| FKFrank KendallExecutive | LDOSLeidos Holdings Inc. | Sell | $1,001 – $15,000 | Sep 30, 2021 | Nov 10, 2021 | 41 | Filing for Frank Kendall LDOS trade |
| FKFrank KendallExecutive | LDOSLeidos Holdings Inc. | Sell | $1,001 – $15,000 | Sep 30, 2021 | Nov 10, 2021 | 41 | Filing for Frank Kendall LDOS trade |
| FKFrank KendallExecutive | LDOSLeidos Holdings Inc. | Sell | $1,001 – $15,000 | Sep 30, 2021 | Nov 10, 2021 | 41 | Filing for Frank Kendall LDOS trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fundfund | Sell | $15,001 – $50,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund trade |
| MZMitchell M. ZaisExecutive | Lazard Global Listed Infrastructure Portfolio Institutional Shares (GLIFX)fund | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais Lazard Global Listed Infrastructure Portfolio Institutional Shares (GLIFX) trade |
| MZMitchell M. ZaisExecutive | Hartford Schroders Emerging Markets Equity Fund Class F Shares (HHHFX)fund | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais Hartford Schroders Emerging Markets Equity Fund Class F Shares (HHHFX) trade |
| MZMitchell M. ZaisExecutive | International Equity Portfolio Institutional Classfund | Sell | $15,001 – $50,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais International Equity Portfolio Institutional Class trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Capstock | Sell | $15,001 – $50,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap trade |
| MZMitchell M. ZaisExecutive | Emerging Markets Fund Institutional Class Shares (DEMIX)fund | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais Emerging Markets Fund Institutional Class Shares (DEMIX) trade |
| MZMitchell M. ZaisExecutive | AQR Small Cap Multi-Style Fund Class R6 Shares (QSERX)fund | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais AQR Small Cap Multi-Style Fund Class R6 Shares (QSERX) trade |
| MZMitchell M. ZaisExecutive | TCWEmerging Markets Income Fund Class I Shares (TGEIX)fund | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais TCWEmerging Markets Income Fund Class I Shares (TGEIX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Institutional Class Shares (BCOIX)fund | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Institutional Class Shares (BCOIX) trade |
| MZMitchell M. ZaisExecutive | Qualstock | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais Qual trade |
| MZMitchell M. ZaisExecutive | EMLPFirst Trust North American Energy Infrastructure Fund | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais EMLP trade |
| MZMitchell M. ZaisExecutive | WestRock Co. (WRK)stock | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais WestRock Co. (WRK) trade |
| MZMitchell M. ZaisExecutive | USBU.S. Bancorp | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais USB trade |
| MZMitchell M. ZaisExecutive | Totstock | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais Tot trade |
| MZMitchell M. ZaisExecutive | TempletonGlobal Income Fund (GIM)fund | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais TempletonGlobal Income Fund (GIM) trade |
| MZMitchell M. ZaisExecutive | PSXPhillips 66 | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais PSX trade |
| MZMitchell M. ZaisExecutive | MCYMercury General Corporation | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais MCY trade |
| MZMitchell M. ZaisExecutive | GMGeneral Motors Company | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais GM trade |
| MZMitchell M. ZaisExecutive | GISGeneral Mills Inc. | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais GIS trade |
| MZMitchell M. ZaisExecutive | XOMExxonMobil Holdings Corporation | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais XOM trade |
| MZMitchell M. ZaisExecutive | DOWDow Inc. | Sell | $1,001 – $15,000 | Jan 11, 2021 | Nov 10, 2021 | 303 | Filing for Mitchell M. Zais DOW trade |
| MZMitchell M. ZaisExecutive | MMM3M Company | Sell | $1,001 – $15,000 | Jan 8, 2021 | Nov 10, 2021 | 306 | Filing for Mitchell M. Zais MMM trade |
| MZMitchell M. ZaisExecutive | VODVodafone Group Plc ADR | Sell | $1,001 – $15,000 | Jan 7, 2021 | Nov 10, 2021 | 307 | Filing for Mitchell M. Zais VOD trade |
| MZMitchell M. ZaisExecutive | TAT&T Inc. | Sell | $1,001 – $15,000 | Jan 5, 2021 | Nov 10, 2021 | 309 | Filing for Mitchell M. Zais T trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiralfund | Sell | $15,001 – $50,000 | Jan 4, 2021 | Nov 10, 2021 | 310 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fundfund | Sell | $15,001 – $50,000 | Oct 20, 2020 | Nov 10, 2021 | 386 | Filing for Mitchell M. Zais American Beacon International Equity Fund trade |
