| JTJohn TienExecutive | T Rowe PriceEmerging Markets Stock Fund (PRMSX)fund | Buy | $1,001 – $15,000 | Jan 6, 2022 | Aug 17, 2023 | 588 | Filing for John Tien T Rowe PriceEmerging Markets Stock Fund (PRMSX) trade |
| JTJohn TienExecutive | Edgewood Growth Fund Institutional Class Shares (EGFIX)fund | Buy | $1,001 – $15,000 | Jan 6, 2022 | Aug 17, 2023 | 588 | Filing for John Tien Edgewood Growth Fund Institutional Class Shares (EGFIX) trade |
| JTJohn TienExecutive | ClearBridge Large Cap Growth Fund Class I Shares (SBLYX)fund | Buy | $1,001 – $15,000 | Jan 6, 2022 | Aug 17, 2023 | 588 | Filing for John Tien ClearBridge Large Cap Growth Fund Class I Shares (SBLYX) trade |
| SPSethuraman PanchanathanExecutive | DMG Balanced Fund of Funds multiplefund | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan DMG Balanced Fund of Funds multiple trade |
| SPSethuraman PanchanathanExecutive | Vanguard Balanced Index Fund Admiral Shares (VBIAX) multipleetf | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan Vanguard Balanced Index Fund Admiral Shares (VBIAX) multiple trade |
| SPSethuraman PanchanathanExecutive | George Putnam Balanced Fund (PGEOX) multiplefund | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan George Putnam Balanced Fund (PGEOX) multiple trade |
| SPSethuraman PanchanathanExecutive | Janus Henderson Balanced Fund Class T Shares (JABAX) multiplefund | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan Janus Henderson Balanced Fund Class T Shares (JABAX) multiple trade |
| SPSethuraman PanchanathanExecutive | American Balanced Fund Class F1 Shares (BALFX) multiplefund | Buy | $1,001 – $15,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan American Balanced Fund Class F1 Shares (BALFX) multiple trade |
| SPSethuraman PanchanathanExecutive | Fidelity Balanced Fund (FBALX) multiplefund | Buy | $15,001 – $50,000 | Jan 1, 2022 | Aug 17, 2023 | 593 | Filing for Sethuraman Panchanathan Fidelity Balanced Fund (FBALX) multiple trade |
| NFNuria FernandezExecutive | CMPGY - Compass Group PLCstock | Buy | $1,001 – $15,000 | Jun 29, 2023 | Aug 15, 2023 | 47 | Filing for Nuria Fernandez CMPGY - Compass Group PLC trade |
| NFNuria FernandezExecutive | MSMorgan Stanley | Buy | $1,001 – $15,000 | Jun 29, 2023 | Aug 15, 2023 | 47 | Filing for Nuria Fernandez MS trade |
| NFNuria FernandezExecutive | DGDollar General Corporation | Buy | $1,001 – $15,000 | Jun 29, 2023 | Aug 15, 2023 | 47 | Filing for Nuria Fernandez DG trade |
| NFNuria FernandezExecutive | TGTTarget Corporation | Sell | $1,001 – $15,000 | Jun 16, 2023 | Aug 15, 2023 | 60 | Filing for Nuria Fernandez TGT trade |
| NFNuria FernandezExecutive | DGDollar General Corporation | Buy | $1,001 – $15,000 | Jun 16, 2023 | Aug 15, 2023 | 60 | Filing for Nuria Fernandez DG trade |
| NFNuria FernandezExecutive | TGTTarget Corporation | Sell | $1,001 – $15,000 | Jun 13, 2023 | Aug 15, 2023 | 63 | Filing for Nuria Fernandez TGT trade |
| NFNuria FernandezExecutive | SYKStryker Corporation | Buy | $1,001 – $15,000 | Jun 13, 2023 | Aug 15, 2023 | 63 | Filing for Nuria Fernandez SYK trade |
| DCDeanne CriswellExecutive | NVDANVIDIA Corporation | Sell | $15,001 – $50,000 | Jun 9, 2023 | Aug 15, 2023 | 67 | Filing for Deanne Criswell NVDA trade |
| NFNuria FernandezExecutive | LNNGY - Li Ning Companystock | Sell | $1,001 – $15,000 | Jun 9, 2023 | Aug 15, 2023 | 67 | Filing for Nuria Fernandez LNNGY - Li Ning Company trade |
