEGIES FD INSTL CL (GIFIX) trade |
| LMLisa O. MonacoExecutive | FedFund Institutional Shares (TFDXX)stock | Sell | $1,001 – $15,000 | Mar 17, 2023 | Jul 13, 2024 | 484 | Filing for Lisa O. Monaco FedFund Institutional Shares (TFDXX) trade |
Jamie RaskinD-MDHouse | Istock | Sell | $50,001 – $100,000 | Jul 2, 2024 | Jul 12, 2024 | 10 | Filing for Jamie Raskin I trade |
Markwayne MullinR-OKSenate | IWBiShares Russell 1000 ETF | Partial sellJoint | $500,001 – $1,000,000 | Jun 13, 2024 | Jul 12, 2024 | 29 | Filing for Markwayne Mullin IWB trade |
Markwayne MullinR-OKSenate | NKENike Inc. | Partial sellJoint | $15,001 – $50,000 | Jun 12, 2024 | Jul 12, 2024 | 30 | Filing for Markwayne Mullin NKE trade |
Markwayne MullinR-OKSenate | CMCSAComcast Corporation Class A | Partial sellJoint | $15,001 – $50,000 | Jun 12, 2024 | Jul 12, 2024 | 30 | Filing for Markwayne Mullin CMCSA trade |
Markwayne MullinR-OKSenate | IWBiShares Russell 1000 ETF | Partial sellJoint | $50,001 – $100,000 | Jun 12, 2024 | Jul 12, 2024 | 30 | Filing for Markwayne Mullin IWB trade |
John BoozmanR-ARSenate | IVViShares Core S&P 500 ETF | Partial sellJoint | $1,001 – $15,000 | Jul 4, 2024 | Jul 11, 2024 | 7 | Filing for John Boozman IVV trade |
Suzan K. DelBeneD-WAHouse | Maryland ST Go BDS Ser. 2017 B 5.00 % Due Aug 1, 2026bond | Partial sellJoint | $1,001 – $15,000 | Jun 28, 2024 | Jul 11, 2024 | 13 | Filing for Suzan K. DelBene Maryland ST Go BDS Ser. 2017 B 5.00 % Due Aug 1, 2026 trade |
Shelley Moore CapitoR-WVSenate | APDAir Products and Chemicals Inc. | SellSpouse | $1,001 – $15,000 | Jun 27, 2024 | Jul 11, 2024 | 14 | Filing for Shelley Moore Capito APD trade |
John BoozmanR-ARSenate | SHYiShares 1-3 Year Treasury Bond ETF | Partial sellJoint | $1,001 – $15,000 | Jun 26, 2024 | Jul 11, 2024 | 15 | Filing for John Boozman SHY trade |
John BoozmanR-ARSenate | IEFiShares 7-10 Year Treasury Bond ETF | Partial sellJoint | $1,001 – $15,000 | Jun 26, 2024 | Jul 11, 2024 | 15 | Filing for John Boozman IEF trade |
Mike CollinsR-GAHouse | Velodromecrypto | Sell | $1,001 – $15,000 | Jun 24, 2024 | Jul 11, 2024 | 17 | Filing for Mike Collins Velodrome trade |
Mike CollinsR-GAHouse | The Graphcrypto | Sell | $1,001 – $15,000 | Jun 24, 2024 | Jul 11, 2024 | 17 | Filing for Mike Collins The Graph trade |
John BoozmanR-ARSenate | Nuance Mid Cap Value Fund Z Classstock | SellJoint | $1,001 – $15,000 | Jun 24, 2024 | Jul 11, 2024 | 17 | Filing for John Boozman Nuance Mid Cap Value Fund Z Class trade |
Mike CollinsR-GAHouse | Aerodromecrypto | Sell | $1,001 – $15,000 | Jun 23, 2024 | Jul 11, 2024 | 18 | Filing for Mike Collins Aerodrome trade |
John BoozmanR-ARSenate | CMCSAComcast Corporation Class A | SellJoint | $1,001 – $15,000 | Jun 20, 2024 | Jul 11, 2024 | 21 | Filing for John Boozman CMCSA trade |
John BoozmanR-ARSenate | EFAiShares MSCI EAFE ETF | Partial sellJoint | $15,001 – $50,000 | Jun 4, 2024 | Jul 11, 2024 | 37 | Filing for John Boozman EFA trade |