| MZMitchell M. ZaisExecutive | AQR Style Premia Alternative Fund Class R6 Shares (QSPRX)fund | Sell | $1,001 – $15,000 | Oct 15, 2020 | Nov 10, 2021 | 391 | Filing for Mitchell M. Zais AQR Style Premia Alternative Fund Class R6 Shares (QSPRX) trade |
| MZMitchell M. ZaisExecutive | American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX)fund | Sell | $1,001 – $15,000 | Oct 15, 2020 | Nov 10, 2021 | 391 | Filing for Mitchell M. Zais American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX) trade |
| MZMitchell M. ZaisExecutive | USAA Short-Term Bond Fund Institutionalfund | Sell | $15,001 – $50,000 | Oct 15, 2020 | Nov 10, 2021 | 391 | Filing for Mitchell M. Zais USAA Short-Term Bond Fund Institutional trade |
| MZMitchell M. ZaisExecutive | USAA Intermediate-Term Bond Fund Institutional Class Shares (UIITX)fund | Sell | $1,001 – $15,000 | Oct 15, 2020 | Nov 10, 2021 | 391 | Filing for Mitchell M. Zais USAA Intermediate-Term Bond Fund Institutional Class Shares (UIITX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Class Sharesfund | Sell | $50,001 – $100,000 | Oct 15, 2020 | Nov 10, 2021 | 391 | Filing for Mitchell M. Zais USAA Income Fund Institutional Class Shares trade |
| MZMitchell M. ZaisExecutive | PIMCO RAEEmerging Markets Fund Institutional Class Shares (PEIFX)fund | Sell | $1,001 – $15,000 | Sep 8, 2020 | Nov 10, 2021 | 428 | Filing for Mitchell M. Zais PIMCO RAEEmerging Markets Fund Institutional Class Shares (PEIFX) trade |
| MZMitchell M. ZaisExecutive | PIMCO RAEEmerging Markets Fund Institutional Class Shares (PEIFX)fund | Sell | $1,001 – $15,000 | Sep 8, 2020 | Nov 10, 2021 | 428 | Filing for Mitchell M. Zais PIMCO RAEEmerging Markets Fund Institutional Class Shares (PEIFX) trade |
| MZMitchell M. ZaisExecutive | Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX)fund | Sell | $1,001 – $15,000 | Jun 24, 2020 | Nov 10, 2021 | 504 | Filing for Mitchell M. Zais Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX) trade |
| MZMitchell M. ZaisExecutive | Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX)fund | Sell | $1,001 – $15,000 | Jun 22, 2020 | Nov 10, 2021 | 506 | Filing for Mitchell M. Zais Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX) trade |
| MZMitchell M. ZaisExecutive | RTXRTX Corporation | Sell | $1,001 – $15,000 | Jun 22, 2020 | Nov 10, 2021 | 506 | Filing for Mitchell M. Zais RTX trade |
| MZMitchell M. ZaisExecutive | BABoeing Company (The) | Sell | $1,001 – $15,000 | May 14, 2020 | Nov 10, 2021 | 545 | Filing for Mitchell M. Zais BA trade |
| MZMitchell M. ZaisExecutive | AAPLApple Inc. | Sell | $1,001 – $15,000 | May 14, 2020 | Nov 10, 2021 | 545 | Filing for Mitchell M. Zais AAPL trade |
| MZMitchell M. ZaisExecutive | AAPLApple Inc. | Sell | $1,001 – $15,000 | May 12, 2020 | Nov 10, 2021 | 547 | Filing for Mitchell M. Zais AAPL trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX)fund | Sell | $1,001 – $15,000 | Apr 24, 2020 | Nov 10, 2021 | 565 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX) trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y Shares (ABEYX)fund | Sell | $1,001 – $15,000 | Apr 24, 2020 | Nov 10, 2021 | 565 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y Shares (ABEYX) trade |
| MZMitchell M. ZaisExecutive | IEFAiShares Core MSCI EAFE ETF | Sell | $1,001 – $15,000 | Apr 3, 2020 | Nov 10, 2021 | 586 | Filing for Mitchell M. Zais IEFA trade |
| MZMitchell M. ZaisExecutive | WECWEC Energy Group Inc. | Sell | $1,001 – $15,000 | Apr 2, 2020 | Nov 10, 2021 | 587 | Filing for Mitchell M. Zais WEC trade |
| MZMitchell M. ZaisExecutive | DGXQuest Diagnostics Incorporated | Sell | $1,001 – $15,000 | Apr 2, 2020 | Nov 10, 2021 | 587 | Filing for Mitchell M. Zais DGX trade |
| MZMitchell M. ZaisExecutive | IEFiShares 7-10 Year Treasury Bond ETF | Sell | $1,001 – $15,000 | Mar 21, 2020 | Nov 10, 2021 | 599 | Filing for Mitchell M. Zais IEF trade |
| MZMitchell M. ZaisExecutive | AQR Small Cap Multi Style FD CL (QSMLX)fund | Sell | $1,001 – $15,000 | Mar 19, 2020 | Nov 10, 2021 | 601 | Filing for Mitchell M. Zais AQR Small Cap Multi Style FD CL (QSMLX) trade |
| MZMitchell M. ZaisExecutive | Cbs corp new cl b discretionstock | Sell | $1,001 – $15,000 | Oct 29, 2019 | Nov 10, 2021 | 743 | Filing for Mitchell M. Zais Cbs corp new cl b discretion trade |