| KHKamala D. HarrisDExecutive | VUGVanguard Morningstar Growth ETF | Buy | $15,001 – $50,000 | May 10, 2022 | May 15, 2023 | 370 | Filing for Kamala D. Harris VUG trade |
| KHKamala D. HarrisDExecutive | VISVanguard Industrials ETF | Sell | $1,001 – $15,000 | May 10, 2022 | May 15, 2023 | 370 | Filing for Kamala D. Harris VIS trade |
| KHKamala D. HarrisDExecutive | SKYYFirst Trust Cloud Computing ETF | Sell | $1,001 – $15,000 | May 10, 2022 | May 15, 2023 | 370 | Filing for Kamala D. Harris SKYY trade |
| KHKamala D. HarrisDExecutive | VDCVanguard Consumer Staples ETF | Sell | $1,001 – $15,000 | May 10, 2022 | May 15, 2023 | 370 | Filing for Kamala D. Harris VDC trade |
| KHKamala D. HarrisDExecutive | XLEState Street Energy Select Sector SPDR ETF | Sell | $1,001 – $15,000 | May 10, 2022 | May 15, 2023 | 370 | Filing for Kamala D. Harris XLE trade |
| KHKamala D. HarrisDExecutive | VAWVanguard Materials ETF | Sell | $1,001 – $15,000 | May 10, 2022 | May 15, 2023 | 370 | Filing for Kamala D. Harris VAW trade |
| KHKamala D. HarrisDExecutive | XLFState Street Financial Select Sector SPDR ETF | Sell | $1,001 – $15,000 | May 10, 2022 | May 15, 2023 | 370 | Filing for Kamala D. Harris XLF trade |
| KHKamala D. HarrisDExecutive | VGTVanguard Information Tech ETF | Buy | $1,001 – $15,000 | Apr 14, 2022 | May 15, 2023 | 396 | Filing for Kamala D. Harris VGT trade |
| KHKamala D. HarrisDExecutive | VCSHVanguard Short-Term Corporate Bond ETF | Buy | $1,001 – $15,000 | Feb 14, 2022 | May 15, 2023 | 455 | Filing for Kamala D. Harris VCSH trade |
| KHKamala D. HarrisDExecutive | MBBiShares MBS ETF | Sell | $15,001 – $50,000 | Feb 14, 2022 | May 15, 2023 | 455 | Filing for Kamala D. Harris MBB trade |
| KHKamala D. HarrisDExecutive | IEMGiShares Core MSCI Emerging Markets ETF | Buy | $1,001 – $15,000 | Feb 14, 2022 | May 15, 2023 | 455 | Filing for Kamala D. Harris IEMG trade |
| KHKamala D. HarrisDExecutive | IEFAiShares Core MSCI EAFE ETF | Buy | $1,001 – $15,000 | Feb 14, 2022 | May 15, 2023 | 455 | Filing for Kamala D. Harris IEFA trade |
| KHKamala D. HarrisDExecutive | VTVVanguard Morningstar Value ETF | Sell | $15,001 – $50,000 | Feb 14, 2022 | May 15, 2023 | 455 | Filing for Kamala D. Harris VTV trade |
| KHKamala D. HarrisDExecutive | VUGVanguard Morningstar Growth ETF | Buy | $15,001 – $50,000 | Feb 14, 2022 | May 15, 2023 | 455 | Filing for Kamala D. Harris VUG trade |
| KHKamala D. HarrisDExecutive | VBKVanguard Morningstar Small-Cap Growth ETF | Buy | $1,001 – $15,000 | Feb 14, 2022 | May 15, 2023 | 455 | Filing for Kamala D. Harris VBK trade |
| KHKamala D. HarrisDExecutive | VBRVanguard Morningstar Small-Cap Value ETF | Buy | $1,001 – $15,000 | Feb 14, 2022 | May 15, 2023 | 455 | Filing for Kamala D. Harris VBR trade |
| KHKamala D. HarrisDExecutive | MBBiShares MBS ETF | Sell | $1,001 – $15,000 | Feb 11, 2022 | May 15, 2023 | 458 | Filing for Kamala D. Harris MBB trade |
| KHKamala D. HarrisDExecutive | VCSHVanguard Short-Term Corporate Bond ETF | Buy | $1,001 – $15,000 | Feb 11, 2022 | May 15, 2023 | 458 | Filing for Kamala D. Harris VCSH trade |
