| JTJohn TienExecutive | IWFiShares Russell 1000 Growth Fund | Sell | $1,001 – $15,000 | Dec 2, 2022 | Aug 17, 2023 | 258 | Filing for John Tien IWF trade |
| JTJohn TienExecutive | USHYiShares Broad USD High Yield Corporate Bond ETF | Sell | $1,001 – $15,000 | Dec 2, 2022 | Aug 17, 2023 | 258 | Filing for John Tien USHY trade |
| SPSethuraman PanchanathanExecutive | First Eagle Global Fund Class I Shares (SGIIX)fund | Buy | $1,001 – $15,000 | Dec 1, 2022 | Aug 17, 2023 | 259 | Filing for Sethuraman Panchanathan First Eagle Global Fund Class I Shares (SGIIX) trade |
| SPSethuraman PanchanathanExecutive | Fidelity Puritan Fund (FPURX)fund | Buy | $1,001 – $15,000 | Oct 14, 2022 | Aug 17, 2023 | 307 | Filing for Sethuraman Panchanathan Fidelity Puritan Fund (FPURX) trade |
| JTJohn TienExecutive | IWFiShares Russell 1000 Growth Fund | Buy | $1,001 – $15,000 | Oct 12, 2022 | Aug 17, 2023 | 309 | Filing for John Tien IWF trade |
| JTJohn TienExecutive | VCITVanguard Intermediate-Term Corporate Bond ETF | Sell | $1,001 – $15,000 | Oct 12, 2022 | Aug 17, 2023 | 309 | Filing for John Tien VCIT trade |
| JTJohn TienExecutive | BNDXVanguard Total International Bond ETF | Buy | $1,001 – $15,000 | Oct 12, 2022 | Aug 17, 2023 | 309 | Filing for John Tien BNDX trade |
| JTJohn TienExecutive | VMBSVanguard Mortgage-Backed Securities ETF | Buy | $1,001 – $15,000 | Oct 12, 2022 | Aug 17, 2023 | 309 | Filing for John Tien VMBS trade |
| JTJohn TienExecutive | iShares US Treasury Bond ETF (GOVT)bond | Buy | $1,001 – $15,000 | Oct 12, 2022 | Aug 17, 2023 | 309 | Filing for John Tien iShares US Treasury Bond ETF (GOVT) trade |
| JTJohn TienExecutive | BlackRock Equity Dividend Fund Institutional Shares (MADVX)fund | Buy | $1,001 – $15,000 | Sep 28, 2022 | Aug 17, 2023 | 323 | Filing for John Tien BlackRock Equity Dividend Fund Institutional Shares (MADVX) trade |
| JTJohn TienExecutive | T Rowe PriceEmerging Markets Stock Fund (PRMSX)fund | Buy | $1,001 – $15,000 | Sep 28, 2022 | Aug 17, 2023 | 323 | Filing for John Tien T Rowe PriceEmerging Markets Stock Fund (PRMSX) trade |
| JTJohn TienExecutive | Edgewood Growth Fund Institutional Class Shares (EGFIX)fund | Sell | $1,001 – $15,000 | Sep 28, 2022 | Aug 17, 2023 | 323 | Filing for John Tien Edgewood Growth Fund Institutional Class Shares (EGFIX) trade |
| JTJohn TienExecutive | ClearBridge Large Cap Growth Fund Class I Shares (SBLYX)fund | Sell | $1,001 – $15,000 | Sep 28, 2022 | Aug 17, 2023 | 323 | Filing for John Tien ClearBridge Large Cap Growth Fund Class I Shares (SBLYX) trade |
| JTJohn TienExecutive | VONGVanguard Russell 1000 Growth ETF | Buy | $15,001 – $50,000 | Sep 28, 2022 | Aug 17, 2023 | 323 | Filing for John Tien VONG trade |
| JTJohn TienExecutive | IWFiShares Russell 1000 Growth Fund | Sell | $1,001 – $15,000 | Sep 28, 2022 | Aug 17, 2023 | 323 | Filing for John Tien IWF trade |
| SPSethuraman PanchanathanExecutive | Chennai, India (undeveloped land) plot 3other | Sell | $15,001 – $50,000 | Sep 7, 2022 | Aug 17, 2023 | 344 | Filing for Sethuraman Panchanathan Chennai, India (undeveloped land) plot 3 trade |
| SPSethuraman PanchanathanExecutive | Chennai, India (undeveloped land) plot 2other | Sell | $15,001 – $50,000 | Aug 16, 2022 | Aug 17, 2023 | 366 | Filing for Sethuraman Panchanathan Chennai, India (undeveloped land) plot 2 trade |
