Thomas R. CarperD-DESenate | GLADGladstone Capital Corporation | Partial sellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper GLAD trade |
Thomas R. CarperD-DESenate | Medical Properties Trust, Inc.stock | SellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper Medical Properties Trust, Inc. trade |
Thomas R. CarperD-DESenate | NVDANVIDIA Corporation | Partial sellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper NVDA trade |
Thomas R. CarperD-DESenate | FXIiShares China Large-Cap ETF | Partial sellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper FXI trade |
Thomas R. CarperD-DESenate | ARCCAres Capital Corporation | Partial sellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper ARCC trade |
Thomas R. CarperD-DESenate | OHIOmega Healthcare Investors Inc. | SellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper OHI trade |
Thomas R. CarperD-DESenate | RMDResMed Inc. | Partial sellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper RMD trade |
Thomas R. CarperD-DESenate | QCOMQUALCOMM Incorporated | Partial sellSpouse | $1,001 – $15,000 | Jul 9, 2020 | May 17, 2021 | 312 | Filing for Thomas R. Carper QCOM trade |
Thomas R. CarperD-DESenate | Tencent Holdings Limitedstock | Partial sellSpouse | $1,001 – $15,000 | Jul 8, 2020 | May 17, 2021 | 313 | Filing for Thomas R. Carper Tencent Holdings Limited trade |
Thomas R. CarperD-DESenate | GDXJVanEck Junior Gold Miners ETF | Partial sellSpouse | $1,001 – $15,000 | Jul 7, 2020 | May 17, 2021 | 314 | Filing for Thomas R. Carper GDXJ trade |
Thomas R. CarperD-DESenate | FEMSFirst Trust Emerging Markets Small Cap AlphaDEX Fund | Partial sellSpouse | $1,001 – $15,000 | Jul 7, 2020 | May 17, 2021 | 314 | Filing for Thomas R. Carper FEMS trade |
Thomas R. CarperD-DESenate | FDNFirst Trust DJ Internet Index Fund | Partial sellSpouse | $1,001 – $15,000 | Jul 7, 2020 | May 17, 2021 | 314 | Filing for Thomas R. Carper FDN trade |
Thomas R. CarperD-DESenate | DLSWisdomTree International SmallCap Fund | SellSpouse | $1,001 – $15,000 | Jul 7, 2020 | May 17, 2021 | 314 | Filing for Thomas R. Carper DLS trade |
Thomas R. CarperD-DESenate | Catalyst/Millburn Hedge Strategy Fund Class Iother | SellSpouse | $1,001 – $15,000 | Jul 7, 2020 | May 17, 2021 | 314 | Filing for Thomas R. Carper Catalyst/Millburn Hedge Strategy Fund Class I trade |
Thomas R. CarperD-DESenate | FXIiShares China Large-Cap ETF | SellSpouse | $1,001 – $15,000 | Jul 7, 2020 | May 17, 2021 | 314 | Filing for Thomas R. Carper FXI trade |
Thomas R. CarperD-DESenate | Dominion Energybond | SellSpouse | $1,001 – $15,000 | Jul 1, 2020 | May 17, 2021 | 320 | Filing for Thomas R. Carper Dominion Energy trade |
Thomas R. CarperD-DESenate | UBS Contingent Autocall on SLBbond | SellSpouse | $1,001 – $15,000 | Apr 23, 2020 | May 17, 2021 | 389 | Filing for Thomas R. Carper UBS Contingent Autocall on SLB trade |
Thomas R. CarperD-DESenate | UBS Contingent Autocall on SLBbond | SellSpouse | $1,001 – $15,000 | Apr 23, 2020 | May 17, 2021 | 389 | Filing for Thomas R. Carper UBS Contingent Autocall on SLB trade |
Thomas R. CarperD-DESenate | MSFTMicrosoft Corporation | Partial sellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper MSFT trade |
Thomas R. CarperD-DESenate | FITBFifth Third Bancorp | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper FITB trade |
Thomas R. CarperD-DESenate | CAGConAgra Brands Inc. | Partial sellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper CAG trade |
Thomas R. CarperD-DESenate | HPEHewlett Packard Enterprise Company | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper HPE trade |
Thomas R. CarperD-DESenate | IRMIron Mountain Incorporated (Delaware)Common Stock REIT | Partial sellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper IRM trade |
Thomas R. CarperD-DESenate | GBILGoldman Sachs Access Treasury 0-1 Year ETF | Partial sellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper GBIL trade |
Thomas R. CarperD-DESenate | CBChubb Limited | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper CB trade |
