| XBXavier BecerraExecutive | University of California, 401(a) plan: UC Pathway Fund 2030fund | Buy | $1,001 – $15,000 | Jul 30, 2021 | Nov 18, 2022 | 476 | Filing for Xavier Becerra University of California, 401(a) plan: UC Pathway Fund 2030 trade |
| LMLisa O. MonacoExecutive | XSOEWisdomTree Emerging Markets Ex-State Owned Enterprises Fund | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco XSOE trade |
| LMLisa O. MonacoExecutive | WELLS FARGO STRATEGIC MUNICIPALstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco WELLS FARGO STRATEGIC MUNICIPAL trade |
| LMLisa O. MonacoExecutive | WELLS FARGO SPECIAL SMALL CAPstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco WELLS FARGO SPECIAL SMALL CAP trade |
| LMLisa O. MonacoExecutive | WELLS FARGO SPECIAL SMALL CAPstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco WELLS FARGO SPECIAL SMALL CAP trade |
| LMLisa O. MonacoExecutive | VIRTUS KAR INTERNATIONAL SMALL CAPstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco VIRTUS KAR INTERNATIONAL SMALL CAP trade |
| LMLisa O. MonacoExecutive | VANGUARD WORLD FD SHS ESG US STKetf | Buy | $50,001 – $100,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco VANGUARD WORLD FD SHS ESG US STK trade |
| LMLisa O. MonacoExecutive | VANGUARD WORLD FD SHS ESG INTL STKetf | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco VANGUARD WORLD FD SHS ESG INTL STK trade |
| LMLisa O. MonacoExecutive | VANGUARD WORLD FD SHS ESG INTL STKetf | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco VANGUARD WORLD FD SHS ESG INTL STK trade |
| LMLisa O. MonacoExecutive | SPSMState Street SPDR Portfolio S&P 600 Small Cap ETF | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SPSM trade |
| LMLisa O. MonacoExecutive | SPSMState Street SPDR Portfolio S&P 600 Small Cap ETF | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SPSM trade |
| LMLisa O. MonacoExecutive | SPDR PORTFOLIO S&P 500 ETF (SPLG)etf | Buy | $50,001 – $100,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SPDR PORTFOLIO S&P 500 ETF (SPLG) trade |
| LMLisa O. MonacoExecutive | SPMDState Street SPDR Portfolio S&P 400 Mid Cap ETF | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SPMD trade |
| LMLisa O. MonacoExecutive | SPMDState Street SPDR Portfolio S&P 400 Mid Cap ETF | Buy | $50,001 – $100,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SPMD trade |
| LMLisa O. MonacoExecutive | SPEMState Street SPDR Portfolio Emerging Markets ETF | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SPEM trade |
| LMLisa O. MonacoExecutive | SMEAD VALUE FUND I1 CLASS (SVFFX)fund | Buy | $50,001 – $100,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SMEAD VALUE FUND I1 CLASS (SVFFX) trade |
| LMLisa O. MonacoExecutive | NEUBERGER BERMAN LARGE CAP VALUEstock | Buy | $50,001 – $100,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco NEUBERGER BERMAN LARGE CAP VALUE trade |
| LMLisa O. MonacoExecutive | MAINSTAY MACKAY TAX FREE BONDstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco MAINSTAY MACKAY TAX FREE BOND trade |
| LMLisa O. MonacoExecutive | LOOMIS SAYLES GROWTH FUND CL Yfund | Buy | $50,001 – $100,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco LOOMIS SAYLES GROWTH FUND CL Y trade |
| LMLisa O. MonacoExecutive | JOHN HANCOCK INTL GROWTH FUND CL Ifund | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco JOHN HANCOCK INTL GROWTH FUND CL I trade |
| LMLisa O. MonacoExecutive | IUSViShares Core S&P U.S. Value ETF | Buy | $50,001 – $100,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco IUSV trade |
| LMLisa O. MonacoExecutive | IUSGiShares Core S&P U.S. Growth ETF | Buy | $50,001 – $100,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco IUSG trade |
| LMLisa O. MonacoExecutive | DGROiShares Core Dividend Growth ETF | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco DGRO trade |
| LMLisa O. MonacoExecutive | ALGER WEATHERBIE SPECIALIZED GR FDfund | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco ALGER WEATHERBIE SPECIALIZED GR FD trade |
| XBXavier BecerraExecutive | University of California, 401(a) plan: UC Pathway Fund 2030fund | Buy | $1,001 – $15,000 | Jul 1, 2021 | Nov 18, 2022 | 505 | Filing for Xavier Becerra University of California, 401(a) plan: UC Pathway Fund 2030 trade |
