Josh GottheimerD-NJHouse | SPOTSpotify Technology S.A. | BuyJoint | $1,001 – $15,000 | Jul 13, 2023 | Aug 21, 2023 | 39 | Filing for Josh Gottheimer SPOT trade |
Josh GottheimerD-NJHouse | METAMeta Platforms Inc. Class A | BuyJoint | $1,001 – $15,000 | Jul 13, 2023 | Aug 21, 2023 | 39 | Filing for Josh Gottheimer META trade |
Josh GottheimerD-NJHouse | REGNRegeneron Pharmaceuticals Inc. | BuyJoint | $1,001 – $15,000 | Jul 11, 2023 | Aug 21, 2023 | 41 | Filing for Josh Gottheimer REGN trade |
Mike GarciaR-CAHouse | 6 Month Bondbond | Buy | $100,001 – $250,000 | Aug 17, 2023 | Aug 17, 2023 | 0 | Filing for Mike Garcia 6 Month Bond trade |
Mike GarciaR-CAHouse | 3 Month T bondbond | Buy | $100,001 – $250,000 | Aug 17, 2023 | Aug 17, 2023 | 0 | Filing for Mike Garcia 3 Month T bond trade |
Pete SessionsR-TXHouse | ARCCAres Capital Corporation | BuySpouse | $155.92 | Aug 15, 2023 | Aug 17, 2023 | 2 | Filing for Pete Sessions ARCC trade |
Pete SessionsR-TXHouse | US Treasury BILL 01/11/2024 5.472%bond | BuySpouse | $15,001 – $50,000 | Jul 28, 2023 | Aug 17, 2023 | 20 | Filing for Pete Sessions US Treasury BILL 01/11/2024 5.472% trade |
| CTCarlos Del ToroExecutive | DPZDomino's Pizza Inc | Buy | $15,001 – $50,000 | Jul 26, 2023 | Aug 17, 2023 | 22 | Filing for Carlos Del Toro DPZ trade |
| CTCarlos Del ToroExecutive | Columbia Seligman Tech Fund (CCIZX)fund | Buy | $15,001 – $50,000 | Jul 26, 2023 | Aug 17, 2023 | 22 | Filing for Carlos Del Toro Columbia Seligman Tech Fund (CCIZX) trade |
| JTJohn TienExecutive | IDEViShares Core MSCI International Developed Markets ETF | Buy | $15,001 – $50,000 | Jan 23, 2023 | Aug 17, 2023 | 206 | Filing for John Tien IDEV trade |
| JTJohn TienExecutive | iShares US Treasury Bond ETF (GOVT)bond | Buy | $1,001 – $15,000 | Jan 23, 2023 | Aug 17, 2023 | 206 | Filing for John Tien iShares US Treasury Bond ETF (GOVT) trade |
| JTJohn TienExecutive | VONGVanguard Russell 1000 Growth ETF | Buy | $1,001 – $15,000 | Jan 23, 2023 | Aug 17, 2023 | 206 | Filing for John Tien VONG trade |
| JTJohn TienExecutive | IWDiShares Russell 1000 Value ETF | Buy | $1,001 – $15,000 | Jan 23, 2023 | Aug 17, 2023 | 206 | Filing for John Tien IWD trade |
| JTJohn TienExecutive | VMBSVanguard Mortgage-Backed Securities ETF | Buy | $1,001 – $15,000 | Jan 23, 2023 | Aug 17, 2023 | 206 | Filing for John Tien VMBS trade |
| JTJohn TienExecutive | BlackRockEmerging Markets Fund, Incfund | Buy | $15,001 – $50,000 | Jan 20, 2023 | Aug 17, 2023 | 209 | Filing for John Tien BlackRockEmerging Markets Fund, Inc trade |
| JTJohn TienExecutive | BlackRock Equity Dividend Fund Institutional Shares (MADVX)fund | Buy | $1,001 – $15,000 | Jan 20, 2023 | Aug 17, 2023 | 209 | Filing for John Tien BlackRock Equity Dividend Fund Institutional Shares (MADVX) trade |
| JTJohn TienExecutive | Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares (FTHSX)fund | Buy | $1,001 – $15,000 | Jan 20, 2023 | Aug 17, 2023 | 209 | Filing for John Tien Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares (FTHSX) trade |