| SPSethuraman PanchanathanExecutive | Chennai, India (undeveloped land) plot 1other | Sell | $1,001 – $15,000 | Aug 4, 2022 | Aug 17, 2023 | 378 | Filing for Sethuraman Panchanathan Chennai, India (undeveloped land) plot 1 trade |
| JTJohn TienExecutive | T Rowe PriceEmerging Markets Stock Fund (PRMSX)fund | Sell | $1,001 – $15,000 | Jul 14, 2022 | Aug 17, 2023 | 399 | Filing for John Tien T Rowe PriceEmerging Markets Stock Fund (PRMSX) trade |
| JTJohn TienExecutive | SCHASchwab U.S. Small-Cap ETF | Sell | $1,001 – $15,000 | Jul 14, 2022 | Aug 17, 2023 | 399 | Filing for John Tien SCHA trade |
| JTJohn TienExecutive | SPDR Bloomberg Barclays 1-3 Month T-Bill ETF (BIL)bond | Sell | $1,001 – $15,000 | Jul 14, 2022 | Aug 17, 2023 | 399 | Filing for John Tien SPDR Bloomberg Barclays 1-3 Month T-Bill ETF (BIL) trade |
| JTJohn TienExecutive | IWDiShares Russell 1000 Value ETF | Buy | $1,001 – $15,000 | Jul 14, 2022 | Aug 17, 2023 | 399 | Filing for John Tien IWD trade |
| JTJohn TienExecutive | iShares US Treasury Bond ETF (GOVT)bond | Buy | $15,001 – $50,000 | Jul 14, 2022 | Aug 17, 2023 | 399 | Filing for John Tien iShares US Treasury Bond ETF (GOVT) trade |
| JTJohn TienExecutive | VCITVanguard Intermediate-Term Corporate Bond ETF | Buy | $1,001 – $15,000 | Jul 14, 2022 | Aug 17, 2023 | 399 | Filing for John Tien VCIT trade |
| SPSethuraman PanchanathanExecutive | Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX)fund | Buy | $1,001 – $15,000 | May 16, 2022 | Aug 17, 2023 | 458 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX) trade |
| SPSethuraman PanchanathanExecutive | Fidelity Puritan Fund (FPURX)fund | Buy | $1,001 – $15,000 | May 16, 2022 | Aug 17, 2023 | 458 | Filing for Sethuraman Panchanathan Fidelity Puritan Fund (FPURX) trade |
| SPSethuraman PanchanathanExecutive | Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX)fund | Buy | $1,001 – $15,000 | May 16, 2022 | Aug 17, 2023 | 458 | Filing for Sethuraman Panchanathan Value Line Asset Allocation Fund, Inc Investor Class Shares (VLAAX) trade |
| JTJohn TienExecutive | Goldman Sachs GQG Partners International Opportunities Fund Institutional Class Shs (GSIMX)fund | Sell | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien Goldman Sachs GQG Partners International Opportunities Fund Institutional Class Shs (GSIMX) trade |
| JTJohn TienExecutive | PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX)fund | Buy | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX) trade |
| JTJohn TienExecutive | Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares (FTHSX)fund | Sell | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares (FTHSX) trade |
| JTJohn TienExecutive | T Rowe PriceEmerging Markets Stock Fund (PRMSX)fund | Buy | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien T Rowe PriceEmerging Markets Stock Fund (PRMSX) trade |
| JTJohn TienExecutive | ClearBridge Large Cap Growth Fund Class I Shares (SBLYX)fund | Buy | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien ClearBridge Large Cap Growth Fund Class I Shares (SBLYX) trade |
| JTJohn TienExecutive | MFS Value Fund Class I Shares (MEIIX)fund | Sell | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien MFS Value Fund Class I Shares (MEIIX) trade |