| KHKamala D. HarrisDExecutive | SMHVanEck Semiconductor ETF | Buy | $1,001 – $15,000 | Feb 11, 2022 | May 15, 2023 | 458 | Filing for Kamala D. Harris SMH trade |
| CRCecilia RouseExecutive | BlackRock Strategic Municipal Opportunities Fund Institutional Shares (MAMTX)fund | Sell | $1,001 – $15,000 | Mar 7, 2023 | May 10, 2023 | 64 | Filing for Cecilia Rouse BlackRock Strategic Municipal Opportunities Fund Institutional Shares (MAMTX) trade |
| CRCecilia RouseExecutive | HELOJPMorgan Hedged Equity Laddered Overlay ETF | Sell | $15,001 – $50,000 | Feb 2, 2023 | May 10, 2023 | 97 | Filing for Cecilia Rouse HELO trade |
| CRCecilia RouseExecutive | QQQInvesco QQQ Trust, Series 1 | Sell | $15,001 – $50,000 | Dec 6, 2022 | May 10, 2023 | 155 | Filing for Cecilia Rouse QQQ trade |
| CRCecilia RouseExecutive | VYMVanguard High Dividend Yield ETF | Buy | $15,001 – $50,000 | Dec 6, 2022 | May 10, 2023 | 155 | Filing for Cecilia Rouse VYM trade |
| CRCecilia RouseExecutive | DFA Intermediate-Term Municipal Bondstock | Sell | $15,001 – $50,000 | Nov 2, 2022 | May 10, 2023 | 189 | Filing for Cecilia Rouse DFA Intermediate-Term Municipal Bond trade |
| CRCecilia RouseExecutive | Vanguard Target Retirement 2020 Fund Investor Class Shares (VTWNX)fund | Sell | $1,001 – $15,000 | Oct 5, 2022 | May 10, 2023 | 217 | Filing for Cecilia Rouse Vanguard Target Retirement 2020 Fund Investor Class Shares (VTWNX) trade |
| CRCecilia RouseExecutive | Vanguard Limited-Term Tax-Exempt Fundfund | Sell | $15,001 – $50,000 | Oct 3, 2022 | May 10, 2023 | 219 | Filing for Cecilia Rouse Vanguard Limited-Term Tax-Exempt Fund trade |
| CRCecilia RouseExecutive | IEMGiShares Core MSCI Emerging Markets ETF | Sell | $1,001 – $15,000 | Oct 3, 2022 | May 10, 2023 | 219 | Filing for Cecilia Rouse IEMG trade |
| CRCecilia RouseExecutive | American Balanced Fund Class A Sharesfund | Sell | $15,001 – $50,000 | Sep 23, 2022 | May 10, 2023 | 229 | Filing for Cecilia Rouse American Balanced Fund Class A Shares trade |
| CRCecilia RouseExecutive | FlexShares iBoxx 3-Year Target Durationother | Sell | $50,001 – $100,000 | Jul 25, 2022 | May 10, 2023 | 289 | Filing for Cecilia Rouse FlexShares iBoxx 3-Year Target Duration trade |
| CRCecilia RouseExecutive | MainStay MacKay High Yield Municipal Bondstock | Sell | $15,001 – $50,000 | May 11, 2022 | May 10, 2023 | 364 | Filing for Cecilia Rouse MainStay MacKay High Yield Municipal Bond trade |
| CRCecilia RouseExecutive | Goldman Sachs Dynamic Municipal Incomestock | Sell | $15,001 – $50,000 | Apr 11, 2022 | May 10, 2023 | 394 | Filing for Cecilia Rouse Goldman Sachs Dynamic Municipal Income trade |
| CRCecilia RouseExecutive | Vanguard Intermediate-Term Tax-Exemptstock | Sell | $15,001 – $50,000 | Apr 8, 2022 | May 10, 2023 | 397 | Filing for Cecilia Rouse Vanguard Intermediate-Term Tax-Exempt trade |
| CRCecilia RouseExecutive | DFA Intermediate-Term Municipal Bondstock | Buy | $15,001 – $50,000 | Apr 8, 2022 | May 10, 2023 | 397 | Filing for Cecilia Rouse DFA Intermediate-Term Municipal Bond trade |