| NFNuria FernandezExecutive | TGTTarget Corporation | Sell | $1,001 – $15,000 | Jun 7, 2023 | Aug 15, 2023 | 69 | Filing for Nuria Fernandez TGT trade |
| NFNuria FernandezExecutive | MSMorgan Stanley | Buy | $1,001 – $15,000 | Jun 7, 2023 | Aug 15, 2023 | 69 | Filing for Nuria Fernandez MS trade |
| NFNuria FernandezExecutive | BACBank of America Corporation | Sell | $1,001 – $15,000 | Jun 5, 2023 | Aug 15, 2023 | 71 | Filing for Nuria Fernandez BAC trade |
| GRGina M. RaimondoExecutive | IJHiShares Core S&P Mid-Cap ETF | Buy | $1,001 – $15,000 | Jul 13, 2022 | Aug 12, 2023 | 395 | Filing for Gina M. Raimondo IJH trade |
| GRGina M. RaimondoExecutive | IJRiShares Core S&P Small-Cap ETF | Buy | $1,001 – $15,000 | Jul 13, 2022 | Aug 12, 2023 | 395 | Filing for Gina M. Raimondo IJR trade |
| GRGina M. RaimondoExecutive | Fidelity Total Bond FundFidelity Total Bond Shares (FTBFX)stock | Buy | $1,001 – $15,000 | Jul 13, 2022 | Aug 12, 2023 | 395 | Filing for Gina M. Raimondo Fidelity Total Bond FundFidelity Total Bond Shares (FTBFX) trade |
| GRGina M. RaimondoExecutive | Fidelity Total Bond FundFidelity Total Bond Shares (FTBFX)stock | Buy | $1,001 – $15,000 | Jun 7, 2022 | Aug 12, 2023 | 431 | Filing for Gina M. Raimondo Fidelity Total Bond FundFidelity Total Bond Shares (FTBFX) trade |
| NCNani A. ColorettiExecutive | EIXEdison International | Sell | $1,001 – $15,000 | May 27, 2022 | Aug 12, 2023 | 442 | Filing for Nani A. Coloretti EIX trade |
| NCNani A. ColorettiExecutive | Vanguard 500 Index Fund Admiral Shares (VFIAX)etf | Buy | $1,001 – $15,000 | May 22, 2022 | Aug 12, 2023 | 447 | Filing for Nani A. Coloretti Vanguard 500 Index Fund Admiral Shares (VFIAX) trade |
| NCNani A. ColorettiExecutive | EXCExelon Corporation | Sell | $1,001 – $15,000 | May 18, 2022 | Aug 12, 2023 | 451 | Filing for Nani A. Coloretti EXC trade |
| NCNani A. ColorettiExecutive | Fidelity Mid-Cap Stock Fund (FMCSX)fund | Buy | $15,001 – $50,000 | May 17, 2022 | Aug 12, 2023 | 452 | Filing for Nani A. Coloretti Fidelity Mid-Cap Stock Fund (FMCSX) trade |
| NCNani A. ColorettiExecutive | EIXEdison International | Sell | $1,001 – $15,000 | May 9, 2022 | Aug 12, 2023 | 460 | Filing for Nani A. Coloretti EIX trade |
| NCNani A. ColorettiExecutive | EIXEdison International | Sell | $1,001 – $15,000 | May 6, 2022 | Aug 12, 2023 | 463 | Filing for Nani A. Coloretti EIX trade |
| NCNani A. ColorettiExecutive | Short-Term Bond Fund of America Class 529 A Shares (CAAFX)fund | Sell | $1,001 – $15,000 | May 4, 2022 | Aug 12, 2023 | 465 | Filing for Nani A. Coloretti Short-Term Bond Fund of America Class 529 A Shares (CAAFX) trade |
| NCNani A. ColorettiExecutive | EuroPacific Growth Fund Class A Shares (AEPGX)fund | Sell | $1,001 – $15,000 | May 4, 2022 | Aug 12, 2023 | 465 | Filing for Nani A. Coloretti EuroPacific Growth Fund Class A Shares (AEPGX) trade |
| NCNani A. ColorettiExecutive | Growth Fund of America Class A Shares (AGTHX)fund | Sell | $1,001 – $15,000 | May 4, 2022 | Aug 12, 2023 | 465 | Filing for Nani A. Coloretti Growth Fund of America Class A Shares (AGTHX) trade |
| NCNani A. ColorettiExecutive | Investment Company of America Class A Shares (AIVSX)stock | Sell | $1,001 – $15,000 | May 4, 2022 | Aug 12, 2023 | 465 | Filing for Nani A. Coloretti Investment Company of America Class A Shares (AIVSX) trade |