| JTJohn TienExecutive | BlackRock Equity Dividend Fund Institutional Shares (MADVX)fund | Sell | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien BlackRock Equity Dividend Fund Institutional Shares (MADVX) trade |
| JTJohn TienExecutive | DoubleLine Total Return Bond Fund Class I Shares (DBLTX)fund | Sell | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien DoubleLine Total Return Bond Fund Class I Shares (DBLTX) trade |
| JTJohn TienExecutive | Edgewood Growth Fund Institutional Class Shares (EGFIX)fund | Buy | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien Edgewood Growth Fund Institutional Class Shares (EGFIX) trade |
| JTJohn TienExecutive | IEFAiShares Core MSCI EAFE ETF | Sell | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien IEFA trade |
| JTJohn TienExecutive | SPDR Bloomberg Barclays 1-3 Month T-Bill ETF (BIL)bond | Sell | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien SPDR Bloomberg Barclays 1-3 Month T-Bill ETF (BIL) trade |
| JTJohn TienExecutive | VCITVanguard Intermediate-Term Corporate Bond ETF | Buy | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien VCIT trade |
| JTJohn TienExecutive | IWDiShares Russell 1000 Value ETF | Sell | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien IWD trade |
| JTJohn TienExecutive | IWFiShares Russell 1000 Growth Fund | Buy | $1,001 – $15,000 | May 13, 2022 | Aug 17, 2023 | 461 | Filing for John Tien IWF trade |
| JTJohn TienExecutive | Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares (FTHSX)fund | Buy | $1,001 – $15,000 | Feb 9, 2022 | Aug 17, 2023 | 554 | Filing for John Tien Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares (FTHSX) trade |
| JTJohn TienExecutive | Edgewood Growth Fund Institutional Class Shares (EGFIX)fund | Buy | $1,001 – $15,000 | Feb 9, 2022 | Aug 17, 2023 | 554 | Filing for John Tien Edgewood Growth Fund Institutional Class Shares (EGFIX) trade |
| JTJohn TienExecutive | T Rowe PriceEmerging Markets Stock Fund (PRMSX)fund | Sell | $1,001 – $15,000 | Feb 9, 2022 | Aug 17, 2023 | 554 | Filing for John Tien T Rowe PriceEmerging Markets Stock Fund (PRMSX) trade |
| JTJohn TienExecutive | PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX)fund | Buy | $1,001 – $15,000 | Feb 9, 2022 | Aug 17, 2023 | 554 | Filing for John Tien PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX) trade |
| JTJohn TienExecutive | BlackRock Equity Dividend Fund Institutional Shares (MADVX)fund | Sell | $1,001 – $15,000 | Feb 9, 2022 | Aug 17, 2023 | 554 | Filing for John Tien BlackRock Equity Dividend Fund Institutional Shares (MADVX) trade |
| JTJohn TienExecutive | IWDiShares Russell 1000 Value ETF | Sell | $1,001 – $15,000 | Feb 9, 2022 | Aug 17, 2023 | 554 | Filing for John Tien IWD trade |
| JTJohn TienExecutive | IWFiShares Russell 1000 Growth Fund | Buy | $1,001 – $15,000 | Feb 9, 2022 | Aug 17, 2023 | 554 | Filing for John Tien IWF trade |
| JTJohn TienExecutive | VMBSVanguard Mortgage-Backed Securities ETF | Sell | $1,001 – $15,000 | Feb 9, 2022 | Aug 17, 2023 | 554 | Filing for John Tien VMBS trade |
| JTJohn TienExecutive | VCITVanguard Intermediate-Term Corporate Bond ETF | Buy | $1,001 – $15,000 | Feb 9, 2022 | Aug 17, 2023 | 554 | Filing for John Tien VCIT trade |