| ABAntony J. BlinkenExecutive | GOOGAlphabet Inc. Class C | Sell | $100,001 – $250,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken GOOG trade |
| ABAntony J. BlinkenExecutive | ALLYAlly Financial Inc. | Sell | $100,001 – $250,000 | Mar 23, 2021 | May 18, 2021 | 56 | Filing for Antony J. Blinken ALLY trade |
| JPJerome H. PowellExecutive | IWMiShares Russell 2000 Index Fund | Sell | $100,001 – $250,000 | Dec 18, 2020 | May 18, 2021 | 151 | Filing for Jerome H. Powell IWM trade |
| JPJerome H. PowellExecutive | EFAiShares MSCI EAFE ETF | Sell | $15,001 – $50,000 | Dec 18, 2020 | May 18, 2021 | 151 | Filing for Jerome H. Powell EFA trade |
| JPJerome H. PowellExecutive | GS U.S. EQUITY DIVIDEND AND PREMIUMstock | Sell | $100,001 – $250,000 | Dec 18, 2020 | May 18, 2021 | 151 | Filing for Jerome H. Powell GS U.S. EQUITY DIVIDEND AND PREMIUM trade |
| JPJerome H. PowellExecutive | CAUSEWAY INTERNATIONAL VALUEstock | Sell | $15,001 – $50,000 | Dec 18, 2020 | May 18, 2021 | 151 | Filing for Jerome H. Powell CAUSEWAY INTERNATIONAL VALUE trade |
| MBMichelle White BowmanExecutive | Vanguard Target Retirement 2040 Selectfund | Sell | $50,001 – $100,000 | Nov 20, 2020 | May 18, 2021 | 179 | Filing for Michelle White Bowman Vanguard Target Retirement 2040 Select trade |
| MBMichelle White BowmanExecutive | Vanguard Target Retirement 2035 Selectfund | Sell | $50,001 – $100,000 | Nov 20, 2020 | May 18, 2021 | 179 | Filing for Michelle White Bowman Vanguard Target Retirement 2035 Select trade |
| JPJerome H. PowellExecutive | Vanguard Total Stock Market Indexetf | Sell | $1,000,001 – $5,000,000 | Oct 1, 2020 | May 18, 2021 | 229 | Filing for Jerome H. Powell Vanguard Total Stock Market Index trade |
| JPJerome H. PowellExecutive | Vanguard Total Stock Market Indexetf | Sell | $50,001 – $100,000 | Sep 21, 2020 | May 18, 2021 | 239 | Filing for Jerome H. Powell Vanguard Total Stock Market Index trade |
| RCRichard H. ClaridaExecutive | SCHKSchwab 1000 Index ETF | Sell | $500,001 – $1,000,000 | Aug 3, 2020 | May 18, 2021 | 288 | Filing for Richard H. Clarida SCHK trade |
| MBMichelle White BowmanExecutive | Vanguard Target Retirement Fund 2035 VTTHXfund | Sell | $1,001 – $15,000 | Apr 14, 2020 | May 18, 2021 | 399 | Filing for Michelle White Bowman Vanguard Target Retirement Fund 2035 VTTHX trade |
| RCRichard H. ClaridaExecutive | PIMCO Income Fund Institutional Classfund | Sell | $1,000,001 – $5,000,000 | Feb 27, 2020 | May 18, 2021 | 446 | Filing for Richard H. Clarida PIMCO Income Fund Institutional Class trade |
Mark E. GreenR-TNHouse | MPLXMPLX LP | Sell | $500,001 – $1,000,000 | May 13, 2021 | May 17, 2021 | 4 | Filing for Mark E. Green MPLX trade |
Mark E. GreenR-TNHouse | Enable Midstream Partners, lP Common units representing limited partner interestsstock | Sell | $250,001 – $500,000 | May 13, 2021 | May 17, 2021 | 4 | Filing for Mark E. Green Enable Midstream Partners, lP Common units representing limited partner interests trade |
Mark E. GreenR-TNHouse | USACUSA Compression Partners, LP | Sell | $100,001 – $250,000 | May 12, 2021 | May 17, 2021 | 5 | Filing for Mark E. Green USAC trade |
Mark E. GreenR-TNHouse | AMAntero Midstream Corporation | Sell | $250,001 – $500,000 | May 12, 2021 | May 17, 2021 | 5 | Filing for Mark E. Green AM trade |
Mark E. GreenR-TNHouse | DOGE Coinother | SellJoint | $1,001 – $15,000 | May 11, 2021 | May 17, 2021 | 6 | Filing for Mark E. Green DOGE Coin trade |
Thomas R. CarperD-DESenate | OWENS & MINORbond | SellSpouse | $15,001 – $50,000 | Nov 30, 2020 | May 17, 2021 | 168 | Filing for Thomas R. Carper OWENS & MINOR trade |
Thomas R. CarperD-DESenate | OWENS & MINORbond | SellSpouse | $15,001 – $50,000 | Nov 30, 2020 | May 17, 2021 | 168 | Filing for Thomas R. Carper OWENS & MINOR trade |
Alan S. LowenthalD-CAHouse | Lennar Corp Note Call Make Wholebond | SellSpouse | $15,001 – $50,000 | Nov 24, 2020 | May 17, 2021 | 174 | Filing for Alan S. Lowenthal Lennar Corp Note Call Make Whole trade |
Thomas R. CarperD-DESenate | HALHalliburton Company | SellSpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper HAL trade |
Thomas R. CarperD-DESenate | AAPLApple Inc. | Partial sellSpouse | $50,001 – $100,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper AAPL trade |
Thomas R. CarperD-DESenate | DOWDow Inc. | SellSpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper DOW trade |