| NCNani A. ColorettiExecutive | FSENX (Fidelity Select Energy Fund)fund | Sell | $15,001 – $50,000 | May 3, 2022 | Aug 12, 2023 | 466 | Filing for Nani A. Coloretti FSENX (Fidelity Select Energy Fund) trade |
| GRGina M. RaimondoExecutive | Fidelity Government Cash Reserves (FDRXX)fund | Buy | $15,001 – $50,000 | Jan 28, 2022 | Aug 12, 2023 | 561 | Filing for Gina M. Raimondo Fidelity Government Cash Reserves (FDRXX) trade |
| DTDavid TurkExecutive | Maryland Senator Edward Kasemeyer College Investment Plan -- Portfolio 2033fund | Buy | $1,001 – $15,000 | Jan 18, 2022 | Aug 12, 2023 | 571 | Filing for David Turk Maryland Senator Edward Kasemeyer College Investment Plan -- Portfolio 2033 trade |
| DTDavid TurkExecutive | Maryland Senator Edward Kasemeyer College Investment Plan -- Portfolio 2036fund | Buy | $1,001 – $15,000 | Jan 18, 2022 | Aug 12, 2023 | 571 | Filing for David Turk Maryland Senator Edward Kasemeyer College Investment Plan -- Portfolio 2036 trade |
| GRGina M. RaimondoExecutive | BNDXVanguard Total International Bond ETF | Sell | $15,001 – $50,000 | Jan 12, 2022 | Aug 12, 2023 | 577 | Filing for Gina M. Raimondo BNDX trade |
| GRGina M. RaimondoExecutive | Vanguard Total Bond Market Index Fund Admiral Shares (VBTLX)etf | Sell | $1,001 – $15,000 | Jan 12, 2022 | Aug 12, 2023 | 577 | Filing for Gina M. Raimondo Vanguard Total Bond Market Index Fund Admiral Shares (VBTLX) trade |
| DTDavid TurkExecutive | Maryland Senator Edward Kasemeyer College Investment Plan -- Portfolio 2036fund | Buy | $1,001 – $15,000 | Jan 10, 2022 | Aug 12, 2023 | 579 | Filing for David Turk Maryland Senator Edward Kasemeyer College Investment Plan -- Portfolio 2036 trade |
| GRGina M. RaimondoExecutive | Fidelity Total Bond FundFidelity Total Bondstock | Buy | $15,001 – $50,000 | Jan 7, 2022 | Aug 12, 2023 | 582 | Filing for Gina M. Raimondo Fidelity Total Bond FundFidelity Total Bond trade |
| ABAntony J. BlinkenExecutive | Virginia 529 Plan Moderate Growth Portfoliofund | Buy | $15,001 – $50,000 | Dec 29, 2022 | Aug 8, 2023 | 222 | Filing for Antony J. Blinken Virginia 529 Plan Moderate Growth Portfolio trade |
| ABAntony J. BlinkenExecutive | Virginia 529 Plan Moderate Growth Portfoliofund | Buy | $15,001 – $50,000 | Dec 28, 2022 | Aug 8, 2023 | 223 | Filing for Antony J. Blinken Virginia 529 Plan Moderate Growth Portfolio trade |
| ABAntony J. BlinkenExecutive | VTIVanguard Morningstar Total Stock Market ETF | Buy | $1,001 – $15,000 | Dec 13, 2022 | Aug 8, 2023 | 238 | Filing for Antony J. Blinken VTI trade |
| ABAntony J. BlinkenExecutive | VANGUARD ADMIRAL FDS INC S&Pfund | Sell | $15,001 – $50,000 | Dec 13, 2022 | Aug 8, 2023 | 238 | Filing for Antony J. Blinken VANGUARD ADMIRAL FDS INC S&P trade |
| ABAntony J. BlinkenExecutive | VANGUARD INDEX FDS VANGUARDetf | Sell | $50,001 – $100,000 | Dec 13, 2022 | Aug 8, 2023 | 238 | Filing for Antony J. Blinken VANGUARD INDEX FDS VANGUARD trade |
| APAndrea PalmExecutive | Wisconsin Retirement System, 401(a) planother | Sell | $15,001 – $50,000 | Nov 15, 2022 | Aug 8, 2023 | 266 | Filing for Andrea Palm Wisconsin Retirement System, 401(a) plan trade |
| ABAntony J. BlinkenExecutive | VIOVVanguard S&P Small-Cap 600 Value ETF | Sell | $1,001 – $15,000 | Nov 1, 2022 | Aug 8, 2023 | 280 | Filing for Antony J. Blinken VIOV trade |