| XBXavier BecerraExecutive | Virginia Hospital Center, 401(k) planother | Buy | $50,001 – $100,000 | Jun 15, 2021 | Nov 18, 2022 | 521 | Filing for Xavier Becerra Virginia Hospital Center, 401(k) plan trade |
| XBXavier BecerraExecutive | University of California, 401(a) plan: UC Pathway Fund 2030fund | Buy | $1,001 – $15,000 | Jun 1, 2021 | Nov 18, 2022 | 535 | Filing for Xavier Becerra University of California, 401(a) plan: UC Pathway Fund 2030 trade |
| XBXavier BecerraExecutive | University of California, 401(a) plan: UC Pathway Fund 2030fund | Buy | $1,001 – $15,000 | Apr 30, 2021 | Nov 18, 2022 | 567 | Filing for Xavier Becerra University of California, 401(a) plan: UC Pathway Fund 2030 trade |
| XBXavier BecerraExecutive | University of California, 457(b) plan: UC Pathway Fund 2020fund | Buy | $1,001 – $15,000 | Apr 1, 2021 | Nov 18, 2022 | 596 | Filing for Xavier Becerra University of California, 457(b) plan: UC Pathway Fund 2020 trade |
| XBXavier BecerraExecutive | University of California, 401(a) plan: UC Pathway Fund 2030fund | Buy | $1,001 – $15,000 | Apr 1, 2021 | Nov 18, 2022 | 596 | Filing for Xavier Becerra University of California, 401(a) plan: UC Pathway Fund 2030 trade |
Chris JacobsR-NYHouse | New York N Y Go 5.000% 10/01/29bond | Buy | $1,001 – $15,000 | Oct 18, 2022 | Nov 16, 2022 | 29 | Filing for Chris Jacobs New York N Y Go 5.000% 10/01/29 trade |
Chris JacobsR-NYHouse | Piedmont Lithium Inc.stock | Buy | $1,001 – $15,000 | Oct 12, 2022 | Nov 16, 2022 | 35 | Filing for Chris Jacobs Piedmont Lithium Inc. trade |
Chris JacobsR-NYHouse | JPMJP Morgan Chase & Co. | Buy | $1,001 – $15,000 | Oct 12, 2022 | Nov 16, 2022 | 35 | Filing for Chris Jacobs JPM trade |
Chris JacobsR-NYHouse | IVERIC bio, Inc.stock | Buy | $1,001 – $15,000 | Oct 12, 2022 | Nov 16, 2022 | 35 | Filing for Chris Jacobs IVERIC bio, Inc. trade |
Chris JacobsR-NYHouse | IIPRInnovative Industrial Properties Inc. | Buy | $1,001 – $15,000 | Oct 12, 2022 | Nov 16, 2022 | 35 | Filing for Chris Jacobs IIPR trade |
Chris JacobsR-NYHouse | XOMExxonMobil Holdings Corporation | Buy | $1,001 – $15,000 | Oct 12, 2022 | Nov 16, 2022 | 35 | Filing for Chris Jacobs XOM trade |
Chris JacobsR-NYHouse | XPROExpro Ltd | Buy | $1,001 – $15,000 | Oct 12, 2022 | Nov 16, 2022 | 35 | Filing for Chris Jacobs XPRO trade |
Chris JacobsR-NYHouse | Civitas Resources, Inc.stock | Buy | $1,001 – $15,000 | Oct 12, 2022 | Nov 16, 2022 | 35 | Filing for Chris Jacobs Civitas Resources, Inc. trade |
Chris JacobsR-NYHouse | CVXChevron Corporation | Buy | $1,001 – $15,000 | Oct 12, 2022 | Nov 16, 2022 | 35 | Filing for Chris Jacobs CVX trade |
Chris JacobsR-NYHouse | Cassava Sciences, Inc.stock | Buy | $1,001 – $15,000 | Oct 12, 2022 | Nov 16, 2022 | 35 | Filing for Chris Jacobs Cassava Sciences, Inc. trade |
Chris JacobsR-NYHouse | BACBank of America Corporation | Buy | $1,001 – $15,000 | Oct 12, 2022 | Nov 16, 2022 | 35 | Filing for Chris Jacobs BAC trade |
Chris JacobsR-NYHouse | AVXLAnavex Life Sciences Corp. | Buy | $1,001 – $15,000 | Oct 12, 2022 | Nov 16, 2022 | 35 | Filing for Chris Jacobs AVXL trade |
Chris JacobsR-NYHouse | AMLXAmylyx Pharmaceuticals Inc. | Buy | $1,001 – $15,000 | Oct 12, 2022 | Nov 16, 2022 | 35 | Filing for Chris Jacobs AMLX trade |
| RGRahul GuptaExecutive | KMBKimberly-Clark Corporation | Buy | $1,001 – $15,000 | Oct 7, 2022 | Nov 15, 2022 | 39 | Filing for Rahul Gupta KMB trade |
| RGRahul GuptaExecutive | NKENike Inc. | Buy | $1,001 – $15,000 | Sep 30, 2022 | Nov 15, 2022 | 46 | Filing for Rahul Gupta NKE trade |
| RGRahul GuptaExecutive | KMBKimberly-Clark Corporation | Buy | $1,001 – $15,000 | Sep 30, 2022 | Nov 15, 2022 | 46 | Filing for Rahul Gupta KMB trade |
| RGRahul GuptaExecutive | KMBKimberly-Clark Corporation | Buy | $1,001 – $15,000 | Sep 29, 2022 | Nov 15, 2022 | 47 | Filing for Rahul Gupta KMB trade |
| RGRahul GuptaExecutive | KMBKimberly-Clark Corporation | Buy | $1,001 – $15,000 | Sep 27, 2022 | Nov 15, 2022 | 49 | Filing for Rahul Gupta KMB trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Buy | $1,001 – $15,000 | Sep 27, 2022 | Nov 15, 2022 | 49 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Buy | $1,001 – $15,000 | Sep 22, 2022 | Nov 15, 2022 | 54 | Filing for Rahul Gupta AMZN trade |