| JTJohn TienExecutive | BNDXVanguard Total International Bond ETF | Buy | $1,001 – $15,000 | Oct 12, 2022 | Aug 17, 2023 | 309 | Filing for John Tien BNDX trade |
| JTJohn TienExecutive | VMBSVanguard Mortgage-Backed Securities ETF | Buy | $1,001 – $15,000 | Oct 12, 2022 | Aug 17, 2023 | 309 | Filing for John Tien VMBS trade |
| JTJohn TienExecutive | iShares US Treasury Bond ETF (GOVT)bond | Buy | $1,001 – $15,000 | Oct 12, 2022 | Aug 17, 2023 | 309 | Filing for John Tien iShares US Treasury Bond ETF (GOVT) trade |
| JTJohn TienExecutive | BlackRock Equity Dividend Fund Institutional Shares (MADVX)fund | Buy | $1,001 – $15,000 | Sep 28, 2022 | Aug 17, 2023 | 323 | Filing for John Tien BlackRock Equity Dividend Fund Institutional Shares (MADVX) trade |
| JTJohn TienExecutive | T Rowe PriceEmerging Markets Stock Fund (PRMSX)fund | Buy | $1,001 – $15,000 | Sep 28, 2022 | Aug 17, 2023 | 323 | Filing for John Tien T Rowe PriceEmerging Markets Stock Fund (PRMSX) trade |
| JTJohn TienExecutive | VONGVanguard Russell 1000 Growth ETF | Buy | $15,001 – $50,000 | Sep 28, 2022 | Aug 17, 2023 | 323 | Filing for John Tien VONG trade |
| JTJohn TienExecutive | IWDiShares Russell 1000 Value ETF | Buy | $1,001 – $15,000 | Jul 14, 2022 | Aug 17, 2023 | 399 | Filing for John Tien IWD trade |
| JTJohn TienExecutive | iShares US Treasury Bond ETF (GOVT)bond | Buy | $15,001 – $50,000 | Jul 14, 2022 | Aug 17, 2023 | 399 | Filing for John Tien iShares US Treasury Bond ETF (GOVT) trade |
| JTJohn TienExecutive | VCITVanguard Intermediate-Term Corporate Bond ETF | Buy | $1,001 – $15,000 | Jul 14, 2022 | Aug 17, 2023 | 399 | Filing for John Tien VCIT trade |
| SPSethuraman PanchanathanExecutive | Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX)fund | Buy | $1,001 – $15,000 | May 16, 2022 | Aug 17, 2023 | 458 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX) trade |
| SPSethuraman PanchanathanExecutive | Fidelity Puritan Fund (FPURX)fund | Buy | $1,001 – $15,000 | May 16, 2022 | Aug 17, 2023 | 458 | Filing for Sethuraman Panchanathan Fidelity Puritan Fund (FPURX) trade |
| SPSethuraman PanchanathanExecutive | Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX)fund | Buy | $1,001 – $15,000 | May 16, 2022 | Aug 17, 2023 | 458 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX) trade |
| JTJohn TienExecutive | PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX)fund | Buy | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX) trade |
| JTJohn TienExecutive | T Rowe PriceEmerging Markets Stock Fund (PRMSX)fund | Buy | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien T Rowe PriceEmerging Markets Stock Fund (PRMSX) trade |
| JTJohn TienExecutive | ClearBridge Large Cap Growth Fund Class I Shares (SBLYX)fund | Buy | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien ClearBridge Large Cap Growth Fund Class I Shares (SBLYX) trade |
| JTJohn TienExecutive | Edgewood Growth Fund Institutional Class Shares (EGFIX)fund | Buy | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien Edgewood Growth Fund Institutional Class Shares (EGFIX) trade |
