| TVThomas J. VilsackExecutive | Invesco Corporate Bond Fund (ACCHX)fund | Sell | $1,001 – $15,000 | Sep 22, 2022 | Apr 13, 2023 | 203 | Filing for Thomas J. Vilsack Invesco Corporate Bond Fund (ACCHX) trade |
| TVThomas J. VilsackExecutive | John Hancock Government Income Fund Class I Shares (JGIFX)fund | Buy | $1,001 – $15,000 | Sep 22, 2022 | Apr 13, 2023 | 203 | Filing for Thomas J. Vilsack John Hancock Government Income Fund Class I Shares (JGIFX) trade |
| TVThomas J. VilsackExecutive | Invesco Conservative Income Fund Class Y Shares (ICIYX)fund | Buy | $1,001 – $15,000 | Sep 22, 2022 | Apr 13, 2023 | 203 | Filing for Thomas J. Vilsack Invesco Conservative Income Fund Class Y Shares (ICIYX) trade |
| TVThomas J. VilsackExecutive | International Growth & Income Fund Class F1 Shares (IGIFX)fund | Buy | $1,001 – $15,000 | Sep 22, 2022 | Apr 13, 2023 | 203 | Filing for Thomas J. Vilsack International Growth & Income Fund Class F1 Shares (IGIFX) trade |
| TVThomas J. VilsackExecutive | Invesco Conservative Income Fund Class Y Shares (ICIYX)fund | Buy | $1,001 – $15,000 | Sep 22, 2022 | Apr 13, 2023 | 203 | Filing for Thomas J. Vilsack Invesco Conservative Income Fund Class Y Shares (ICIYX) trade |
| TVThomas J. VilsackExecutive | Invesco Corporate Bond Fund Class Y (ACCHX)fund | Sell | $1,001 – $15,000 | Sep 22, 2022 | Apr 13, 2023 | 203 | Filing for Thomas J. Vilsack Invesco Corporate Bond Fund Class Y (ACCHX) trade |
| TVThomas J. VilsackExecutive | Nuveen High Yield Municipal Bond Fund Class I Shares (NHMRX)fund | Sell | $1,001 – $15,000 | Aug 22, 2022 | Apr 13, 2023 | 234 | Filing for Thomas J. Vilsack Nuveen High Yield Municipal Bond Fund Class I Shares (NHMRX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Floating-Rate Advantage Fund Class I Shares (EIFAX)fund | Sell | $1,001 – $15,000 | Jun 10, 2022 | Apr 13, 2023 | 307 | Filing for Thomas J. Vilsack Eaton Vance Floating-Rate Advantage Fund Class I Shares (EIFAX) trade |
| TVThomas J. VilsackExecutive | Delaware Small Cap Value Fund Institutional Class Shares (DEVIX)fund | Buy | $1,001 – $15,000 | Jun 10, 2022 | Apr 13, 2023 | 307 | Filing for Thomas J. Vilsack Delaware Small Cap Value Fund Institutional Class Shares (DEVIX) trade |
| TVThomas J. VilsackExecutive | Columbia Mortgage Opportunities Fund Institutional 2 Class Shares (CLMVX)fund | Buy | $1,001 – $15,000 | Jun 10, 2022 | Apr 13, 2023 | 307 | Filing for Thomas J. Vilsack Columbia Mortgage Opportunities Fund Institutional 2 Class Shares (CLMVX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Short Duration Inflation Protected Income Fund Class I Shs (EIRRX)fund | Sell | $1,001 – $15,000 | May 13, 2022 | Apr 13, 2023 | 335 | Filing for Thomas J. Vilsack Eaton Vance Short Duration Inflation Protected Income Fund Class I Shs (EIRRX) trade |
| TVThomas J. VilsackExecutive | Federated Kaufmann Small Cap Fund Institutional Class Shares (FKAIX)fund | Buy | $1,001 – $15,000 | Apr 27, 2022 | Apr 13, 2023 | 351 | Filing for Thomas J. Vilsack Federated Kaufmann Small Cap Fund Institutional Class Shares (FKAIX) trade |
| TVThomas J. VilsackExecutive | JPMorgan Growth and Income Fund Class I Shares (VGIIX)fund | Buy | $1,001 – $15,000 | Apr 21, 2022 | Apr 13, 2023 | 357 | Filing for Thomas J. Vilsack JPMorgan Growth and Income Fund Class I Shares (VGIIX) trade |
| TVThomas J. VilsackExecutive | John Hancock Funds III Disciplined Value Mid Cap Fund Institutional Class Shares (JVMIX)fund | Buy | $1,001 – $15,000 | Apr 21, 2022 | Apr 13, 2023 | 357 | Filing for Thomas J. Vilsack John Hancock Funds III Disciplined Value Mid Cap Fund Institutional Class Shares (JVMIX) trade |
| TVThomas J. VilsackExecutive | First Trust Exchange-Traded Fund VIII FT CBOE VEST U S Equity Deep Buffer ETFetf | Buy | $1,001 – $15,000 | Mar 22, 2022 | Apr 13, 2023 | 387 | Filing for Thomas J. Vilsack First Trust Exchange-Traded Fund VIII FT CBOE VEST U S Equity Deep Buffer ETF trade |