| JTJohn TienExecutive | PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX)fund | Buy | $1,001 – $15,000 | Jan 20, 2023 | Aug 17, 2023 | 209 | Filing for John Tien PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX) trade |
| JTJohn TienExecutive | MFS Value Fund Class I Shares (MEIIX)fund | Buy | $1,001 – $15,000 | Jan 20, 2023 | Aug 17, 2023 | 209 | Filing for John Tien MFS Value Fund Class I Shares (MEIIX) trade |
| JTJohn TienExecutive | BlackRock Equity Dividend Fund Institutional Shares (MADVX)fund | Buy | $1,001 – $15,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien BlackRock Equity Dividend Fund Institutional Shares (MADVX) trade |
| JTJohn TienExecutive | DoubleLine Total Return Bond Fund Class I Shares (DBLTX)fund | Buy | $1,001 – $15,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien DoubleLine Total Return Bond Fund Class I Shares (DBLTX) trade |
| JTJohn TienExecutive | Edgewood Growth Fund Institutional Class Shares (EGFIX)fund | Buy | $1,001 – $15,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien Edgewood Growth Fund Institutional Class Shares (EGFIX) trade |
| JTJohn TienExecutive | Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares (FTHSX)fund | Buy | $1,001 – $15,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares (FTHSX) trade |
| JTJohn TienExecutive | MFS Value Fund Class I Shares (MEIIX)fund | Buy | $1,001 – $15,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien MFS Value Fund Class I Shares (MEIIX) trade |
| JTJohn TienExecutive | PIMCO Investment Grade Credit Bond Fundfund | Buy | $15,001 – $50,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien PIMCO Investment Grade Credit Bond Fund trade |
| JTJohn TienExecutive | T Rowe PriceEmerging Markets Stock Fundfund | Buy | $15,001 – $50,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien T Rowe PriceEmerging Markets Stock Fund trade |
| JTJohn TienExecutive | iShares US Treasury Bond ETF (GOVT)bond | Buy | $15,001 – $50,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien iShares US Treasury Bond ETF (GOVT) trade |
| JTJohn TienExecutive | VCITVanguard Intermediate-Term Corporate Bond ETF | Buy | $15,001 – $50,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien VCIT trade |
| JTJohn TienExecutive | VMBSVanguard Mortgage-Backed Securities ETF | Buy | $1,001 – $15,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien VMBS trade |
| JTJohn TienExecutive | USHYiShares Broad USD High Yield Corporate Bond ETF | Buy | $1,001 – $15,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien USHY trade |
| JTJohn TienExecutive | IWFiShares Russell 1000 Growth Fund | Buy | $1,001 – $15,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien IWF trade |
| JTJohn TienExecutive | PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX)fund | Buy | $1,001 – $15,000 | Jan 4, 2023 | Aug 17, 2023 | 225 | Filing for John Tien PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX) trade |
| JTJohn TienExecutive | Edgewood Growth Fund Institutional Class Shares (EGFIX)fund | Buy | $1,001 – $15,000 | Jan 4, 2023 | Aug 17, 2023 | 225 | Filing for John Tien Edgewood Growth Fund Institutional Class Shares (EGFIX) trade |