| JTJohn TienExecutive | VCITVanguard Intermediate-Term Corporate Bond ETF | Buy | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien VCIT trade |
| JTJohn TienExecutive | IWFiShares Russell 1000 Growth Fund | Buy | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien IWF trade |
| JTJohn TienExecutive | Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares (FTHSX)fund | Buy | $1,001 – $15,000 | Feb 9, 2022 | Aug 17, 2023 | 554 | Filing for John Tien Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares (FTHSX) trade |
| JTJohn TienExecutive | Edgewood Growth Fund Institutional Class Shares (EGFIX)fund | Buy | $1,001 – $15,000 | Feb 9, 2022 | Aug 17, 2023 | 554 | Filing for John Tien Edgewood Growth Fund Institutional Class Shares (EGFIX) trade |
| JTJohn TienExecutive | PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX)fund | Buy | $1,001 – $15,000 | Feb 9, 2022 | Aug 17, 2023 | 554 | Filing for John Tien PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX) trade |
| JTJohn TienExecutive | IWFiShares Russell 1000 Growth Fund | Buy | $1,001 – $15,000 | Feb 9, 2022 | Aug 17, 2023 | 554 | Filing for John Tien IWF trade |
| JTJohn TienExecutive | VCITVanguard Intermediate-Term Corporate Bond ETF | Buy | $1,001 – $15,000 | Feb 9, 2022 | Aug 17, 2023 | 554 | Filing for John Tien VCIT trade |
| JTJohn TienExecutive | T Rowe PriceEmerging Markets Stock Fund (PRMSX)fund | Buy | $1,001 – $15,000 | Jan 6, 2022 | Aug 17, 2023 | 588 | Filing for John Tien T Rowe PriceEmerging Markets Stock Fund (PRMSX) trade |
| JTJohn TienExecutive | Edgewood Growth Fund Institutional Class Shares (EGFIX)fund | Buy | $1,001 – $15,000 | Jan 6, 2022 | Aug 17, 2023 | 588 | Filing for John Tien Edgewood Growth Fund Institutional Class Shares (EGFIX) trade |
| JTJohn TienExecutive | ClearBridge Large Cap Growth Fund Class I Shares (SBLYX)fund | Buy | $1,001 – $15,000 | Jan 6, 2022 | Aug 17, 2023 | 588 | Filing for John Tien ClearBridge Large Cap Growth Fund Class I Shares (SBLYX) trade |
| SPSethuraman PanchanathanExecutive | DMG Balanced Fund of Funds multiplefund | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan DMG Balanced Fund of Funds multiple trade |
| SPSethuraman PanchanathanExecutive | Vanguard Balanced Index Fund Admiral Shares (VBIAX) multipleetf | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan Vanguard Balanced Index Fund Admiral Shares (VBIAX) multiple trade |
| SPSethuraman PanchanathanExecutive | George Putnam Balanced Fund (PGEOX) multiplefund | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan George Putnam Balanced Fund (PGEOX) multiple trade |
| SPSethuraman PanchanathanExecutive | Janus Henderson Balanced Fund Class T Shares (JABAX) multiplefund | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan Janus Henderson Balanced Fund Class T Shares (JABAX) multiple trade |
| SPSethuraman PanchanathanExecutive | American Balanced Fund Class F1 Shares (BALFX) multiplefund | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan American Balanced Fund Class F1 Shares (BALFX) multiple trade |