John BoozmanR-ARSenate | MDYState Street SPDR S&P MIDCAP 400 ETF Trust | Partial sellJoint | $1,001 – $15,000 | Jun 4, 2024 | Jul 11, 2024 | 37 | Filing for John Boozman MDY trade |
Rick W. AllenR-GAHouse | JNJJohnson & Johnson | SellSpouse | $15,001 – $50,000 | Jun 13, 2024 | Jul 10, 2024 | 27 | Filing for Rick W. Allen JNJ trade |
Brandon WilliamsR-NYHouse | Visant Medical, Inc.other | Partial sell | $1,001 – $15,000 | Feb 1, 2024 | Jul 10, 2024 | 160 | Filing for Brandon Williams Visant Medical, Inc. trade |
| DCDeanne CriswellExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Sell | $1,001 – $15,000 | Dec 19, 2023 | Jul 10, 2024 | 204 | Filing for Deanne Criswell VBR trade |
| DCDeanne CriswellExecutive | INTUIntuit Inc. | Sell | $1,001 – $15,000 | Dec 19, 2023 | Jul 10, 2024 | 204 | Filing for Deanne Criswell INTU trade |
| DCDeanne CriswellExecutive | WMTWalmart Inc. | Sell | $1,001 – $15,000 | Dec 19, 2023 | Jul 10, 2024 | 204 | Filing for Deanne Criswell WMT trade |
| DCDeanne CriswellExecutive | TGTTarget Corporation | Sell | $1,001 – $15,000 | Dec 19, 2023 | Jul 10, 2024 | 204 | Filing for Deanne Criswell TGT trade |
| DCDeanne CriswellExecutive | NVDANVIDIA Corporation | Sell | $15,001 – $50,000 | Dec 19, 2023 | Jul 10, 2024 | 204 | Filing for Deanne Criswell NVDA trade |
| DCDeanne CriswellExecutive | FFord Motor Company | Sell | $15,001 – $50,000 | Dec 19, 2023 | Jul 10, 2024 | 204 | Filing for Deanne Criswell F trade |
| DCDeanne CriswellExecutive | NVDANVIDIA Corporation | Sell | $15,001 – $50,000 | Jun 9, 2023 | Jul 10, 2024 | 397 | Filing for Deanne Criswell NVDA trade |
| MBMichelle White BowmanExecutive | Vanguard Target Retirement 2040 Selectfund | Sell | $50,001 – $100,000 | Jun 2, 2023 | Jul 10, 2024 | 404 | Filing for Michelle White Bowman Vanguard Target Retirement 2040 Select trade |
| MBMichelle White BowmanExecutive | Vanguard Target Retirement 2035 Selectfund | Sell | $50,001 – $100,000 | Jun 2, 2023 | Jul 10, 2024 | 404 | Filing for Michelle White Bowman Vanguard Target Retirement 2035 Select trade |
| SBShailen BhattExecutive | Spoke Safety Vested Common Unitsstock | Sell | $50,001 – $100,000 | Mar 6, 2023 | Jul 10, 2024 | 492 | Filing for Shailen Bhatt Spoke Safety Vested Common Units trade |
| SBShailen BhattExecutive | Spoke Safety, Simple Agreement for Futurestock | Sell | $15,001 – $50,000 | Mar 6, 2023 | Jul 10, 2024 | 492 | Filing for Shailen Bhatt Spoke Safety, Simple Agreement for Future trade |
| SBShailen BhattExecutive | Zuul Vested Stock Optionsstock | Sell | $1,001 – $15,000 | Mar 5, 2023 | Jul 10, 2024 | 493 | Filing for Shailen Bhatt Zuul Vested Stock Options trade |
| SBShailen BhattExecutive | Flow Labs Vested Stock Optionsstock | Sell | $1,001 – $15,000 | Mar 5, 2023 | Jul 10, 2024 | 493 | Filing for Shailen Bhatt Flow Labs Vested Stock Options trade |
| SBShailen BhattExecutive | EMC Equity, Convertible Notestock | Sell | $15,001 – $50,000 | Mar 5, 2023 | Jul 10, 2024 | 493 | Filing for Shailen Bhatt EMC Equity, Convertible Note trade |