| JTJohn TienExecutive | DoubleLine Total Return Bond Fund Class I Shares (DBLTX)fund | Buy | $1,001 – $15,000 | Jan 4, 2023 | Aug 17, 2023 | 225 | Filing for John Tien DoubleLine Total Return Bond Fund Class I Shares (DBLTX) trade |
| JTJohn TienExecutive | T Rowe PriceEmerging Markets Stock Fund (PRMSX)fund | Buy | $1,001 – $15,000 | Jan 4, 2023 | Aug 17, 2023 | 225 | Filing for John Tien T Rowe PriceEmerging Markets Stock Fund (PRMSX) trade |
| SPSethuraman PanchanathanExecutive | Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX)fund | Buy | $1,001 – $15,000 | Dec 14, 2022 | Aug 17, 2023 | 246 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX) trade |
| SPSethuraman PanchanathanExecutive | Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX)fund | Buy | $1,001 – $15,000 | Dec 14, 2022 | Aug 17, 2023 | 246 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX) trade |
| SPSethuraman PanchanathanExecutive | Value Line Asset Allocation Fund, Inc Investorfund | Buy | $15,001 – $50,000 | Dec 14, 2022 | Aug 17, 2023 | 246 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor trade |
| JTJohn TienExecutive | IEMGiShares Core MSCI Emerging Markets ETF | Buy | $15,001 – $50,000 | Dec 2, 2022 | Aug 17, 2023 | 258 | Filing for John Tien IEMG trade |
| JTJohn TienExecutive | IWMiShares Russell 2000 Index Fund | Buy | $1,001 – $15,000 | Dec 2, 2022 | Aug 17, 2023 | 258 | Filing for John Tien IWM trade |
| JTJohn TienExecutive | IUSGiShares Core S&P U.S. Growth ETF | Buy | $1,001 – $15,000 | Dec 2, 2022 | Aug 17, 2023 | 258 | Filing for John Tien IUSG trade |
| JTJohn TienExecutive | IUSViShares Core S&P U.S. Value ETF | Buy | $1,001 – $15,000 | Dec 2, 2022 | Aug 17, 2023 | 258 | Filing for John Tien IUSV trade |
| JTJohn TienExecutive | Vanguard Intermediate-Term Treasury Indexbond | Buy | $15,001 – $50,000 | Dec 2, 2022 | Aug 17, 2023 | 258 | Filing for John Tien Vanguard Intermediate-Term Treasury Index trade |
| JTJohn TienExecutive | LQDiShares iBoxx $ Investment Grade Corporate Bond ETF | Buy | $15,001 – $50,000 | Dec 2, 2022 | Aug 17, 2023 | 258 | Filing for John Tien LQD trade |
| JTJohn TienExecutive | iShares Intermediate-Term Corporate Bondetf | Buy | $15,001 – $50,000 | Dec 2, 2022 | Aug 17, 2023 | 258 | Filing for John Tien iShares Intermediate-Term Corporate Bond trade |
| JTJohn TienExecutive | MBBiShares MBS ETF | Buy | $15,001 – $50,000 | Dec 2, 2022 | Aug 17, 2023 | 258 | Filing for John Tien MBB trade |
| JTJohn TienExecutive | HYGiShares iBoxx $ High Yield Corporate Bond ETF | Buy | $1,001 – $15,000 | Dec 2, 2022 | Aug 17, 2023 | 258 | Filing for John Tien HYG trade |
| SPSethuraman PanchanathanExecutive | First Eagle Global Fund Class I Shares (SGIIX)fund | Buy | $1,001 – $15,000 | Dec 1, 2022 | Aug 17, 2023 | 259 | Filing for Sethuraman Panchanathan First Eagle Global Fund Class I Shares (SGIIX) trade |
| SPSethuraman PanchanathanExecutive | Fidelity Puritan Fund (FPURX)fund | Buy | $1,001 – $15,000 | Oct 14, 2022 | Aug 17, 2023 | 307 | Filing for Sethuraman Panchanathan Fidelity Puritan Fund (FPURX) trade |
| JTJohn TienExecutive | IWFiShares Russell 1000 Growth Fund | Buy | $1,001 – $15,000 | Oct 12, 2022 | Aug 17, 2023 | 309 | Filing for John Tien IWF trade |