| SPSethuraman PanchanathanExecutive | Fidelity Balanced Fund (FBALX) multiplefund | Buy | $15,001 – $50,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan Fidelity Balanced Fund (FBALX) multiple trade |
Kevin HernR-OKHouse | JPMJP Morgan Chase & Co. | BuyJoint | $1,001 – $15,000 | Jul 31, 2023 | Aug 16, 2023 | 16 | Filing for Kevin Hern JPM trade |
Kevin HernR-OKHouse | FS Energy & Power Fund Commonother | BuyJoint | $1,001 – $15,000 | Jul 17, 2023 | Aug 16, 2023 | 30 | Filing for Kevin Hern FS Energy & Power Fund Common trade |
Kevin HernR-OKHouse | Inland Real Estate Income Trustother | BuyJoint | $1,001 – $15,000 | Jul 13, 2023 | Aug 16, 2023 | 34 | Filing for Kevin Hern Inland Real Estate Income Trust trade |
| NFNuria FernandezExecutive | CMPGY - Compass Group PLCstock | Buy | $1,001 – $15,000 | Jun 29, 2023 | Aug 15, 2023 | 47 | Filing for Nuria Fernandez CMPGY - Compass Group PLC trade |
| NFNuria FernandezExecutive | MSMorgan Stanley | Buy | $1,001 – $15,000 | Jun 29, 2023 | Aug 15, 2023 | 47 | Filing for Nuria Fernandez MS trade |
| NFNuria FernandezExecutive | DGDollar General Corporation | Buy | $1,001 – $15,000 | Jun 29, 2023 | Aug 15, 2023 | 47 | Filing for Nuria Fernandez DG trade |
| NFNuria FernandezExecutive | DGDollar General Corporation | Buy | $1,001 – $15,000 | Jun 16, 2023 | Aug 15, 2023 | 60 | Filing for Nuria Fernandez DG trade |
| NFNuria FernandezExecutive | SYKStryker Corporation | Buy | $1,001 – $15,000 | Jun 13, 2023 | Aug 15, 2023 | 63 | Filing for Nuria Fernandez SYK trade |
| NFNuria FernandezExecutive | MSMorgan Stanley | Buy | $1,001 – $15,000 | Jun 7, 2023 | Aug 15, 2023 | 69 | Filing for Nuria Fernandez MS trade |
Mark E. GreenR-TNHouse | BMC Capitalother | BuySpouse | $15,001 – $50,000 | Aug 14, 2023 | Aug 14, 2023 | 0 | Filing for Mark E. Green BMC Capital trade |
Mark E. GreenR-TNHouse | Carbon Rivers Incother | BuySpouse | $250,001 – $500,000 | Aug 6, 2023 | Aug 14, 2023 | 8 | Filing for Mark E. Green Carbon Rivers Inc trade |
Tommy TubervilleR-ALSenate | OCT 23 SOYBEAN MEALother | Buy | $1,001 – $15,000 | Jul 27, 2023 | Aug 14, 2023 | 18 | Filing for Tommy Tuberville OCT 23 SOYBEAN MEAL trade |
Tommy TubervilleR-ALSenate | CALL SEP 23 MGE SPRING WHTother | Buy | $1,001 – $15,000 | Jul 26, 2023 | Aug 14, 2023 | 19 | Filing for Tommy Tuberville CALL SEP 23 MGE SPRING WHT trade |
Tommy TubervilleR-ALSenate | HUMAHumacyte Inc. | BuyJoint | $1,001 – $15,000 | Jul 25, 2023 | Aug 14, 2023 | 20 | Filing for Tommy Tuberville HUMA trade |
Tommy TubervilleR-ALSenate | HUMAHumacyte Inc. | BuyJoint | $1,001 – $15,000 | Jul 25, 2023 | Aug 14, 2023 | 20 | Filing for Tommy Tuberville HUMA trade |
Tommy TubervilleR-ALSenate | HUMAHumacyte Inc. | BuyJoint | $1,001 – $15,000 | Jul 25, 2023 | Aug 14, 2023 | 20 | Filing for Tommy Tuberville HUMA trade |
Tommy TubervilleR-ALSenate | FGBIFirst Guaranty Bancshares Inc. | BuyJoint | $1,001 – $15,000 | Jul 25, 2023 | Aug 14, 2023 | 20 | Filing for Tommy Tuberville FGBI trade |
Tommy TubervilleR-ALSenate | FGBIFirst Guaranty Bancshares Inc. | BuyJoint | $1,001 – $15,000 | Jul 25, 2023 | Aug 14, 2023 | 20 | Filing for Tommy Tuberville FGBI trade |