| LALloyd AustinExecutive | Limited Term Tax-Exempt Bond Fund offund | Buy | $100,001 – $250,000 | Sep 23, 2022 | May 6, 2023 | 225 | Filing for Lloyd Austin Limited Term Tax-Exempt Bond Fund of trade |
| LALloyd AustinExecutive | TCHPT. Rowe Price Blue Chip Growth ETF | Sell | $50,001 – $100,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin TCHP trade |
| LALloyd AustinExecutive | Tax-Exempt Bond Fund of America Class F2fund | Sell | $100,001 – $250,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin Tax-Exempt Bond Fund of America Class F2 trade |
| LALloyd AustinExecutive | Invesco Oppenheimer Developing Marketsstock | Sell | $50,001 – $100,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin Invesco Oppenheimer Developing Markets trade |
| LALloyd AustinExecutive | Fidelity Municipal Bond Index Fund (FMBIX)fund | Sell | $100,001 – $250,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin Fidelity Municipal Bond Index Fund (FMBIX) trade |
| LALloyd AustinExecutive | FIMUFidelity Intermediate Municipal Income ETF | Sell | $100,001 – $250,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin FIMU trade |
| LALloyd AustinExecutive | EuroPacific Growth Fund Class F2 Sharesfund | Sell | $15,001 – $50,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin EuroPacific Growth Fund Class F2 Shares trade |
| LALloyd AustinExecutive | PIMCO Municipal Bond Fund I-3 (PMUNX)fund | Buy | $100,001 – $250,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin PIMCO Municipal Bond Fund I-3 (PMUNX) trade |
| LALloyd AustinExecutive | New World Fund, Inc Class F2 Sharesfund | Buy | $50,001 – $100,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin New World Fund, Inc Class F2 Shares trade |
| LALloyd AustinExecutive | CGXUCapital Group International Focus Equity ETF | Buy | $15,001 – $50,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin CGXU trade |
| LALloyd AustinExecutive | Capital Group Growth ETF Share Classetf | Buy | $50,001 – $100,000 | Sep 22, 2022 | May 6, 2023 | 226 | Filing for Lloyd Austin Capital Group Growth ETF Share Class trade |
| LALloyd AustinExecutive | PIMCO Municipal Bond Fund (Conversion)fund | Other | $15,001 – $50,000 | Feb 7, 2022 | May 6, 2023 | 453 | Filing for Lloyd Austin PIMCO Municipal Bond Fund (Conversion) trade |
| LALloyd AustinExecutive | Delaware Smid Cap Growth Fund Institutionalfund | Buy | $15,001 – $50,000 | Jan 3, 2022 | May 6, 2023 | 488 | Filing for Lloyd Austin Delaware Smid Cap Growth Fund Institutional trade |
| NFNuria FernandezExecutive | BMYBristol-Myers Squibb Company | Sell | $1,001 – $15,000 | Mar 2, 2023 | May 4, 2023 | 63 | Filing for Nuria Fernandez BMY trade |
| NFNuria FernandezExecutive | SPGIS&P Global Inc. | Buy | $1,001 – $15,000 | Mar 2, 2023 | May 4, 2023 | 63 | Filing for Nuria Fernandez SPGI trade |
| NFNuria FernandezExecutive | SYKStryker Corporation | Buy | $1,001 – $15,000 | Mar 2, 2023 | May 4, 2023 | 63 | Filing for Nuria Fernandez SYK trade |
| NFNuria FernandezExecutive | BLKBlackRock Inc. | Sell | $1,001 – $15,000 | Feb 24, 2023 | May 4, 2023 | 69 | Filing for Nuria Fernandez BLK trade |