| TVThomas J. VilsackExecutive | DMARFT Vest U.S. Equity Deep Buffer ETF - March | Buy | $1,001 – $15,000 | Mar 22, 2022 | Apr 13, 2023 | 387 | Filing for Thomas J. Vilsack DMAR trade |
| TVThomas J. VilsackExecutive | Fidelity 500 Index Fund (FXAIX)fund | Sell | $1,001 – $15,000 | Mar 21, 2022 | Apr 13, 2023 | 388 | Filing for Thomas J. Vilsack Fidelity 500 Index Fund (FXAIX) trade |
| TVThomas J. VilsackExecutive | BlackRock Strategic Municipal Opportunities Fund Institutional Shares (MAMTX)fund | Sell | $1,001 – $15,000 | Feb 2, 2022 | Apr 13, 2023 | 435 | Filing for Thomas J. Vilsack BlackRock Strategic Municipal Opportunities Fund Institutional Shares (MAMTX) trade |
| TVThomas J. VilsackExecutive | Nuveen Intermediate Duration Municipal Bondstock | Buy | $15,001 – $50,000 | Feb 2, 2022 | Apr 13, 2023 | 435 | Filing for Thomas J. Vilsack Nuveen Intermediate Duration Municipal Bond trade |
| TVThomas J. VilsackExecutive | John Hancock Funds III Disciplined Value Mid Cap Fund Institutional Class Shares (JVMIX)fund | Buy | $1,001 – $15,000 | Jan 14, 2022 | Apr 13, 2023 | 454 | Filing for Thomas J. Vilsack John Hancock Funds III Disciplined Value Mid Cap Fund Institutional Class Shares (JVMIX) trade |
| TVThomas J. VilsackExecutive | John Hancock Bond Fund Class I Shares (JHBIX)fund | Buy | $1,001 – $15,000 | Jan 11, 2022 | Apr 13, 2023 | 457 | Filing for Thomas J. Vilsack John Hancock Bond Fund Class I Shares (JHBIX) trade |
| TVThomas J. VilsackExecutive | Thornburg Limited Term Municipal Fund Class I Shares (LTMIX)fund | Buy | $1,001 – $15,000 | Jan 10, 2022 | Apr 13, 2023 | 458 | Filing for Thomas J. Vilsack Thornburg Limited Term Municipal Fund Class I Shares (LTMIX) trade |
| TVThomas J. VilsackExecutive | PrincipalGlobal Real Estate Securities Fund Institutional Class Shares (POSIX)fund | Buy | $1,001 – $15,000 | Jan 4, 2022 | Apr 13, 2023 | 464 | Filing for Thomas J. Vilsack PrincipalGlobal Real Estate Securities Fund Institutional Class Shares (POSIX) trade |
| TVThomas J. VilsackExecutive | Nuveen High Yield Municipal Bond Fund Class I Shares (NHMRX)fund | Buy | $1,001 – $15,000 | Jan 4, 2022 | Apr 13, 2023 | 464 | Filing for Thomas J. Vilsack Nuveen High Yield Municipal Bond Fund Class I Shares (NHMRX) trade |
| TVThomas J. VilsackExecutive | MFS Growth Fund Class I Shares (MFEIX)fund | Buy | $1,001 – $15,000 | Jan 4, 2022 | Apr 13, 2023 | 464 | Filing for Thomas J. Vilsack MFS Growth Fund Class I Shares (MFEIX) trade |
| TVThomas J. VilsackExecutive | BlackRock Strategic Municipal Opportunities Fund Institutional Shares (MAMTX)fund | Buy | $1,001 – $15,000 | Jan 4, 2022 | Apr 13, 2023 | 464 | Filing for Thomas J. Vilsack BlackRock Strategic Municipal Opportunities Fund Institutional Shares (MAMTX) trade |
| TVThomas J. VilsackExecutive | Fidelity International Index Fund (FSPSX)fund | Buy | $1,001 – $15,000 | Jan 4, 2022 | Apr 13, 2023 | 464 | Filing for Thomas J. Vilsack Fidelity International Index Fund (FSPSX) trade |
| TVThomas J. VilsackExecutive | Fidelity Advisor International Capital Appreciation Fund Class I Shares (FCPIX)fund | Buy | $1,001 – $15,000 | Jan 4, 2022 | Apr 13, 2023 | 464 | Filing for Thomas J. Vilsack Fidelity Advisor International Capital Appreciation Fund Class I Shares (FCPIX) trade |
| TVThomas J. VilsackExecutive | MFS Growth Fund Class I Shares (MFEIX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack MFS Growth Fund Class I Shares (MFEIX) trade |
| TVThomas J. VilsackExecutive | Vanguard Long-Term Treasury Index Fund Admiral Class Shares (VLGSX)bond | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Vanguard Long-Term Treasury Index Fund Admiral Class Shares (VLGSX) trade |
| TVThomas J. VilsackExecutive | JPMorgan Growth and Income Fund Class I Shares (VGIIX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack JPMorgan Growth and Income Fund Class I Shares (VGIIX) trade |