Thomas R. CarperD-DESenate | DDDuPont de Nemours Inc. | SellSpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper DD trade |
Thomas R. CarperD-DESenate | CTVACorteva Inc. | SellSpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper CTVA trade |
Thomas R. CarperD-DESenate | Hanesbrands Inc.stock | SellSpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper Hanesbrands Inc. trade |
Thomas R. CarperD-DESenate | WWWW International Inc. | SellSpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper WW trade |
Thomas R. CarperD-DESenate | OHIOmega Healthcare Investors Inc. | SellSpouse | $1,001 – $15,000 | Nov 20, 2020 | May 17, 2021 | 178 | Filing for Thomas R. Carper OHI trade |
Thomas R. CarperD-DESenate | IJRiShares Core S&P Small-Cap ETF | SellSpouse | $1,001 – $15,000 | Oct 30, 2020 | May 17, 2021 | 199 | Filing for Thomas R. Carper IJR trade |
Alan S. LowenthalD-CAHouse | Bank Amer Corp MTN Call Make Wholebond | SellSpouse | $1,001 – $15,000 | Oct 1, 2020 | May 17, 2021 | 228 | Filing for Alan S. Lowenthal Bank Amer Corp MTN Call Make Whole trade |
Thomas R. CarperD-DESenate | Citigroup Fixed to Floaterbond | SellSpouse | $15,001 – $50,000 | Aug 27, 2020 | May 17, 2021 | 263 | Filing for Thomas R. Carper Citigroup Fixed to Floater trade |
Thomas R. CarperD-DESenate | CyrusOne Inc.stock | Partial sellSpouse | $1,001 – $15,000 | Aug 21, 2020 | May 17, 2021 | 269 | Filing for Thomas R. Carper CyrusOne Inc. trade |
Thomas R. CarperD-DESenate | AREAlexandria Real Estate Equities Inc. | Partial sellSpouse | $1,001 – $15,000 | Aug 21, 2020 | May 17, 2021 | 269 | Filing for Thomas R. Carper ARE trade |
Thomas R. CarperD-DESenate | Tencent Holdings Limitedstock | SellSpouse | $1,001 – $15,000 | Aug 21, 2020 | May 17, 2021 | 269 | Filing for Thomas R. Carper Tencent Holdings Limited trade |
Thomas R. CarperD-DESenate | GBILGoldman Sachs Access Treasury 0-1 Year ETF | Partial sellSpouse | $1,001 – $15,000 | Aug 21, 2020 | May 17, 2021 | 269 | Filing for Thomas R. Carper GBIL trade |
Thomas R. CarperD-DESenate | GLDSPDR Gold Shares | Partial sellSpouse | $1,001 – $15,000 | Aug 13, 2020 | May 17, 2021 | 277 | Filing for Thomas R. Carper GLD trade |
Thomas R. CarperD-DESenate | KWEBKraneShares CSI China Internet ETF | SellSpouse | $1,001 – $15,000 | Aug 7, 2020 | May 17, 2021 | 283 | Filing for Thomas R. Carper KWEB trade |
Thomas R. CarperD-DESenate | GBILGoldman Sachs Access Treasury 0-1 Year ETF | Partial sellSpouse | $1,001 – $15,000 | Aug 6, 2020 | May 17, 2021 | 284 | Filing for Thomas R. Carper GBIL trade |
Thomas R. CarperD-DESenate | Lord Abbett Ultra Short Bond Fund Class Fother | Partial sellSpouse | $1,001 – $15,000 | Aug 6, 2020 | May 17, 2021 | 284 | Filing for Thomas R. Carper Lord Abbett Ultra Short Bond Fund Class F trade |
Alan S. LowenthalD-CAHouse | CBS OUTDOOR AMERS CAP LLCbond | SellSpouse | $15,001 – $50,000 | Jul 31, 2020 | May 17, 2021 | 290 | Filing for Alan S. Lowenthal CBS OUTDOOR AMERS CAP LLC trade |
Thomas R. CarperD-DESenate | SILGlobal X Silver Miners ETF | SellSpouse | $1,001 – $15,000 | Jul 28, 2020 | May 17, 2021 | 293 | Filing for Thomas R. Carper SIL trade |
Thomas R. CarperD-DESenate | TSNTyson Foods Inc. | SellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper TSN trade |
Thomas R. CarperD-DESenate | AAPLApple Inc. | Partial sellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper AAPL trade |
Thomas R. CarperD-DESenate | APOApollo Global Management Inc. (New) | Partial sellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper APO trade |
Thomas R. CarperD-DESenate | FEMSFirst Trust Emerging Markets Small Cap AlphaDEX Fund | SellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper FEMS trade |
Thomas R. CarperD-DESenate | ABBVAbbVie Inc. | Partial sellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper ABBV trade |
Thomas R. CarperD-DESenate | Catalyst/Millburn Hedge Strategy Fund Class Iother | SellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper Catalyst/Millburn Hedge Strategy Fund Class I trade |
Thomas R. CarperD-DESenate | HASIHA Sustainable Infrastructure Capital Inc. | Partial sellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper HASI trade |
Thomas R. CarperD-DESenate | SWKSSkyworks Solutions Inc. | Partial sellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper SWKS trade |