Thomas R. CarperD-DESenate | KNXKnight-Swift Transportation Holdings Inc. | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper KNX trade |
Thomas R. CarperD-DESenate | AQR Long-Short Equity Fund Class Iother | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper AQR Long-Short Equity Fund Class I trade |
Thomas R. CarperD-DESenate | MPCMarathon Petroleum Corporation | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper MPC trade |
Thomas R. CarperD-DESenate | Tencent Holdings Limitedstock | Partial sellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper Tencent Holdings Limited trade |
Thomas R. CarperD-DESenate | CFGCitizens Financial Group Inc. | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper CFG trade |
Thomas R. CarperD-DESenate | Catalyst/Millburn Hedge Strategy Fund Class Iother | Partial sellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper Catalyst/Millburn Hedge Strategy Fund Class I trade |
Thomas R. CarperD-DESenate | GLDSPDR Gold Shares | Partial sellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper GLD trade |
Thomas R. CarperD-DESenate | PKGPackaging Corporation of America | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper PKG trade |
Thomas R. CarperD-DESenate | LGILazard Global Total Return and Income Fund | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper LGI trade |
Thomas R. CarperD-DESenate | RMDResMed Inc. | Partial sellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper RMD trade |
Thomas R. CarperD-DESenate | DRIDarden Restaurants Inc. | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper DRI trade |
Thomas R. CarperD-DESenate | BOTZGlobal X Robotics & Artificial Intelligence ETF | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper BOTZ trade |
Thomas R. CarperD-DESenate | GBILGoldman Sachs Access Treasury 0-1 Year ETF | Partial sellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper GBIL trade |
Thomas R. CarperD-DESenate | First Trust New Opportunities MLP & Energy Fundstock | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper First Trust New Opportunities MLP & Energy Fund trade |
Thomas R. CarperD-DESenate | Oakmark International Fund Class Advisorother | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper Oakmark International Fund Class Advisor trade |
Thomas R. CarperD-DESenate | AQR Long-Short Equity Fund Class Iother | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper AQR Long-Short Equity Fund Class I trade |
Thomas R. CarperD-DESenate | Lord Abbett Ultra Short Bond Fund Class Fother | Partial sellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper Lord Abbett Ultra Short Bond Fund Class F trade |
Thomas R. CarperD-DESenate | IATiShares U.S. Regional Banks ETF | SellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper IAT trade |
Thomas R. CarperD-DESenate | Catalyst/Millburn Hedge Strategy Fund Class Iother | Partial sellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper Catalyst/Millburn Hedge Strategy Fund Class I trade |
Thomas R. CarperD-DESenate | IVViShares Core S&P 500 ETF | Partial sellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper IVV trade |
Thomas R. CarperD-DESenate | SBIOALPS Medical Breakthroughs ETF | Partial sellSpouse | $1,001 – $15,000 | Apr 2, 2020 | May 17, 2021 | 410 | Filing for Thomas R. Carper SBIO trade |
Alan S. LowenthalD-CAHouse | Fidelity Natl Information Svcsbond | SellSpouse | $15,001 – $50,000 | Dec 3, 2019 | May 17, 2021 | 531 | Filing for Alan S. Lowenthal Fidelity Natl Information Svcs trade |
Alan S. LowenthalD-CAHouse | Limited Brands, Inc.bond | SellSpouse | $15,001 – $50,000 | Jun 20, 2019 | May 17, 2021 | 697 | Filing for Alan S. Lowenthal Limited Brands, Inc. trade |
Brian J. MastR-FLHouse | AMTXAemetis Inc. (DE) | Sell | $15,001 – $50,000 | Apr 12, 2021 | May 14, 2021 | 32 | Filing for Brian J. Mast AMTX trade |
Brian J. MastR-FLHouse | AMTXAemetis Inc. (DE) | Sell | $50,001 – $100,000 | Apr 12, 2021 | May 14, 2021 | 32 | Filing for Brian J. Mast AMTX trade |