| TVThomas J. VilsackExecutive | Victory SophusEmerging Markets Fund Class Y Shares (RSENX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Victory SophusEmerging Markets Fund Class Y Shares (RSENX) trade |
| TVThomas J. VilsackExecutive | Victory Trivalent International Small-Cap Fund Class I Shares (MISIX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Victory Trivalent International Small-Cap Fund Class I Shares (MISIX) trade |
| TVThomas J. VilsackExecutive | Fidelity 500 Index Fund (FXAIX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Fidelity 500 Index Fund (FXAIX) trade |
| TVThomas J. VilsackExecutive | Federated Short-Term Income Fund Institutional Shares (FSTYX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Federated Short-Term Income Fund Institutional Shares (FSTYX) trade |
| TVThomas J. VilsackExecutive | Fidelity International Index Fund (FSPSX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Fidelity International Index Fund (FSPSX) trade |
| TVThomas J. VilsackExecutive | Federated Institutional High Yield Bond Fund Institutional Shares (FIHBX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Federated Institutional High Yield Bond Fund Institutional Shares (FIHBX) trade |
| TVThomas J. VilsackExecutive | Fidelity Advisor Investment Grade Bond Fund Class I Shares (FGBPX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Fidelity Advisor Investment Grade Bond Fund Class I Shares (FGBPX) trade |
| TVThomas J. VilsackExecutive | Fidelity Advisor International Capital Appreciation Fund Class I Shares (FCPIX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Fidelity Advisor International Capital Appreciation Fund Class I Shares (FCPIX) trade |
| TVThomas J. VilsackExecutive | Fidelity Advisor Small Cap Growth Fund Class I Shares (FCIGX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Fidelity Advisor Small Cap Growth Fund Class I Shares (FCIGX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Short Duration Inflation Protected Income Fund Class I Shs (EIRRX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Eaton Vance Short Duration Inflation Protected Income Fund Class I Shs (EIRRX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Floating-Rate Advantage Fund Class I Shares (EIFAX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Eaton Vance Floating-Rate Advantage Fund Class I Shares (EIFAX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Emerging Markets Local Income Fund Class I Shares (EEIIX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Eaton Vance Emerging Markets Local Income Fund Class I Shares (EEIIX) trade |
| TVThomas J. VilsackExecutive | Delaware Small Cap Value Fund Institutional Class Shares (DEVIX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Delaware Small Cap Value Fund Institutional Class Shares (DEVIX) trade |
| TVThomas J. VilsackExecutive | Columbia Mortgage Opportunities Fund Institutional 2 Class Shares (CLMVX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Columbia Mortgage Opportunities Fund Institutional 2 Class Shares (CLMVX) trade |
| TVThomas J. VilsackExecutive | Invesco Corporate Bond Fund Cl Y Shs (ACCHX)fund | Buy | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack Invesco Corporate Bond Fund Cl Y Shs (ACCHX) trade |
| TVThomas J. VilsackExecutive | PIMCO Long Term Real Return Fundfund | Sell | $1,001 – $15,000 | Jan 3, 2022 | Apr 13, 2023 | 465 | Filing for Thomas J. Vilsack PIMCO Long Term Real Return Fund trade |
| SBShailen BhattExecutive | Spoke Safety Vested Common Unitsstock | Sell | $50,001 – $100,000 | Mar 6, 2023 | Apr 4, 2023 | 29 | Filing for Shailen Bhatt Spoke Safety Vested Common Units trade |
| SBShailen BhattExecutive | SAFESafehold Inc. New | Sell | $15,001 – $50,000 | Mar 6, 2023 | Apr 4, 2023 | 29 | Filing for Shailen Bhatt SAFE trade |
| SBShailen BhattExecutive | Zuul Vested Stock Optionsstock | Sell | $1,001 – $15,000 | Mar 5, 2023 | Apr 4, 2023 | 30 | Filing for Shailen Bhatt Zuul Vested Stock Options trade |